Insider · CIK 0001195131

WARD JOHN A III

Reports to the SEC for 6 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001195131

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-05-03	BCICBCP Investment CorpA Award	Director	AAward	+1,000 sh	—	—	6,000
2017-05-04	BCICBCP Investment CorpA Award	Director	AAward	+1,000 sh	—	—	5,000
2016-05-03	BCICBCP Investment CorpA Award	Director	AAward	+1,000 sh	—	—	4,000
2015-05-21	BCICBCP Investment CorpA Award	Director	AAward	+1,000 sh	—	—	3,000
2013-06-14	BCICBCP Investment CorpA Award	Director	AAward	+1,000 sh	—	—	1,000
2011-03-01	PRIMUS GUARANTY LTDA Award	Director	AAward	+2,976 sh	$4.20	+$12.5K	81,565
2011-03-01	PRIMUS GUARANTY LTDA Award	Director	AAward	+3,387 sh	$3.69	+$12.5K	84,952
2011-03-01	PRIMUS GUARANTY LTDA Award	Director	AAward	+2,741 sh	$4.56	+$12.5K	87,693
2011-03-01	PRIMUS GUARANTY LTDA Award	Director	AAward	+2,460 sh	$5.08	+$12.5K	90,153
2010-02-09	PRIMUS GUARANTY LTDA Award	Director	AAward	−7,961 sh	$1.57	−$12.5K	66,268
2010-02-09	PRIMUS GUARANTY LTDA Award	Director	AAward	−5,296 sh	$2.36	−$12.5K	71,564
2010-02-09	PRIMUS GUARANTY LTDA Award	Director	AAward	−2,927 sh	$4.27	−$12.5K	74,491
2010-02-09	PRIMUS GUARANTY LTDA Award	Director	AAward	−4,098 sh	$3.05	−$12.5K	78,589
2009-10-01	'mktg, inc.'A Award	Director	AAward	+6,410 sh	—	—	190,187
2009-07-01	'mktg, inc.'A Award	Director	AAward	+6,944 sh	—	—	183,777
2009-04-01	'mktg, inc.'A Award	Director	AAward	+8,065 sh	—	—	176,833
2009-01-28	PRIMUS GUARANTY LTDA Award	Director	AAward	+3,492 sh	$3.58	+$12.5K	38,275
2009-01-28	PRIMUS GUARANTY LTDA Award	Director	AAward	+4,296 sh	$2.91	+$12.5K	42,571
2009-01-28	PRIMUS GUARANTY LTDA Award	Director	AAward	+4,771 sh	$2.62	+$12.5K	47,342
2009-01-28	PRIMUS GUARANTY LTDA Award	Director	AAward	+11K sh	$1.14	+$12.5K	58,307
2009-01-01	'mktg, inc.'A Award	Director	AAward	+5,208 sh	—	—	168,768
2008-01-02	'mktg, inc.'A Award	Director	AAward	+2,622 sh	—	—	155,588
2007-12-31	REWARDS NETWORK INCDeferred Stock AwardA Award	Director	AAward	+1,509 sh	$4.97	+$7,499.73	40,393
2007-12-31	REWARDS NETWORK INCDeferred Stock AwardA Award	Director	AAward	+503 sh	$4.97	+$2,499.91	40,896
2007-10-01	'mktg, inc.'A Award	Director	AAward	+3,125 sh	—	—	152,966
2007-09-28	REWARDS NETWORK INCDeferred Stock AwardA Award	Director	AAward	+1,546 sh	$4.85	+$7,498.1	38,368
2007-09-28	REWARDS NETWORK INCDeferred Stock AwardA Award	Director	AAward	+516 sh	$4.85	+$2,502.6	38,884
2007-07-02	'mktg, inc.'A Award	Director	AAward	+2,841 sh	—	—	149,841
2007-06-29	REWARDS NETWORK INCDeferred Stock AwardA Award	Director	AAward	+1,843 sh	$4.07	+$7,501.01	36,208
2007-06-29	REWARDS NETWORK INCDeferred Stock AwardA Award	Director	AAward	+614 sh	$4.07	+$2,498.98	36,822
2006-12-31	PRIMUS GUARANTY LTDA Award	Director	AAward	+325 sh	$11.55	+$3,753.75	19,681
