Insider · CIK 0001192904

PETERS AULANA L

Reports to the SEC for 4 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001192904

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-02-12	NOCNORTHROP GRUMMAN CORP /DE/M Exercise/Conversion	Director	MExercise/Conversion	+281 sh	$50.55	+$14.2K	21,017
2014-02-12	NOCNORTHROP GRUMMAN CORP /DE/S Sale	Director	SSale	−281 sh	$117.22	−$32.9K	20,736
2014-02-12	NOCNORTHROP GRUMMAN CORP /DE/ · Stock Option (Right-to-buy)M Exercise/Conversion	Director	MExercise/Conversion	−281 sh	—	—	0
2013-12-31	NOCNORTHROP GRUMMAN CORP /DE/J Other	Director	JOther	+359 sh	$114.61	+$41.1K	20,736
2013-10-28	NOCNORTHROP GRUMMAN CORP /DE/M Exercise/Conversion	Director	MExercise/Conversion	+3,000 sh	$50.55	+$152K	23,377
2013-10-28	NOCNORTHROP GRUMMAN CORP /DE/S Sale	Director	SSale	−3,000 sh	$108.19	−$325K	20,377
2013-10-28	NOCNORTHROP GRUMMAN CORP /DE/ · Stock Option (Right-to-buy)M Exercise/Conversion	Director	MExercise/Conversion	−3,000 sh	—	—	281
2013-09-30	NOCNORTHROP GRUMMAN CORP /DE/J Other	Director	JOther	+429 sh	$95.26	+$40.9K	20,377
2013-06-30	NOCNORTHROP GRUMMAN CORP /DE/J Other	Director	JOther	+489 sh	$82.80	+$40.5K	19,948
2013-05-14	MMM3M COA Award	Director	AAward	+1,317 sh	$106.31	+$140K	48,933
2013-03-31	NOCNORTHROP GRUMMAN CORP /DE/J Other	Director	JOther	+562 sh	$70.15	+$39.4K	19,459
2013-03-06	DEDEERE & COA Award	Director	AAward	+1,333 sh	—	—	22,542
2013-01-16	NOCNORTHROP GRUMMAN CORP /DE/J Other	Director	JOther	+4,267 sh	$66.85	+$285K	23,164
2013-01-16	NOCNORTHROP GRUMMAN CORP /DE/J Other	Director	JOther	−4,267 sh	$66.85	−$285K	18,897
2012-12-31	NOCNORTHROP GRUMMAN CORP /DE/J Other	Director	JOther	+617 sh	$67.58	+$41.7K	18,897
2012-12-31	NOCNORTHROP GRUMMAN CORP /DE/J Other	Director	JOther	+604 sh	$67.58	+$40.8K	18,884
2012-11-30	NOCNORTHROP GRUMMAN CORP /DE/G Gift	Director	GGift	−9,237 sh	—	—	3,238
2012-09-30	NOCNORTHROP GRUMMAN CORP /DE/J Other	Director	JOther	+612 sh	$66.43	+$40.7K	18,280
2012-06-30	NOCNORTHROP GRUMMAN CORP /DE/J Other	Director	JOther	+638 sh	$63.79	+$40.7K	17,668
2012-05-08	MMM3M COA Award	Director	AAward	+1,457 sh	$89.21	+$130K	46,408
2012-03-31	NOCNORTHROP GRUMMAN CORP /DE/J Other	Director	JOther	+649 sh	$61.08	+$39.6K	17,030
2012-03-07	DEDEERE & COA Award	Director	AAward	+1,511 sh	—	—	21,209
2012-02-22	NOCNORTHROP GRUMMAN CORP /DE/M Exercise/Conversion	Director	MExercise/Conversion	+3,281 sh	$56.25	+$185K	19,662
2012-02-22	NOCNORTHROP GRUMMAN CORP /DE/S Sale	Director	SSale	−3,281 sh	$60.05	−$197K	16,381
2012-02-22	NOCNORTHROP GRUMMAN CORP /DE/ · Stock Option (Right-to-buy)M Exercise/Conversion	Director	MExercise/Conversion	−3,281 sh	—	—	0
2012-01-26	NOCNORTHROP GRUMMAN CORP /DE/J Other	Director	JOther	−2,067 sh	$59.32	−$123K	14,314
2012-01-26	NOCNORTHROP GRUMMAN CORP /DE/J Other	Director	JOther	+2,067 sh	$59.32	+$123K	16,381
2012-01-08	DEDEERE & COA Award	Director	AAward	+40 sh	—	—	19,698
2011-12-31	NOCNORTHROP GRUMMAN CORP /DE/J Other	Director	JOther	+656 sh	$61.47	+$40.3K	16,381
2011-09-30	NOCNORTHROP GRUMMAN CORP /DE/J Other	Director	JOther	+636 sh	$62.83	+$40K	15,725
2011-08-19	MMM3M COG Gift	Director	GGift	−5,370 sh	—	—	0
2011-08-19	MMM3M COG Gift	Director	GGift	+5,370 sh	—	—	5,370
2011-08-17	NOCNORTHROP GRUMMAN CORP /DE/J Other	Director	JOther	−12.5K sh	—	—	0
2011-08-17	NOCNORTHROP GRUMMAN CORP /DE/J Other	Director	JOther	+12.5K sh	—	—	12,475
2011-06-30	NOCNORTHROP GRUMMAN CORP /DE/J Other	Director	JOther	+625 sh	$69.35	+$43.3K	15,089
2011-05-20	DEDEERE & COS Sale	Director	SSale	−400 sh	$85.73	−$34.3K	19,658
2011-05-10	MMM3M COA Award	Director	AAward	+1,390 sh	$93.50	+$130K	43,808
2011-03-31	NOCNORTHROP GRUMMAN CORP /DE/A Award	Director	AAward	+1,190 sh	—	—	13,884
2011-03-31	NOCNORTHROP GRUMMAN CORP /DE/J Other	Director	JOther	+580 sh	$62.71	+$36.4K	14,464
2011-03-31	NOCNORTHROP GRUMMAN CORP /DE/ · Stock Option (Right-to-Buy)A Award	Director	AAward	+3,281 sh	—	—	3,281
2011-03-31	NOCNORTHROP GRUMMAN CORP /DE/ · Stock Option (Right-to-Buy)A Award	Director	AAward	+3,281 sh	—	—	3,281
2011-03-02	DEDEERE & COA Award	Director	AAward	+1,114 sh	—	—	20,058
2010-12-31	NOCNORTHROP GRUMMAN CORP /DE/J Other	Director	JOther	+585 sh	$64.78	+$37.9K	12,694
2010-11-15	NOCNORTHROP GRUMMAN CORP /DE/M Exercise/Conversion	Director	MExercise/Conversion	+3,000 sh	$43.98	+$132K	15,475
2010-11-15	NOCNORTHROP GRUMMAN CORP /DE/S Sale	Director	SSale	−3,000 sh	$63.31	−$190K	12,475
2010-11-15	NOCNORTHROP GRUMMAN CORP /DE/M Exercise/Conversion	Director	MExercise/Conversion	+3,000 sh	$50.03	+$150K	15,475
2010-11-15	NOCNORTHROP GRUMMAN CORP /DE/S Sale	Director	SSale	−3,000 sh	$63.32	−$190K	12,475
2010-11-15	NOCNORTHROP GRUMMAN CORP /DE/M Exercise/Conversion	Director	MExercise/Conversion	+3,000 sh	$44.75	+$134K	15,475
2010-11-15	NOCNORTHROP GRUMMAN CORP /DE/S Sale	Director	SSale	−3,000 sh	$63.32	−$190K	12,475
2010-11-15	NOCNORTHROP GRUMMAN CORP /DE/ · Stock Option (Right-to-Buy)M Exercise/Conversion	Director	MExercise/Conversion	−3,000 sh	$43.98	−$132K	0

