Insider · CIK 0001196839

MAJOR JO S

Reports to the SEC for 2 companies · FREMONT, CA

sec.gov

Transactions

Companies

Filings

CIK

0001196839

Forms 4 and 5

Insider transactions

44 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2008-07-03	AVANEX CORPA Award	Director, President and CEO	AAward	+957 sh	$0.99	+$947.43	1,147,547
2008-06-20	AVANEX CORPA Award	Director, President and CEO	AAward	+869 sh	$1.09	+$947.21	1,146,590
2008-06-20	AVANEX CORPS Sale	Director, President and CEO	SSale	−12K sh	$1.09	−$13.1K	1,145,721
2007-10-01	AVANEX CORPS Sale	Director, President and CEO	SSale	−34.2K sh	$1.62	−$55.5K	10,729,948
2007-07-02	AVANEX CORPS Sale	Director, President and CEO	SSale	−24.6K sh	$1.78	−$43.9K	1,029,106
2007-07-02	AVANEX CORPS Sale	Director, President and CEO	SSale	−9,602 sh	$1.79	−$17.2K	1,019,504
2007-03-21	AVANEX CORPA Award	Director, President and CEO	AAward	+25.8K sh	—	—	446,134
2007-03-20	AVANEX CORPM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	+4,166 sh	$0.00	+$4.166	420,378
2007-03-20	AVANEX CORPRestricted Stock UnitsM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	−4,166 sh	—	—	137,502
2006-12-20	AVANEX CORPM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	+50K sh	$0.00	+$50	388,533
2006-12-20	AVANEX CORPS Sale	Director, President and CEO	SSale	−22.5K sh	$1.77	−$39.8K	366,033
2006-12-20	AVANEX CORPRestricted Stock UnitsM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	−50K sh	—	—	150,000
2006-06-30	AVANEX CORPM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	+76.1K sh	$0.00	+$76.087	327,926
2006-06-30	AVANEX CORPS Sale	Director, President and CEO	SSale	−9,240 sh	$1.72	−$15.9K	318,686
2006-06-30	AVANEX CORPS Sale	Director, President and CEO	SSale	−20K sh	$1.75	−$35K	298,686
2006-06-30	AVANEX CORPS Sale	Director, President and CEO	SSale	−5,000 sh	$1.76	−$8,800	293,686
2006-06-30	AVANEX CORPRestricted Stock UnitsM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	−76.1K sh	—	—	456,522
2004-08-23	AVANEX CORPP Purchase	Director, President and CEO	PPurchase	+2,000 sh	$2.36	+$4,720	2,000
2004-08-20	AVANEX CORPNon-Qualified Stock Option (right to buy)A Award	Director, President and CEO	AAward	+1.2M sh	—	—	1,200,000
2004-08-10	VIAVVIAVI SOLUTIONS INC.M Exercise/Conversion	Former officer	MExercise/Conversion	+11.4K sh	$0.86	+$9,750.42	22,726
2004-08-10	VIAVVIAVI SOLUTIONS INC.S Sale	Former officer	SSale	−11.4K sh	$3.19	−$36.3K	11,326
2004-08-10	VIAVVIAVI SOLUTIONS INC.M Exercise/Conversion	Former officer	MExercise/Conversion	+300 sh	$2.53	+$759	11,626
2004-08-10	VIAVVIAVI SOLUTIONS INC.S Sale	Former officer	SSale	−300 sh	$3.19	−$956.16	11,326
2004-08-10	VIAVVIAVI SOLUTIONS INC.M Exercise/Conversion	Former officer	MExercise/Conversion	+65.6K sh	$2.75	+$180K	76,951
2004-08-10	VIAVVIAVI SOLUTIONS INC.S Sale	Former officer	SSale	−65.6K sh	$3.19	−$209K	11,326
2004-08-10	VIAVVIAVI SOLUTIONS INC.M Exercise/Conversion	Former officer	MExercise/Conversion	+103 sh	$3.15	+$324.45	11,429