2006-12-31	REWARDS NETWORK INCDeferred Stock AwardA Award	Director	AAward	+1,079 sh	$6.95	+$7,499.05	32,118
2006-12-31	REWARDS NETWORK INCDeferred Stock AwardA Award	Director	AAward	+360 sh	$6.95	+$2,502	32,478
2006-06-30	PRIMUS GUARANTY LTDA Award	Director	AAward	+344 sh	$10.90	+$3,749.6	16,536
2006-06-30	REWARDS NETWORK INCDeferred Stock AwardA Award	Director	AAward	+918 sh	$8.17	+$7,500.06	28,680
2006-06-30	REWARDS NETWORK INCDeferred Stock AwardA Award	Director	AAward	+306 sh	$8.17	+$2,500.02	28,986
2006-05-01	REWARDS NETWORK INCRestricted Stock Award UnitA Award	Director	AAward	+2,000 sh	—	—	12,000
2005-12-31	REWARDS NETWORK INCDeferred Stock AwardA Award	Director	AAward	+1,172 sh	$6.40	+$7,500.8	26,115
2005-12-31	REWARDS NETWORK INCDeferred Stock AwardA Award	Director	AAward	+391 sh	$6.40	+$2,502.4	26,506
2005-12-30	PRIMUS GUARANTY LTDA Award	Director	AAward	+287 sh	$13.05	+$3,745.35	5,856
2005-10-26	REWARDS NETWORK INCRestricted Stock Unit AwardA Award	Director	AAward	+2,000 sh	—	—	8,000
2005-10-03	DORAL FINANCIAL CORPOptions (Right to Buy)A Award	Director, Interim CEO	AAward	+100K sh	—	—	100,000
2005-09-30	REWARDS NETWORK INCDeferred Stock AwardA Award	Director	AAward	+1,098 sh	$6.83	+$7,499.34	24,577
2005-09-30	REWARDS NETWORK INCDeferred Stock AwardA Award	Director	AAward	+366 sh	$6.83	+$2,499.78	24,943
2005-08-16	REWARDS NETWORK INCRestricted Stock Unit AwardA Award	Director	AAward	+2,000 sh	—	—	6,000
2005-06-30	REWARDS NETWORK INCDeferred Stock AwardA Award	Director	AAward	+1,389 sh	$5.40	+$7,500.6	23,016
2005-06-30	REWARDS NETWORK INCDeferred Stock AwardA Award	Director	AAward	+463 sh	$5.40	+$2,500.2	23,479
2005-04-30	'mktg, inc.'Stock Option (Right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2005-04-28	REWARDS NETWORK INCRestricted Stock Unit AwardA Award	Director	AAward	+2,000 sh	—	—	4,000
2005-04-06	PRIMUS GUARANTY LTDA Award	Director	AAward	+287 sh	$13.03	+$3,739.61	2,078

Recent filings

Accepted (ET)
May 34
WARD JOHN A III0001144204-18-025142
SEC(opens sec.gov)
May 44
KCAP Financial, Inc.0001144204-17-024544
SEC(opens sec.gov)
May 34
KCAP Financial, Inc.0001144204-16-098676
SEC(opens sec.gov)
Jul 104
KCAP Financial, Inc.0001144204-15-041960
SEC(opens sec.gov)
Jun 184
KCAP Financial, Inc.0001144204-13-035375
SEC(opens sec.gov)
Mar 14
PRIMUS GUARANTY LTD0001181431-11-014264
SEC(opens sec.gov)
Feb 94
PRIMUS GUARANTY LTD0001181431-10-007792
SEC(opens sec.gov)
Oct 24
'mktg, inc.'0001209191-09-046930
SEC(opens sec.gov)
Jul 64
'mktg, inc.'0001209191-09-035711
SEC(opens sec.gov)
Apr 14
'mktg, inc.'0001209191-09-019240
SEC(opens sec.gov)
Jan 294
PRIMUS GUARANTY LTD0001209191-09-005272
SEC(opens sec.gov)

Companies

Address

830 PARK AVENUE

NEW YORK, NY, 10021