Insider · CIK 0001193988

ANDERSON RICHARD W

Reports to the SEC for 1 company · WORCESTER, MA

sec.gov

Transactions

Companies

Filings

CIK

0001193988

Forms 4 and 5

Insider transactions

39 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-11-01	PROVIDENCE & WORCESTER RAILROAD CO/RI/D Disposition to Issuer	Director	DDisposition to Issuer	−1,670 sh	$25.00	−$41.8K	0
2016-11-01	PROVIDENCE & WORCESTER RAILROAD CO/RI/Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,000 sh	$8.51	−$8,510	0
2016-11-01	PROVIDENCE & WORCESTER RAILROAD CO/RI/Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−260 sh	$6.91	−$1,796.6	0
2016-11-01	PROVIDENCE & WORCESTER RAILROAD CO/RI/Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−250 sh	$5.45	−$1,362.5	0
2016-11-01	PROVIDENCE & WORCESTER RAILROAD CO/RI/Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−240 sh	$11.04	−$2,649.6	0
2016-11-01	PROVIDENCE & WORCESTER RAILROAD CO/RI/Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−230 sh	$13.60	−$3,128	0
2016-11-01	PROVIDENCE & WORCESTER RAILROAD CO/RI/Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−220 sh	$8.25	−$1,815	0
2016-11-01	PROVIDENCE & WORCESTER RAILROAD CO/RI/Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−210 sh	$14.25	−$2,992.5	0
2016-11-01	PROVIDENCE & WORCESTER RAILROAD CO/RI/Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−200 sh	$13.01	−$2,602	0
2016-11-01	PROVIDENCE & WORCESTER RAILROAD CO/RI/Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−190 sh	$8.28	−$1,573.2	0
2016-11-01	PROVIDENCE & WORCESTER RAILROAD CO/RI/Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−180 sh	$5.50	−$990	0
2016-04-27	PROVIDENCE & WORCESTER RAILROAD CO/RI/Non-Qualified Stock Options (right to buy)A Award	Director	AAward	+1,000 sh	$16.49	+$16.5K	1,000
2015-12-07	PROVIDENCE & WORCESTER RAILROAD CO/RI/M Exercise/Conversion	Director	MExercise/Conversion	+170 sh	$14.90	+$2,533	1,670
2015-12-07	PROVIDENCE & WORCESTER RAILROAD CO/RI/Right to Buy Employee Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	+170 sh	$14.90	+$2,533	0
2015-01-02	PROVIDENCE & WORCESTER RAILROAD CO/RI/Common Stock Options (Right to Buy)A Award	Director	AAward	+260 sh	$18.09	+$4,703.4	260
2014-12-23	PROVIDENCE & WORCESTER RAILROAD CO/RI/M Exercise/Conversion	Director	MExercise/Conversion	+160 sh	$13.49	+$2,158.4	1,500
2014-12-23	PROVIDENCE & WORCESTER RAILROAD CO/RI/Right to Buy Employee Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−160 sh	$13.49	−$2,158.4	0
2014-06-30	PROVIDENCE & WORCESTER RAILROAD CO/RI/M Exercise/Conversion	Director	MExercise/Conversion	+42 sh	$15.45	+$649.026	307
2014-01-02	PROVIDENCE & WORCESTER RAILROAD CO/RI/Common Stock Options (Right to Buy)A Award	Director	AAward	+250 sh	$19.55	+$4,887.5	250
2013-11-25	PROVIDENCE & WORCESTER RAILROAD CO/RI/M Exercise/Conversion	Director	MExercise/Conversion	+150 sh	$8.89	+$1,333.5	1,340
2013-11-25	PROVIDENCE & WORCESTER RAILROAD CO/RI/Right to Buy Employee Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−150 sh	$8.89	−$1,333.5	0
2013-01-02	PROVIDENCE & WORCESTER RAILROAD CO/RI/Common Stock Options (Right to Buy)A Award	Director	AAward	+240 sh	$13.96	+$3,350.4	240
2012-12-17	PROVIDENCE & WORCESTER RAILROAD CO/RI/M Exercise/Conversion	Director	MExercise/Conversion	+140 sh	$7.75	+$1,085	1,190
2012-12-17	PROVIDENCE & WORCESTER RAILROAD CO/RI/Right to Buy Employee Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−140 sh	$7.75	−$1,085	0
2012-01-03	PROVIDENCE & WORCESTER RAILROAD CO/RI/Common Stock Options (Right to Buy)A Award	Director	AAward	+230 sh	$11.40	+$2,622	230
2011-11-22	PROVIDENCE & WORCESTER RAILROAD CO/RI/M Exercise/Conversion	Director	MExercise/Conversion	+130 sh	$6.75	+$877.5	1,050
2011-11-22	PROVIDENCE & WORCESTER RAILROAD CO/RI/Right to Buy Employee Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−130 sh	$6.75	−$877.5	0
2011-01-03	PROVIDENCE & WORCESTER RAILROAD CO/RI/Common Stock Options (Right to Buy)A Award	Director	AAward	+220 sh	—	—	220
2011-01-03	PROVIDENCE & WORCESTER RAILROAD CO/RI/Common Stock Options (Right to Buy)A Award	Director	AAward	+220 sh	—	—	220
2010-12-02	PROVIDENCE & WORCESTER RAILROAD CO/RI/M Exercise/Conversion	Director	MExercise/Conversion	+120 sh	$7.13	+$855	920
2010-12-02	PROVIDENCE & WORCESTER RAILROAD CO/RI/Right to Buy Employee Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−120 sh	$7.13	−$855	0
2010-01-04	PROVIDENCE & WORCESTER RAILROAD CO/RI/Common Stock Options (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	+210 sh	$10.75	+$2,257.5	210
2009-01-02	PROVIDENCE & WORCESTER RAILROAD CO/RI/Common Stock Options (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	+200 sh	$11.99	+$2,398	200
2008-12-29	PROVIDENCE & WORCESTER RAILROAD CO/RI/M Exercise/Conversion	Director	MExercise/Conversion	+100 sh	$12.38	+$1,237.5	800
2008-12-29	PROVIDENCE & WORCESTER RAILROAD CO/RI/Right to Buy Employee Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−100 sh	$12.38	−$1,237.5	0
2008-01-02	PROVIDENCE & WORCESTER RAILROAD CO/RI/Common Stock Options (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	+190 sh	$16.72	+$3,176.8	190
2006-01-04	PROVIDENCE & WORCESTER RAILROAD CO/RI/Common Stock Options (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	+170 sh	$14.90	+$2,533	170
2005-01-03	PROVIDENCE & WORCESTER RAILROAD CO/RI/Common Stock Options (Right to Buy)A Award	Director	AAward	+160 sh	$13.49	+$2,158.4	160
2004-01-02	PROVIDENCE & WORCESTER RAILROAD CO/RI/Common Stock Options (Right to Buy)A Award	Director	AAward	+150 sh	$8.89	+$1,333.5	150

