Insider · CIK 0001195465

FLOOR RICHARD E

Reports to the SEC for 2 companies · PRIDES CROSSING, MA

sec.gov

Transactions

Companies

Filings

CIK

0001195465

Forms 4 and 5

Insider transactions

22 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2010-01-20	AMGAFFILIATED MANAGERS GROUP, INC. · Director Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,500 sh	$23.79	−$178K	0
2010-01-20	AMGAFFILIATED MANAGERS GROUP, INC.M Exercise/Conversion	Director	MExercise/Conversion	+7,500 sh	$23.79	+$178K	42,286
2009-12-04	AMGAFFILIATED MANAGERS GROUP, INC. · Employee Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−5,625 sh	$33.97	−$191K	0
2009-12-04	AMGAFFILIATED MANAGERS GROUP, INC.M Exercise/Conversion	Director	MExercise/Conversion	+5,625 sh	$33.97	+$191K	34,625
2009-12-02	AMGAFFILIATED MANAGERS GROUP, INC. · Director Stock Option (Right to Buy)A Award	Director	AAward	+3,411 sh	$65.51	+$223K	3,411
2009-07-21	AMGAFFILIATED MANAGERS GROUP, INC. · Director Stock Option (Right to Buy)A Award	Director	AAward	+3,593 sh	$62.04	+$223K	3,593
2009-05-05	AMGAFFILIATED MANAGERS GROUP, INC.M Exercise/Conversion	Director	MExercise/Conversion	+15K sh	$16.96	+$254K	29,000
2009-05-05	AMGAFFILIATED MANAGERS GROUP, INC.S Sale	Director	SSale	−15K sh	$59.15	−$887K	29,000
2009-05-05	AMGAFFILIATED MANAGERS GROUP, INC. · Director Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−15K sh	$16.96	−$254K	0
2008-07-22	AMGAFFILIATED MANAGERS GROUP, INC. · Director Stock Option (Right to Buy)A Award	Director	AAward	+5,625 sh	$86.13	+$484K	5,625
2007-09-17	NEW AMERICA HIGH INCOME FUND INCSubscription Rights (rights to buy)X Exercise of In-Money	Director, Secretary	XExercise of In-Money	−91.8K sh	—	—	0
2007-09-17	NEW AMERICA HIGH INCOME FUND INCX Exercise of In-Money	Director, Secretary	XExercise of In-Money	+91.8K sh	$1.83	+$168K	408,045.98
2007-09-17	NEW AMERICA HIGH INCOME FUND INCJ Other	Director, Secretary	JOther	+37K sh	$1.83	+$67.7K	408,045.98
2007-08-09	NEW AMERICA HIGH INCOME FUND INCS Sale	Director, Secretary	SSale	−7,047 sh	$0.02	−$140.94	91,845
2006-12-12	AMGAFFILIATED MANAGERS GROUP, INC. · Director Stock Option (Right to Buy)A Award	Director	AAward	+5,625 sh	$102.83	+$578K	5,625
2005-07-26	AMGAFFILIATED MANAGERS GROUP, INC. · Director Stock Option (Right to Buy)A Award	Director	AAward	+5,625 sh	$71.75	+$404K	5,625
2004-12-16	AMGAFFILIATED MANAGERS GROUP, INC.S Sale	Director	SSale	−10K sh	$66.51	−$665K	32,500
2004-12-16	AMGAFFILIATED MANAGERS GROUP, INC.G Gift	Director	GGift	−2,500 sh	—	—	32,500
2003-08-18	NEW AMERICA HIGH INCOME FUND INCX Exercise of In-Money	Director, Secretary	XExercise of In-Money	+50.6K sh	$1.81	+$91.5K	199,646
2003-08-18	NEW AMERICA HIGH INCOME FUND INCSubscription Right (right to buy)X Exercise of In-Money	Director, Secretary	XExercise of In-Money	−50.6K sh	—	—	0
2003-08-08	NEW AMERICA HIGH INCOME FUND INCS Sale	Director, Secretary	SSale	−3,900 sh	$1.94	−$7,566	149,091
2003-07-24	AMGAFFILIATED MANAGERS GROUP, INC. · Director Stock Option (Right to Buy)A Award	Director	AAward	+3,750 sh	$65.25	+$245K	21,249

Recent filings

Accepted (ET)
Jan 224
FLOOR RICHARD E0001179110-10-001412
SEC(opens sec.gov)
Dec 44
FLOOR RICHARD E0001179110-09-016428
SEC(opens sec.gov)
Jul 224
FLOOR RICHARD E0001179110-09-011108
SEC(opens sec.gov)
May 64
FLOOR RICHARD E0001179110-09-007216
SEC(opens sec.gov)
Jul 244
FLOOR RICHARD E0001179110-08-014064
SEC(opens sec.gov)
Sep 194
NEW AMERICA HIGH INCOME FUND INC0001255647-07-000004
SEC(opens sec.gov)
Aug 134
NEW AMERICA HIGH INCOME FUND INC0001255647-07-000002
SEC(opens sec.gov)
Dec 144
AFFILIATED MANAGERS GROUP INC0001179110-06-023553
SEC(opens sec.gov)
Jul 284
FLOOR RICHARD E0001179110-05-014968
SEC(opens sec.gov)
Dec 174
FLOOR RICHARD E0001179110-04-023603
SEC(opens sec.gov)
Aug 204
FLOOR RICHARD E0001242523-03-000006
SEC(opens sec.gov)

Companies

Address

C/O AFFILIATED MANAGERS GROUP, INC. 600 HALE STREET

PRIDES CROSSING, MA, 01965