Insider · CIK 0001201176

KELLY MICHAEL P

Reports to the SEC for 3 companies · IRVINE, CA

sec.gov

Transactions

Companies

Filings

CIK

0001201176

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-09-30	FALCFALCONSTOR SOFTWARE INCA Award	Director	AAward	+73.6K sh	—	—	125,450
2020-01-16	FALCFALCONSTOR SOFTWARE INCA Award	Director	AAward	+44.2K sh	—	—	51,797
2019-05-31	FALCFALCONSTOR SOFTWARE INCA Award	Director	AAward	+4.42M sh	—	—	5,179,753
2018-12-27	FALCFALCONSTOR SOFTWARE INCX Exercise of In-Money	Director	XExercise of In-Money	+764K sh	$0.00	+$763.915	763,915
2018-12-27	FALCFALCONSTOR SOFTWARE INC · WarrantsX Exercise of In-Money	Director	XExercise of In-Money	−764K sh	—	—	0
2018-11-20	FALCFALCONSTOR SOFTWARE INCS Sale	Director	SSale	−10K sh	$0.04	−$440	0
2018-11-19	FALCFALCONSTOR SOFTWARE INCS Sale	Director	SSale	−30K sh	$0.05	−$1,455	10,000
2018-11-16	FALCFALCONSTOR SOFTWARE INCS Sale	Director	SSale	−34.8K sh	$0.05	−$1,738.65	75,000
2018-11-16	FALCFALCONSTOR SOFTWARE INCS Sale	Director	SSale	−35K sh	$0.05	−$1,767.5	40,000
2018-10-09	FALCFALCONSTOR SOFTWARE INC · WarrantsA Award	Director	AAward	+764K sh	—	—	763,915
2018-10-09	FALCFALCONSTOR SOFTWARE INC · Series A Convertible Preferred StockA Award	Director	AAward	+1,405 sh	$0.27	+$380.896	1,405
2018-03-01	FALCFALCONSTOR SOFTWARE INCJ Other	Director	JOther	−104K sh	—	—	109,773
2017-05-08	FALCFALCONSTOR SOFTWARE INCA Award	Director	AAward	+25.2K sh	—	—	217,390
2017-05-03	FALCFALCONSTOR SOFTWARE INCA Award	Director	AAward	+94.1K sh	—	—	192,167
2017-03-13	FALCFALCONSTOR SOFTWARE INCA Award	Director	AAward	+15.2K sh	—	—	98,050
2016-11-04	FALCFALCONSTOR SOFTWARE INCA Award	Director	AAward	+12.9K sh	—	—	82,891
2016-04-27	FALCFALCONSTOR SOFTWARE INCA Award	Director	AAward	+10K sh	—	—	70,000
2015-10-23	ADEPT TECHNOLOGY INCD Disposition to Issuer	Director	DDisposition to Issuer	−22.6K sh	$13.00	−$294K	0
2015-10-23	ADEPT TECHNOLOGY INCD Disposition to Issuer	Director	DDisposition to Issuer	−2,000 sh	$13.00	−$26K	0
2015-10-23	ADEPT TECHNOLOGY INCD Disposition to Issuer	Director	DDisposition to Issuer	−2,000 sh	$13.00	−$26K	0
2015-10-23	ADEPT TECHNOLOGY INCD Disposition to Issuer	Director	DDisposition to Issuer	−2,000 sh	$13.00	−$26K	0
2015-10-23	ADEPT TECHNOLOGY INC1 Non-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−6,000 sh	$13.00	−$78K	0
2015-10-23	ADEPT TECHNOLOGY INC1 Non-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−3,000 sh	$13.00	−$39K	0
2015-10-23	ADEPT TECHNOLOGY INC1 Non-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−6,000 sh	$13.00	−$78K	0
2015-10-23	ADEPT TECHNOLOGY INC1 Non-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−3,000 sh	$13.00	−$39K	0
2015-10-23	ADEPT TECHNOLOGY INC1 Non-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−3,000 sh	$13.00	−$39K	0
2015-10-23	ADEPT TECHNOLOGY INC1 Non-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−6,000 sh	$13.00	−$78K	0
2015-10-23	ADEPT TECHNOLOGY INC1 Non-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−3,000 sh	$13.00	−$39K	0
2015-10-23	ADEPT TECHNOLOGY INC1 Non-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−2,000 sh	$13.00	−$26K	0
2015-10-23	ADEPT TECHNOLOGY INC1 Non-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−6,000 sh	$13.00	−$78K	0
2015-10-23	ADEPT TECHNOLOGY INC1 Non-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−3,000 sh	$13.00	−$39K	0
2015-10-23	ADEPT TECHNOLOGY INC1 Non-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−6,000 sh	$13.00	−$78K	0
2015-08-14	FALCFALCONSTOR SOFTWARE INCP Purchase	Director	PPurchase	+3,805 sh	$1.67	+$6,354.35	43,805
2015-08-14	FALCFALCONSTOR SOFTWARE INCP Purchase	Director	PPurchase	+12.4K sh	$1.69	+$21K	56,221
2015-08-14	FALCFALCONSTOR SOFTWARE INCP Purchase	Director	PPurchase	+3,779 sh	$1.69	+$6,386.51	60,000
2015-04-22	FALCFALCONSTOR SOFTWARE INCA Award	Director	AAward	+10K sh	—	—	40,000
2014-12-15	FALCFALCONSTOR SOFTWARE INCP Purchase	Director	PPurchase	+9,400 sh	$1.30	+$12.2K	9,400
2014-12-15	FALCFALCONSTOR SOFTWARE INCP Purchase	Director	PPurchase	+10.6K sh	$1.30	+$13.8K	20,000
2014-12-15	FALCFALCONSTOR SOFTWARE INCA Award	Director	AAward	+10K sh	—	—	30,000
2014-11-13	ADEPT TECHNOLOGY INC1 Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+6,000 sh	$8.66	+$52K	6,000
2014-03-28	ADEPT TECHNOLOGY INCM Exercise/Conversion	Director	MExercise/Conversion	+1,990 sh	$5.50	+$10.9K	21,990
2014-03-28	ADEPT TECHNOLOGY INCM Exercise/Conversion	Director	MExercise/Conversion	+600 sh	$6.75	+$4,050	22,590
2014-03-28	ADEPT TECHNOLOGY INC1 Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−1,990 sh	—	—	10
2014-03-28	ADEPT TECHNOLOGY INC1 Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−600 sh	—	—	0
2013-11-20	ADEPT TECHNOLOGY INC1 Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+6,000 sh	$9.15	+$54.9K	6,000
2013-09-03	ADEPT TECHNOLOGY INCP Purchase	Director	PPurchase	+2,000 sh	$4.17	+$8,339	2,000
2013-09-03	ADEPT TECHNOLOGY INCP Purchase	Director	PPurchase	+2,000 sh	$4.17	+$8,340	2,000
2013-09-03	ADEPT TECHNOLOGY INCP Purchase	Director	PPurchase	+2,000 sh	$4.17	+$8,340	2,000
2012-11-09	ADEPT TECHNOLOGY INC1 Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+6,000 sh	$3.02	+$18.1K	6,000
2012-02-14	ADEPT TECHNOLOGY INCP Purchase	Director	PPurchase	+100 sh	$3.35	+$334.8	18,100