Recent filings

Accepted (ET)
Feb 134
NORTHROP GRUMMAN CORP /DE/0001225208-14-004524
SEC(opens sec.gov)
Jan 34
NORTHROP GRUMMAN CORP /DE/0001225208-14-000610
SEC(opens sec.gov)
Oct 304
NORTHROP GRUMMAN CORP /DE/0001225208-13-022466
SEC(opens sec.gov)
Oct 24
NORTHROP GRUMMAN CORP /DE/0001225208-13-021184
SEC(opens sec.gov)
Jul 14
NORTHROP GRUMMAN CORP /DE/0001225208-13-015131
SEC(opens sec.gov)
May 164
PETERS AULANA L0001127602-13-016992
SEC(opens sec.gov)
Apr 24
PETERS AULANA L0001225208-13-009076
SEC(opens sec.gov)
Mar 74
PETERS AULANA L0000315189-13-000023
SEC(opens sec.gov)
Jan 184
PETERS AULANA L0001225208-13-001672
SEC(opens sec.gov)
Jan 174/A
PETERS AULANA L0001225208-13-001645
SEC(opens sec.gov)
Jan 34
PETERS AULANA L0001225208-13-000539
SEC(opens sec.gov)
Dec 44
PETERS AULANA L0001225208-12-024308
SEC(opens sec.gov)
Oct 24
PETERS AULANA L0001225208-12-020654
SEC(opens sec.gov)
Jul 34
PETERS AULANA L0001225208-12-015771
SEC(opens sec.gov)
May 94
PETERS AULANA L0001127602-12-016336
SEC(opens sec.gov)

Companies

Address

MERRILL LYNCH CORP 222 BROADWAY 17TH FL

NEW YORK, NY, 10038