Insider · CIK 0001195395

KATHOL ROBERT F

Reports to the SEC for 1 company · OMAHA, NE

sec.gov

Transactions

Companies

Filings

CIK

0001195395

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-06-04	AWRAMERICAN STATES WATER COG Gift	Director	GGift	−705 sh	—	—	12,227
2013-06-04	AWRAMERICAN STATES WATER COG Gift	Director	GGift	−705 sh	—	—	1,245
2013-06-03	AWRAMERICAN STATES WATER COS Sale	Director	SSale	−200 sh	$54.09	−$10.8K	15,645.478
2013-06-03	AWRAMERICAN STATES WATER COS Sale	Director	SSale	−1,213 sh	$54.07	−$65.6K	14,432.478
2013-06-03	AWRAMERICAN STATES WATER COS Sale	Director	SSale	−100 sh	$54.05	−$5,405	14,332.478
2013-06-03	AWRAMERICAN STATES WATER COS Sale	Director	SSale	−1,400 sh	$54.04	−$75.7K	12,932.478
2013-05-15	AWRAMERICAN STATES WATER COA Award	Director	AAward	+68.515 sh	$54.38	+$3,725.857	15,845.478
2013-02-15	AWRAMERICAN STATES WATER COA Award	Director	AAward	+74.684 sh	$51.52	+$3,847.735	15,776.962
2012-11-13	AWRAMERICAN STATES WATER COS Sale	Director	SSale	−1,500 sh	$43.12	−$64.7K	17,202.278
2012-11-13	AWRAMERICAN STATES WATER COS Sale	Director	SSale	−1,500 sh	$42.91	−$64.4K	15,702.278
2012-11-12	AWRAMERICAN STATES WATER COA Award	Director	AAward	+88.668 sh	$43.04	+$3,816.258	18,702.278
2012-08-13	AWRAMERICAN STATES WATER COA Award	Director	AAward	+85.442 sh	$44.31	+$3,785.931	18,613.61
2012-05-22	AWRAMERICAN STATES WATER COA Award	Director	AAward	+1,362.398 sh	$36.70	+$50K	18,528.168
2012-05-14	AWRAMERICAN STATES WATER COA Award	Director	AAward	+76.751 sh	$36.87	+$2,829.795	17,165.771
2012-02-14	AWRAMERICAN STATES WATER COA Award	Director	AAward	+79.46 sh	$36.76	+$2,920.953	17,089.02
2011-11-15	AWRAMERICAN STATES WATER COM Exercise/Conversion	Director	MExercise/Conversion	+1,000 sh	$25.40	+$25.4K	18,009.56
2011-11-15	AWRAMERICAN STATES WATER COS Sale	Director	SSale	−1,600 sh	$35.48	−$56.8K	16,409.56
2011-11-15	AWRAMERICAN STATES WATER COM Exercise/Conversion	Director	MExercise/Conversion	+1,000 sh	$22.75	+$22.8K	17,409.56
2011-11-15	AWRAMERICAN STATES WATER COS Sale	Director	SSale	−400 sh	$35.48	−$14.2K	17,009.56
2011-11-15	AWRAMERICAN STATES WATER CO · Stock OptionsM Exercise/Conversion	Director	MExercise/Conversion	−1,000 sh	—	—	0
2011-11-15	AWRAMERICAN STATES WATER CO · Stock OptionsM Exercise/Conversion	Director	MExercise/Conversion	−1,000 sh	—	—	0
2011-11-10	AWRAMERICAN STATES WATER COA Award	Director	AAward	+82.817 sh	$34.99	+$2,897.756	17,009.56
2011-08-11	AWRAMERICAN STATES WATER COA Award	Director	AAward	+83.872 sh	$34.27	+$2,874.28	16,926.743
2011-05-12	AWRAMERICAN STATES WATER COA Award	Director	AAward	+90.745 sh	$34.02	+$3,087.148	16,842.872
2011-05-10	AWRAMERICAN STATES WATER COA Award	Director	AAward	+1,178.898 sh	$33.93	+$40K	16,752.127
2011-02-14	AWRAMERICAN STATES WATER COA Award	Director	AAward	+77.556 sh	$33.46	+$2,595.027	15,573.229
2010-11-08	AWRAMERICAN STATES WATER COA Award	Director	AAward	+69.127 sh	$37.28	+$2,577.055	15,495.673