Recent filings

Accepted (ET)
Oct 134
KELLY MICHAEL P0000921895-20-002592
SEC(opens sec.gov)
Jan 214
KELLY MICHAEL P0000921895-20-000139
SEC(opens sec.gov)
Jun 44
KELLY MICHAEL P0000921895-19-001725
SEC(opens sec.gov)
Jan 144
KELLY MICHAEL P0000921895-19-000085
SEC(opens sec.gov)
Nov 274
KELLY MICHAEL P0000921895-18-003161
SEC(opens sec.gov)
May 94
FALCONSTOR SOFTWARE INC0000921895-17-001367
SEC(opens sec.gov)
May 54
FALCONSTOR SOFTWARE INC0000921895-17-001320
SEC(opens sec.gov)
Mar 154
FALCONSTOR SOFTWARE INC0000921895-17-000705
SEC(opens sec.gov)
Nov 84
FALCONSTOR SOFTWARE INC0000921895-16-006044
SEC(opens sec.gov)
Apr 284
FALCONSTOR SOFTWARE INC0000921895-16-004285
SEC(opens sec.gov)
Oct 274
ADEPT TECHNOLOGY INC0000865415-15-000022
SEC(opens sec.gov)

Companies

Address

18200 VON KARMAN SUITE 1000

IRVINE, CA, 92612