Insider · CIK 0001193918

SHROTRIYA RAJESH C MD

Reports to the SEC for 4 companies · IRVINE, CA

sec.gov

Transactions

Companies

Filings

CIK

0001193918

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-01-27	GTBPGT Biopharma, Inc. · Option to purchase Common StockA Award	Director	AAward	+500K sh	—	—	500,000
2022-07-15	GTBPGT Biopharma, Inc. · Option to purchase Common StockA Award	Director	AAward	+50K sh	—	—	50,000
2022-07-15	GTBPGT Biopharma, Inc. · Option to purchase Common StockA Award	Director	AAward	+50K sh	—	—	50,000
2022-07-15	GTBPGT Biopharma, Inc. · Option to purchase Common StockA Award	Director	AAward	+361K sh	—	—	361,476
2022-05-25	CASI Pharmaceuticals, Inc (DE)Stock Option (Right to Buy)A Award	Director	AAward	+346K sh	—	—	345,806
2021-06-15	CASI Pharmaceuticals, Inc (DE)Stock Option (Right to Buy)A Award	Director	AAward	+98.349 sh	—	—	98,349
2021-02-16	GTBPGT Biopharma, Inc. · Option to purchase Common StockA Award	Director	AAward	+50K sh	—	—	50,000
2020-06-16	CASI Pharmaceuticals, Inc (DE)Stock Option (Right to Buy)A Award	Director	AAward	+61.3K sh	—	—	61,257
2019-06-20	CASI Pharmaceuticals, Inc (DE)Stock Option (Right to Buy)A Award	Director	AAward	+51.5K sh	—	—	51,538
2018-06-29	CASI Pharmaceuticals, Inc (DE)Stock Options (Right to Buy)A Award	Director	AAward	+35K sh	—	—	35,000
2018-05-17	SPECTRUM PHARMACEUTICALS INCM Exercise/Conversion	Director	MExercise/Conversion	+113K sh	$1.43	+$161K	313,152
2018-05-17	SPECTRUM PHARMACEUTICALS INCM Exercise/Conversion	Director	MExercise/Conversion	+250K sh	$1.47	+$368K	563,578
2018-05-17	SPECTRUM PHARMACEUTICALS INCG Gift	Director	GGift	−363K sh	—	—	200,652
2018-05-17	SPECTRUM PHARMACEUTICALS INCG Gift	Director	GGift	+363K sh	—	—	978,889
2018-05-17	SPECTRUM PHARMACEUTICALS INCStock Option Exercise (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−113K sh	—	—	0
2018-05-17	SPECTRUM PHARMACEUTICALS INCStock Option Exercise (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−250K sh	—	—	0
2018-05-14	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−24K sh	$18.38	−$441K	615,963
2018-05-11	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$17.55	−$527K	639,977
2018-05-10	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$17.13	−$514K	669,977
2018-05-09	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$16.21	−$486K	699,977
2018-05-08	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$16.11	−$483K	729,977
2018-05-07	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$15.98	−$479K	759,977
2018-05-04	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$16.79	−$504K	789,977
2018-05-03	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$16.01	−$480K	819,977
2018-05-02	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$16.04	−$481K	849,977
2018-05-01	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$15.77	−$473K	879,977
2018-04-30	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$16.36	−$491K	909,977
2018-04-27	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$17.17	−$515K	939,977
2018-04-26	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$17.26	−$518K	969,977
2018-04-25	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$17.26	−$518K	999,977
2018-04-24	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$18.11	−$543K	1,029,977
2018-04-23	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$18.37	−$551K	1,059,977
2018-04-20	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$18.67	−$560K	1,089,977
2018-04-19	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$19.18	−$575K	1,119,977
2018-04-18	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$19.71	−$591K	1,149,977
2018-04-17	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$18.56	−$557K	1,179,977
2018-04-16	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$18.72	−$562K	1,209,977
2018-04-13	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$19.93	−$598K	1,239,977
2018-04-12	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$20.72	−$622K	1,269,977
2018-04-11	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$20.30	−$609K	1,299,977
2018-04-10	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$17.74	−$532K	1,329,977
2018-04-09	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−12.3K sh	$15.01	−$185K	1,359,977
2018-04-06	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−3,686 sh	$15.00	−$55.3K	1,372,277
2018-04-05	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$15.33	−$460K	1,375,963
2018-04-04	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$15.01	−$450K	1,405,963
2018-04-03	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$15.14	−$454K	1,435,963
2018-04-02	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$15.61	−$468K	1,465,963
2018-03-29	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$16.18	−$485K	1,495,963
2018-03-28	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$16.19	−$486K	1,525,963
2018-03-27	SPECTRUM PHARMACEUTICALS INCS Sale	Director	SSale	−30K sh	$17.10	−$513K	1,555,963

Recent filings

Accepted (ET)
Feb 14
SHROTRIYA RAJESH C MD0001493152-23-003226
SEC(opens sec.gov)
Jul 194
SHROTRIYA RAJESH C MD0001493152-22-019875
SEC(opens sec.gov)
May 264
SHROTRIYA RAJESH C MD0001104659-22-065264
SEC(opens sec.gov)
Feb 144
SHROTRIYA RAJESH C MD0001654954-22-001635
SEC(opens sec.gov)
Jun 164
SHROTRIYA RAJESH C MD0001104659-21-081993
SEC(opens sec.gov)
Jun 184
SHROTRIYA RAJESH C MD0001104659-20-074336
SEC(opens sec.gov)
Jun 214
SHROTRIYA RAJESH C MD0001144204-19-031919
SEC(opens sec.gov)
Jul 34
SHROTRIYA RAJESH C MD0001144204-18-037308
SEC(opens sec.gov)
May 174
SHROTRIYA RAJESH C MD0001209191-18-031158
SEC(opens sec.gov)
May 144
SHROTRIYA RAJESH C MD0001209191-18-029809
SEC(opens sec.gov)
May 94
SHROTRIYA RAJESH C MD0001209191-18-028834
SEC(opens sec.gov)

Companies

Address

157 TECHNOLOGY DRIVE

IRVINE, CA, 92618