2010-08-11	AWRAMERICAN STATES WATER COA Award	Director	AAward	+65.844 sh	$34.97	+$2,302.551	13,957.022
2010-08-09	AWRAMERICAN STATES WATER COA Award	Director	AAward	+76.493 sh	$33.43	+$2,557.164	15,426.546
2010-05-27	AWRAMERICAN STATES WATER COA Award	Director	AAward	+1,180.986 sh	$33.87	+$40K	16,184.053
2010-05-22	AWRAMERICAN STATES WATER COA Award	Director	AAward	+196 sh	$33.87	+$6,638.52	15,003.067
2010-05-20	AWRAMERICAN STATES WATER COA Award	Director	AAward	+206 sh	$34.09	+$7,022.54	14,807.067
2010-05-19	AWRAMERICAN STATES WATER COA Award	Director	AAward	+432 sh	$36.23	+$15.7K	14,601.067
2010-05-12	AWRAMERICAN STATES WATER COA Award	Director	AAward	+63.179 sh	$38.79	+$2,450.729	14,169.067
2010-02-12	AWRAMERICAN STATES WATER COA Award	Director	AAward	+75.851 sh	$32.05	+$2,431.009	14,105.887
2009-11-12	AWRAMERICAN STATES WATER COA Award	Director	AAward	+74.003 sh	$32.59	+$2,411.771	14,031.025
2009-05-19	AWRAMERICAN STATES WATER COA Award	Director	AAward	+1,260.637 sh	$31.73	+$40K	13,269.178
2009-05-11	AWRAMERICAN STATES WATER COA Award	Director	AAward	+60.951 sh	$33.96	+$2,069.899	12,008.541
2009-02-10	AWRAMERICAN STATES WATER COA Award	Director	AAward	+78.324 sh	$35.82	+$2,805.555	11,947.59
2008-11-12	AWRAMERICAN STATES WATER COA Award	Director	AAward	+86.424 sh	$32.28	+$2,789.76	12,491.266
2008-11-12	AWRAMERICAN STATES WATER COA Award	Director	AAward	+86.424 sh	$32.28	+$2,789.76	12,491.266
2008-08-12	AWRAMERICAN STATES WATER COA Award	Director	AAward	+68.372 sh	$40.62	+$2,777.279	12,404.842
2008-08-12	AWRAMERICAN STATES WATER COA Award	Director	AAward	+68.372 sh	$40.62	+$2,777.279	12,404.842
2005-05-17	AWRAMERICAN STATES WATER CO · Stock OptionsA Award	Director	AAward	+3,000 sh	$26.82	+$80.5K	3,000
2005-05-16	AWRAMERICAN STATES WATER COA Award	Director	AAward	+766.284 sh	$26.10	+$20K	10,173.78
2005-05-10	AWRAMERICAN STATES WATER COA Award	Director	AAward	+8.236 sh	$27.32	+$224.999	9,351.487
2005-05-10	AWRAMERICAN STATES WATER COA Award	Director	AAward	+41.906 sh	$27.32	+$1,144.872	9,393.393
2005-05-10	AWRAMERICAN STATES WATER COA Award	Director	AAward	+8.236 sh	$27.32	+$224.999	9,401.628
2005-05-10	AWRAMERICAN STATES WATER COA Award	Director	AAward	+5.869 sh	$27.32	+$160.327	9,407.497
2005-02-10	AWRAMERICAN STATES WATER COA Award	Director	AAward	+8.707 sh	$25.84	+$224.999	9,284.469

Recent filings

Accepted (ET)
Jul 104/A
AMERICAN STATES WATER CO0001181431-13-039443
SEC(opens sec.gov)
Jun 54
AMERICAN STATES WATER CO0001181431-13-033088
SEC(opens sec.gov)
Jun 44
AMERICAN STATES WATER CO0001181431-13-032673
SEC(opens sec.gov)
Nov 134
KATHOL ROBERT F0001181431-12-058347
SEC(opens sec.gov)
May 244
KATHOL ROBERT F0001181431-12-032581
SEC(opens sec.gov)
Nov 164
KATHOL ROBERT F0001181431-11-056599
SEC(opens sec.gov)

Companies

AMERICAN STATES WATER CODirectorAWR

Address

954 SOUTH 117TH COURT

OMAHA, NE, 68154