Insider · CIK 0001188881

HANSER FREDERICK O

Reports to the SEC for 2 companies · ST LOUIS, MO

sec.gov

Transactions

Companies

Filings

CIK

0001188881

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-09-17	SFSTIFEL FINANCIAL CORPS Sale	Director of a Subsidiary	SSale	−10K sh	$54.42	−$544K	40,905
2018-09-17	SFSTIFEL FINANCIAL CORPG Gift	Director of a Subsidiary	GGift	−1,000 sh	—	—	39,905
2018-06-06	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	+7,481 sh	—	—	41,486
2018-06-06	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	+9,419 sh	—	—	50,905
2018-06-06	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	−7,481 sh	—	—	9,419
2018-06-06	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	−9,419 sh	—	—	0
2017-12-29	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	+3,750 sh	—	—	34,005
2017-12-29	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	−3,750 sh	—	—	16,907
2017-11-15	SFSTIFEL FINANCIAL CORPS Sale	Director of a Subsidiary	SSale	−3,000 sh	$51.96	−$156K	30,255
2017-08-04	SFSTIFEL FINANCIAL CORPS Sale	Director of a Subsidiary	SSale	−4,000 sh	$50.00	−$200K	33,255
2017-06-07	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director of a Subsidiary	AAward	+1,900 sh	—	—	20,657
2016-12-30	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	+3,375 sh	—	—	38,565
2016-12-30	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	−3,375 sh	—	—	18,757
2016-11-22	SFSTIFEL FINANCIAL CORPS Sale	Director of a Subsidiary	SSale	−5,000 sh	$50.20	−$251K	35,190
2016-11-07	SFSTIFEL FINANCIAL CORPG Gift	Director of a Subsidiary	GGift	−1,310 sh	—	—	38,880
2016-06-15	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director of a Subsidiary	AAward	+3,750 sh	—	—	22,132
2016-01-22	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	+3,375 sh	—	—	40,190
2016-01-22	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	−3,375 sh	—	—	18,382
2015-12-03	SFSTIFEL FINANCIAL CORPS Sale	Director of a Subsidiary	SSale	−3,375 sh	$45.32	−$153K	36,815
2015-11-19	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	+2,250 sh	$17.00	+$38.3K	42,440
2015-11-19	SFSTIFEL FINANCIAL CORPF Tax Payment	Director of a Subsidiary	FTax Payment	−840 sh	$45.51	−$38.2K	41,600
2015-11-19	SFSTIFEL FINANCIAL CORPS Sale	Director of a Subsidiary	SSale	−1,410 sh	$45.51	−$64.2K	40,190
2015-11-19	SFSTIFEL FINANCIAL CORP · Stock Option (Option to Buy)M Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	−2,250 sh	—	—	0
2015-06-10	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director of a Subsidiary	AAward	+3,750 sh	—	—	21,757
2015-01-22	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	+3,375 sh	—	—	40,190
2015-01-22	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	−3,375 sh	—	—	18,007
2014-12-11	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	+2,250 sh	$8.99	+$20.2K	36,815
2014-12-11	SFSTIFEL FINANCIAL CORP · Stock Option (Option to Buy)M Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	−2,250 sh	—	—	0
2014-01-24	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	+3,375 sh	—	—	34,565
2014-01-24	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	−3,375 sh	—	—	17,632
2013-12-10	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	+2,999 sh	$6.17	+$18.5K	36,604
2013-12-10	SFSTIFEL FINANCIAL CORPF Tax Payment	Director of a Subsidiary	FTax Payment	−414 sh	$44.65	−$18.5K	36,190
2013-12-10	SFSTIFEL FINANCIAL CORPS Sale	Director of a Subsidiary	SSale	−5,000 sh	$44.73	−$224K	31,190
2013-12-10	SFSTIFEL FINANCIAL CORP · Stock Option (Option to Buy)M Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	−2,999 sh	—	—	0
2013-06-12	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director of a Subsidiary	AAward	+3,750 sh	—	—	21,007
2013-01-24	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	+3,349 sh	—	—	33,605
2013-01-24	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	−3,349 sh	—	—	10,132
2012-12-20	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	+15K sh	$4.70	+$70.5K	32,445
2012-12-20	SFSTIFEL FINANCIAL CORPF Tax Payment	Director of a Subsidiary	FTax Payment	−2,189 sh	$32.20	−$70.5K	30,256
2012-12-20	SFSTIFEL FINANCIAL CORP · Stock Option (Option to Buy)M Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	−15K sh	—	—	0
2012-06-06	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director of a Subsidiary	AAward	+3,750 sh	—	—	20,606
2012-01-17	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	+3,718 sh	—	—	17,445
2012-01-17	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	−3,718 sh	—	—	13,481
2011-06-01	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director of a Subsidiary	AAward	+3,375 sh	—	—	17,199
2011-01-19	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	+2,926 sh	—	—	9,151
2011-01-19	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	−2,926 sh	—	—	9,216
2010-04-23	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	Director of a Subsidiary	AAward	+2,250 sh	—	—	12,142
2010-01-20	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	+844 sh	—	—	2,844
2010-01-20	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	+2,556 sh	—	—	5,400
2010-01-20	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	Director of a Subsidiary	MExercise/Conversion	+825 sh	—	—	6,225

Recent filings

Accepted (ET)
Sep 194
HANSER FREDERICK O0001209191-18-051634
SEC(opens sec.gov)
Jun 84
HANSER FREDERICK O0000720672-18-000060
SEC(opens sec.gov)
Jan 34
HANSER FREDERICK O0000720672-18-000012
SEC(opens sec.gov)
Nov 154
HANSER FREDERICK O0000720672-17-000092
SEC(opens sec.gov)
Aug 74
HANSER FREDERICK O0000720672-17-000081
SEC(opens sec.gov)
Jun 94
STIFEL FINANCIAL CORP0000720672-17-000067
SEC(opens sec.gov)
Feb 145
STIFEL FINANCIAL CORP0000720672-17-000033
SEC(opens sec.gov)
Jan 44
STIFEL FINANCIAL CORP0000720672-17-000018
SEC(opens sec.gov)
Nov 234
STIFEL FINANCIAL CORP0000720672-16-000182
SEC(opens sec.gov)
Jun 174
STIFEL FINANCIAL CORP0000720672-16-000153
SEC(opens sec.gov)
Jan 264
STIFEL FINANCIAL CORP0000720672-16-000103
SEC(opens sec.gov)
Dec 44
STIFEL FINANCIAL CORP0000720672-15-000083
SEC(opens sec.gov)
Nov 234
STIFEL FINANCIAL CORP0000720672-15-000082
SEC(opens sec.gov)

Companies

Address

250 STADIUM PLAZA

ST LOUIS, MO, 63102