Insider · CIK 0001194959

SHAPIRO ALAN C

Reports to the SEC for 2 companies · MARLBOROUGH, MA

sec.gov

Transactions

Companies

Filings

CIK

0001194959

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-02-10	Ocata Therapeutics, Inc.U Disposition from Tender	Director	UDisposition from Tender	−252K sh	$8.50	−$2.14M	0
2016-02-10	Ocata Therapeutics, Inc.U Disposition from Tender	Director	UDisposition from Tender	−15.5K sh	$8.50	−$132K	0
2016-02-10	Ocata Therapeutics, Inc.U Disposition from Tender	Director	UDisposition from Tender	−15.5K sh	$8.50	−$132K	0
2016-02-10	Ocata Therapeutics, Inc.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−500 sh	—	—	0
2016-02-10	Ocata Therapeutics, Inc.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2016-02-10	Ocata Therapeutics, Inc.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2016-02-10	Ocata Therapeutics, Inc.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2016-02-10	Ocata Therapeutics, Inc.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2016-02-10	Ocata Therapeutics, Inc.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2016-02-10	Ocata Therapeutics, Inc.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	0
2016-01-04	Ocata Therapeutics, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2015-12-31	Ocata Therapeutics, Inc.A Award	Director	AAward	+1,250 sh	—	—	252,206
2015-12-31	Ocata Therapeutics, Inc.J Other	Director	JOther	0 sh	—	—	15,530
2015-12-31	Ocata Therapeutics, Inc.J Other	Director	JOther	0 sh	—	—	15,530
2015-09-30	Ocata Therapeutics, Inc.A Award	Director	AAward	+1,250 sh	—	—	250,956
2015-09-30	Ocata Therapeutics, Inc.J Other	Director	JOther	0 sh	—	—	15,530
2015-09-30	Ocata Therapeutics, Inc.J Other	Director	JOther	0 sh	—	—	15,530
2015-06-30	Ocata Therapeutics, Inc.A Award	Director	AAward	+1,250 sh	—	—	249,706
2015-06-30	Ocata Therapeutics, Inc.J Other	Director	JOther	0 sh	—	—	15,530
2015-06-30	Ocata Therapeutics, Inc.J Other	Director	JOther	0 sh	—	—	15,530
2015-03-31	Ocata Therapeutics, Inc.A Award	Director	AAward	+1,250 sh	—	—	206,358
2015-03-31	Ocata Therapeutics, Inc.J Other	Director	JOther	0 sh	—	—	36,579
2015-03-31	Ocata Therapeutics, Inc.J Other	Director	JOther	0 sh	—	—	36,579
2015-01-02	Ocata Therapeutics, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2014-12-31	Ocata Therapeutics, Inc.A Award	Director	AAward	+1,250 sh	—	—	205,108
2014-12-31	Ocata Therapeutics, Inc.J Other	Director	JOther	0 sh	—	—	36,579
2014-12-31	Ocata Therapeutics, Inc.J Other	Director	JOther	0 sh	—	—	36,579
2014-09-30	Ocata Therapeutics, Inc.A Award	Director	AAward	+1,250 sh	—	—	203,858
2014-09-30	Ocata Therapeutics, Inc.J Other	Director	JOther	0 sh	—	—	36,579
2014-09-30	Ocata Therapeutics, Inc.J Other	Director	JOther	0 sh	—	—	36,579
2014-06-30	Ocata Therapeutics, Inc.A Award	Director	AAward	+125K sh	—	—	20,260,736
2014-06-30	Ocata Therapeutics, Inc.J Other	Director	JOther	0 sh	—	—	3,657,901
2014-06-30	Ocata Therapeutics, Inc.J Other	Director	JOther	0 sh	—	—	3,657,901
2014-01-02	Ocata Therapeutics, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+500K sh	—	—	500,000
2013-12-31	Ocata Therapeutics, Inc.A Award	Director	AAward	+704K sh	—	—	19,537,910
2013-12-31	Ocata Therapeutics, Inc.J Other	Director	JOther	0 sh	—	—	3,657,901
2013-12-31	Ocata Therapeutics, Inc.J Other	Director	JOther	0 sh	—	—	3,657,901
2013-09-30	Ocata Therapeutics, Inc.A Award	Director	AAward	+555K sh	—	—	18,833,542
2013-06-28	Ocata Therapeutics, Inc.A Award	Director	AAward	+544K sh	—	—	15,594,167
2013-03-28	Ocata Therapeutics, Inc.A Award	Director	AAward	+526K sh	—	—	15,050,336
2013-01-02	Ocata Therapeutics, Inc.Stock Option (Right to Buy)A Award	Director	AAward	+500K sh	—	—	500,000
2012-12-31	Ocata Therapeutics, Inc.A Award	Director	AAward	+580K sh	—	—	14,524,802
2012-09-28	Ocata Therapeutics, Inc.A Award	Director	AAward	+452K sh	—	—	13,944,454
2012-06-29	Ocata Therapeutics, Inc.A Award	Director	AAward	+510K sh	—	—	23,488,061
2012-06-29	Ocata Therapeutics, Inc.A Award	Director	AAward	+510K sh	—	—	23,488,061
2012-03-30	Ocata Therapeutics, Inc.A Award	Director	AAward	+125K sh	—	—	22,685,529
2012-03-30	Ocata Therapeutics, Inc.A Award	Director	AAward	+293K sh	—	—	22,978,341
2012-03-30	Ocata Therapeutics, Inc.A Award	Director	AAward	+125K sh	—	—	22,685,509
2012-03-30	Ocata Therapeutics, Inc.A Award	Director	AAward	+293K sh	—	—	22,978,341
2012-01-31	Ocata Therapeutics, Inc.A Award	Director	AAward	+5.53M sh	—	—	22,560,509

Recent filings

Accepted (ET)
Feb 114
Ocata Therapeutics, Inc.0001104659-16-095964
SEC(opens sec.gov)
Jan 44
Ocata Therapeutics, Inc.0001179110-16-016916
SEC(opens sec.gov)
Oct 14
Ocata Therapeutics, Inc.0001179110-15-013499
SEC(opens sec.gov)
Jul 24
Ocata Therapeutics, Inc.0001179110-15-010734
SEC(opens sec.gov)

Companies

Address

C/O ADVANCED CELL TECHNOLOGY, INC. 33 LOCKE DRIVE

MARLBOROUGH, MA, 01752