2004-08-10	VIAVVIAVI SOLUTIONS INC.S Sale	Former officer	SSale	−103 sh	$3.19	−$328.282	11,326
2004-08-10	VIAVVIAVI SOLUTIONS INC.M Exercise/Conversion	Former officer	MExercise/Conversion	+150 sh	$2.95	+$442.5	11,476
2004-08-10	VIAVVIAVI SOLUTIONS INC.S Sale	Former officer	SSale	−150 sh	$3.19	−$478.08	11,326
2004-08-10	VIAVVIAVI SOLUTIONS INC.M Exercise/Conversion	Former officer	MExercise/Conversion	+37.5K sh	$2.95	+$111K	48,826
2004-08-10	VIAVVIAVI SOLUTIONS INC.S Sale	Former officer	SSale	−37.5K sh	$3.19	−$120K	11,326
2004-08-10	VIAVVIAVI SOLUTIONS INC. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Former officer	MExercise/Conversion	−11.4K sh	$0.86	−$9,750.42	0
2004-08-10	VIAVVIAVI SOLUTIONS INC. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Former officer	MExercise/Conversion	−300 sh	$2.53	−$759	0
2004-08-10	VIAVVIAVI SOLUTIONS INC. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Former officer	MExercise/Conversion	−65.6K sh	$2.75	−$180K	0
2004-08-10	VIAVVIAVI SOLUTIONS INC. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Former officer	MExercise/Conversion	−103 sh	$3.15	−$324.45	0
2004-08-10	VIAVVIAVI SOLUTIONS INC. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Former officer	MExercise/Conversion	−150 sh	$2.95	−$442.5	0
2004-08-10	VIAVVIAVI SOLUTIONS INC. · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Former officer	MExercise/Conversion	−37.5K sh	$2.95	−$111K	0
2004-08-06	VIAVVIAVI SOLUTIONS INC.D Disposition to Issuer	Former officer	DDisposition to Issuer	−20K sh	—	—	11,326
2004-02-06	VIAVVIAVI SOLUTIONS INC.A Award	Former officer	AAward	+20K sh	—	—	31,516
2003-07-30	VIAVVIAVI SOLUTIONS INC. · Non-Qualified Stock Option (right to buy)A Award	Former officer	AAward	+150K sh	$2.95	+$443K	150,000
2003-07-30	VIAVVIAVI SOLUTIONS INC. · Non-Qualified Stock Option (right to buy)A Award	Former officer	AAward	+600 sh	$2.95	+$1,770	600
2003-04-02	VIAVVIAVI SOLUTIONS INC. · Non-Qualified Stock Option (right to buy)A Award	Former officer	AAward	+333 sh	—	—	—
2002-11-19	VIAVVIAVI SOLUTIONS INC. · Non-Qualified Stock Option (right to buy)A Award	Former officer	AAward	+175K sh	—	—	—
2002-11-04	VIAVVIAVI SOLUTIONS INC.S Sale	Former officer	SSale	−13.5K sh	$3.00	−$40.6K	2,595

Recent filings

Accepted (ET)
Jul 84
AVANEX CORP0001181431-08-042585
SEC(opens sec.gov)
Jun 244
AVANEX CORP0001181431-08-040263
SEC(opens sec.gov)
Jun 234
AVANEX CORP0001181431-08-040092
SEC(opens sec.gov)
Oct 24
AVANEX CORP0001181431-07-059934
SEC(opens sec.gov)
Jul 54
AVANEX CORP0001181431-07-044699
SEC(opens sec.gov)
Mar 224
AVANEX CORP0001181431-07-020944
SEC(opens sec.gov)
Dec 224
MAJOR JO S0001181431-06-071824
SEC(opens sec.gov)
Jul 114
MAJOR JO S0001181431-06-041521
SEC(opens sec.gov)
Aug 304
MAJOR JO S0001181431-04-042268
SEC(opens sec.gov)
Aug 124
MAJOR JO S0000912093-04-000094
SEC(opens sec.gov)

Companies

Address

C/O AVANEX CORPORATION 40919 ENCYCLOPEDIA CIRCLE

FREMONT, CA, 94538