Insider · CIK 0001194775

BLACK J BRANDON

Reports to the SEC for 2 companies · SAN DIEGO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001194775

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-09-05	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,667 sh	—	—	14,001
2021-09-05	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,667 sh	—	—	15,582
2021-09-05	AXAxos Financial, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−1,341 sh	$47.16	−$63.2K	14,241
2021-08-31	AXAxos Financial, Inc.F Tax Payment	Director	FTax Payment	−1,340 sh	$48.48	−$65K	12,915
2021-08-31	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,666 sh	$48.48	+$129K	14,255
2021-08-31	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,666 sh	—	—	10,668
2021-08-31	AXAxos Financial, Inc. · Restricted Stock UnitsA Award	Director	AAward	+6,000 sh	—	—	16,668
2021-08-01	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,667 sh	$47.85	+$128K	12,930
2021-08-01	AXAxos Financial, Inc.F Tax Payment	Director	FTax Payment	−1,341 sh	$47.85	−$64.2K	11,589
2021-08-01	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,667 sh	—	—	13,334
2020-12-03	AXAxos Financial, Inc.G Gift	Director	GGift	−600 sh	—	—	10,263
2020-10-30	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,265 sh	—	—	16,001
2020-10-30	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,265 sh	$27.26	+$34.5K	11,499
2020-10-30	AXAxos Financial, Inc.F Tax Payment	Director	FTax Payment	−636 sh	$27.26	−$17.3K	10,863
2020-09-05	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,667 sh	$24.91	+$66.4K	11,575
2020-09-05	AXAxos Financial, Inc.F Tax Payment	Director	FTax Payment	−1,341 sh	$24.91	−$33.4K	10,234
2020-09-05	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,667 sh	—	—	17,266
2020-08-31	AXAxos Financial, Inc. · Restricted Stock UnitsA Award	Director	AAward	+8,000 sh	—	—	19,933
2020-08-01	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,666 sh	—	—	11,933
2020-08-01	AXAxos Financial, Inc.F Tax Payment	Director	FTax Payment	−1,341 sh	$22.41	−$30.1K	8,908
2020-08-01	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,666 sh	$22.41	+$59.7K	10,249
2020-03-11	AXAxos Financial, Inc.P Purchase	Director	PPurchase	+5,000 sh	$19.10	+$95.5K	7,583
2019-10-30	AXAxos Financial, Inc.F Tax Payment	Director	FTax Payment	−636 sh	$29.49	−$18.8K	2,583
2019-10-30	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,265 sh	—	—	14,599
2019-10-30	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,265 sh	$29.49	+$37.3K	3,219
2019-09-05	AXAxos Financial, Inc.F Tax Payment	Director	FTax Payment	−1,341 sh	$25.91	−$34.7K	1,954
2019-09-05	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,666 sh	—	—	15,864
2019-09-05	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+2,666 sh	$25.91	+$69.1K	3,295
2019-08-01	AXAxos Financial, Inc. · Restricted Stock UnitsA Award	Director	AAward	+8,000 sh	—	—	18,530
2018-10-30	AXAxos Financial, Inc.F Tax Payment	Director	FTax Payment	−635 sh	$29.66	−$18.8K	629
2018-10-30	AXAxos Financial, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+1,264 sh	$29.66	+$37.5K	1,264
2018-10-30	AXAxos Financial, Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,264 sh	—	—	10,530
2018-09-05	AXAxos Financial, Inc. · Restricted Stock UnitsA Award	Director	AAward	+8,000 sh	—	—	11,794
2013-03-09	ECPGENCORE CAPITAL GROUP INCM Exercise/Conversion	Exiting CEO and Director	MExercise/Conversion	+23.8K sh	—	—	25,710
2013-03-09	ECPGENCORE CAPITAL GROUP INCF Tax Payment	Exiting CEO and Director	FTax Payment	−12.4K sh	$31.08	−$386K	13,275
2013-02-15	ECPGENCORE CAPITAL GROUP INCG Gift	Exiting CEO and Director	GGift	−6,560 sh	—	—	1,877
2013-02-13	ECPGENCORE CAPITAL GROUP INCF Tax Payment	Exiting CEO and Director	FTax Payment	−4,052 sh	$31.30	−$127K	8,437
2013-02-13	ECPGENCORE CAPITAL GROUP INCM Exercise/Conversion	Exiting CEO and Director	MExercise/Conversion	+10.6K sh	—	—	12,489
2012-11-08	ECPGENCORE CAPITAL GROUP INCS Sale	Exiting CEO and Director	SSale	−1,404 sh	$25.84	−$36.3K	20,294
2012-11-07	ECPGENCORE CAPITAL GROUP INCS Sale	Exiting CEO and Director	SSale	−16.8K sh	$26.60	−$446K	21,698
2012-11-05	ECPGENCORE CAPITAL GROUP INCM Exercise/Conversion	Exiting CEO and Director	MExercise/Conversion	−33.3K sh	$12.01	−$400K	96,451
2012-11-05	ECPGENCORE CAPITAL GROUP INCF Tax Payment	Exiting CEO and Director	FTax Payment	−58K sh	$26.35	−$1.53M	38,467
2012-11-05	ECPGENCORE CAPITAL GROUP INCS Sale	Exiting CEO and Director	SSale	−20K sh	$26.30	−$526K	19,048
2012-11-05	ECPGENCORE CAPITAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	Exiting CEO and Director	MExercise/Conversion	−33.3K sh	—	—	0
2012-11-05	ECPGENCORE CAPITAL GROUP INCM Exercise/Conversion	Exiting CEO and Director	MExercise/Conversion	−44.1K sh	$15.42	−$680K	63,118
2012-11-05	ECPGENCORE CAPITAL GROUP INC · Employee Stock Option (Right to Buy)M Exercise/Conversion	Exiting CEO and Director	MExercise/Conversion	−44.1K sh	—	—	0
2012-10-01	ECPGENCORE CAPITAL GROUP INCS Sale	Exiting CEO and Director	SSale	−20K sh	$28.45	−$569K	39,048
2012-09-27	ECPGENCORE CAPITAL GROUP INCS Sale	Exiting CEO and Director	SSale	−20K sh	$28.15	−$563K	59,048
2012-09-25	ECPGENCORE CAPITAL GROUP INCG Gift	Exiting CEO and Director	GGift	+40.7K sh	—	—	1,877
2012-06-11	ECPGENCORE CAPITAL GROUP INCG Gift	Exiting CEO and Director	GGift	−1,500 sh	—	—	1,877

Recent filings

Accepted (ET)
Sep 94
BLACK J BRANDON0001299709-21-000232
SEC(opens sec.gov)
Sep 14
BLACK J BRANDON0001299709-21-000189
SEC(opens sec.gov)
Aug 44
BLACK J BRANDON0001299709-21-000138
SEC(opens sec.gov)
Dec 44
BLACK J BRANDON0001299709-20-000265
SEC(opens sec.gov)
Nov 24
BLACK J BRANDON0001299709-20-000258
SEC(opens sec.gov)
Sep 94
BLACK J BRANDON0001299709-20-000217
SEC(opens sec.gov)
Sep 24
BLACK J BRANDON0001299709-20-000185
SEC(opens sec.gov)
Aug 54
BLACK J BRANDON0001299709-20-000130
SEC(opens sec.gov)

Companies

Address

8875 AERO DRIVE, #200

SAN DIEGO, CA, 92123