Recent filings

Accepted (ET)
Nov 24
PROVIDENCE & WORCESTER RAILROAD CO/RI/0001209191-16-147815
SEC(opens sec.gov)
Apr 284
PROVIDENCE & WORCESTER RAILROAD CO/RI/0001209191-16-116049
SEC(opens sec.gov)
Dec 84
PROVIDENCE & WORCESTER RAILROAD CO/RI/0001140361-15-043900
SEC(opens sec.gov)
Jan 24
PROVIDENCE & WORCESTER RAILROAD CO/RI/0001140361-15-000031
SEC(opens sec.gov)
Dec 234
PROVIDENCE & WORCESTER RAILROAD CO/RI/0001140361-14-046301
SEC(opens sec.gov)
Jul 24
PROVIDENCE & WORCESTER RAILROAD CO/RI/0001140361-14-027308
SEC(opens sec.gov)
Jan 24
PROVIDENCE & WORCESTER RAILROAD CO/RI/0001140361-14-000117
SEC(opens sec.gov)
Nov 264
PROVIDENCE & WORCESTER RAILROAD CO/RI/0001140361-13-044216
SEC(opens sec.gov)

Companies

PROVIDENCE & WORCESTER RAILROAD CO/RI/Director

Address

75 HAMMOND STREET

WORCESTER, MA, 01610