Insider · CIK 0001190621

KATZMAN RICHARD

Reports to the SEC for 5 companies · FRAMINGHAM, MA

sec.gov

Transactions

Companies

Filings

CIK

0001190621

Forms 4 and 5

Insider transactions

17 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-01-04	ConvergeOne Holdings, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−125K sh	$12.50	−$1.56M	0
2019-01-04	ConvergeOne Holdings, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−48.4K sh	$12.50	−$605K	0
2018-04-20	ConvergeOne Holdings, Inc.Warrant (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−7,500 sh	—	—	0
2018-02-22	ConvergeOne Holdings, Inc.J Other	Director	JOther	+48.4K sh	—	—	48,375
2018-02-22	ConvergeOne Holdings, Inc.Warrant (Right to Buy)J Other	Director	JOther	+7,500 sh	—	—	7,500
2018-02-22	ConvergeOne Holdings, Inc.P Purchase	Director	PPurchase	+125K sh	$8.00	+$1M	125,000
2011-06-30	PRINCETON REVIEW INCA Award	Director	AAward	+5,000 sh	—	—	22,500
2010-06-30	PRINCETON REVIEW INCA Award	Director	AAward	+5,000 sh	—	—	17,500
2010-03-15	PRINCETON REVIEW INCS Sale	Director	SSale	−1,100 sh	$3.95	−$4,345	13,900
2010-03-15	PRINCETON REVIEW INCS Sale	Director	SSale	−1,400 sh	$3.94	−$5,516	12,500
2009-12-16	PRINCETON REVIEW INCS Sale	Director	SSale	−5,118 sh	$3.60	−$18.4K	15,000
2009-12-10	PRINCETON REVIEW INCS Sale	Director	SSale	−2,000 sh	$3.75	−$7,500	20,118
2009-12-09	PRINCETON REVIEW INCS Sale	Director	SSale	−500 sh	$3.75	−$1,875	22,118
2009-06-30	PRINCETON REVIEW INCA Award	Director	AAward	+5,000 sh	—	—	22,618
2006-06-01	PRINCETON REVIEW INCEmployee Stock Option (right to buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2005-06-01	PRINCETON REVIEW INCEmployee Stock Option (right to buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2004-06-01	PRINCETON REVIEW INCEmployee Stock Option (right to buy)A Award	Director	AAward	+5,000 sh	—	—	5,000

Recent filings

Accepted (ET)
Jan 44
KATZMAN RICHARD0001209191-19-002155
SEC(opens sec.gov)
Apr 244
KATZMAN RICHARD0001209191-18-025940
SEC(opens sec.gov)
Feb 234
KATZMAN RICHARD0001209191-18-013131
SEC(opens sec.gov)
Jul 54
KATZMAN RICHARD0001190621-11-000002
SEC(opens sec.gov)
Jul 14
KATZMAN RICHARD0001190621-10-000003
SEC(opens sec.gov)
Mar 164
KATZMAN RICHARD0001190621-10-000001
SEC(opens sec.gov)
Dec 164
KATZMAN RICHARD0001190621-09-000004
SEC(opens sec.gov)
Dec 114
KATZMAN RICHARD0001190621-09-000002
SEC(opens sec.gov)
Jul 24
KATZMAN RICHARD0001113668-09-000008
SEC(opens sec.gov)
Jun 54
KATZMAN RICHARD0001113668-06-000008
SEC(opens sec.gov)
Jun 134
PRINCETON REVIEW INC0001190621-05-000002
SEC(opens sec.gov)
Jan 74
KATZMAN RICHARD0001190621-05-000001
SEC(opens sec.gov)

Companies

Address

C/O THE PRINCETON REVIEW, INC. 111 SPEEN STREET, SUITE 550

FRAMINGHAM, MA, 01701