Insider · CIK 0001201832

DIXON THOMAS

Reports to the SEC for 2 companies · ONEIDA, NY

sec.gov

Transactions

Companies

Filings

CIK

0001201832

Forms 4 and 5

Insider transactions

48 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-02-28	Oneida Financial Corp.D Disposition to Issuer	EVP and Chief Credit Officer	DDisposition to Issuer	−8,000 sh	$10.30	−$82.4K	12,258
2014-02-28	Oneida Financial Corp.Common stockD Disposition to Issuer	EVP and Chief Credit Officer	DDisposition to Issuer	−10K sh	—	—	0
2014-01-21	Oneida Financial Corp.I Discretionary Transaction	EVP and Chief Credit Officer	IDiscretionary Transaction	+2 sh	$12.35	+$24.7	207
2014-01-21	Oneida Financial Corp.I Discretionary Transaction	EVP and Chief Credit Officer	IDiscretionary Transaction	+2 sh	$12.35	+$24.7	207
2014-01-21	Oneida Financial Corp.I Discretionary Transaction	EVP and Chief Credit Officer	IDiscretionary Transaction	+2 sh	$12.35	+$24.7	207
2014-01-21	Oneida Financial Corp.I Discretionary Transaction	EVP and Chief Credit Officer	IDiscretionary Transaction	+2 sh	$12.35	+$24.7	209
2014-01-21	Oneida Financial Corp.I Discretionary Transaction	EVP and Chief Credit Officer	IDiscretionary Transaction	+50 sh	$12.35	+$617.5	20,060
2013-12-31	Oneida Financial Corp.I Discretionary Transaction	EVP and Chief Credit Officer	IDiscretionary Transaction	+4,407 sh	$10.65	+$46.9K	17,677
2013-10-22	Oneida Financial Corp.I Discretionary Transaction	EVP and Chief Credit Officer	IDiscretionary Transaction	+2 sh	$13.00	+$26	209
2013-10-22	Oneida Financial Corp.I Discretionary Transaction	EVP and Chief Credit Officer	IDiscretionary Transaction	+2 sh	$13.00	+$26	209
2013-10-22	Oneida Financial Corp.I Discretionary Transaction	EVP and Chief Credit Officer	IDiscretionary Transaction	+2 sh	$13.00	+$26	209
2013-10-22	Oneida Financial Corp.I Discretionary Transaction	EVP and Chief Credit Officer	IDiscretionary Transaction	+2 sh	$13.00	+$26	207
2013-10-22	Oneida Financial Corp.I Discretionary Transaction	EVP and Chief Credit Officer	IDiscretionary Transaction	+120 sh	$13.00	+$1,560	20,258
2013-07-23	Oneida Financial Corp.I Discretionary Transaction	EVP and Chief Credit Officer	IDiscretionary Transaction	+78 sh	$15.35	+$1,197.3	20,138
2013-05-08	Oneida Financial Corp.P Purchase	EVP and Chief Credit Officer	PPurchase	+110 sh	$13.00	+$1,430	35,000
2012-07-27	Oneida Financial Corp.S Sale	EVP and Chief Credit Officer	SSale	−112 sh	$10.30	−$1,153.6	21,810
2012-07-27	Oneida Financial Corp.S Sale	EVP and Chief Credit Officer	SSale	−1,000 sh	$10.30	−$10.3K	20,810
2012-07-27	Oneida Financial Corp.S Sale	EVP and Chief Credit Officer	SSale	−800 sh	$10.31	−$8,246	20,010
2012-07-24	Oneida Financial Corp.A Award	EVP and Chief Credit Officer	AAward	+10K sh	$10.30	+$103K	21,922
2012-07-24	Oneida Financial Corp.Common stockA Award	EVP and Chief Credit Officer	AAward	+10K sh	$10.30	+$103K	10,000
2012-06-18	Oneida Financial Corp.S Sale	EVP and Chief Credit Officer	SSale	−400 sh	$10.03	−$4,012	11,922
2012-06-13	Oneida Financial Corp.S Sale	EVP and Chief Credit Officer	SSale	−600 sh	$10.00	−$6,000	12,322
2011-11-07	Oneida Financial Corp.S Sale	EVP and Chief Credit Officer	SSale	−3,901 sh	$9.10	−$35.5K	9,922
2010-12-31	Oneida Financial Corp.I Discretionary Transaction	EVP and Chief Credit Officer	IDiscretionary Transaction	+621 sh	$7.85	+$4,874.85	13,270
2010-12-02	Oneida Financial Corp.S Sale	EVP and Chief Credit Officer	SSale	−3,002 sh	$7.80	−$23.4K	13,823
2010-12-02	Oneida Financial Corp.S Sale	EVP and Chief Credit Officer	SSale	−3,002 sh	$7.80	−$23.4K	49,492
2010-11-03	Oneida Financial Corp.S Sale	EVP and Chief Credit Officer	SSale	−3,000 sh	$7.65	−$23K	52,494
2009-07-06	ONEIDA FINANCIAL CORPM Exercise/Conversion	EVP & Chief Credit Officer	MExercise/Conversion	+8,249 sh	$4.72	+$39K	0
2009-07-06	ONEIDA FINANCIAL CORPI Discretionary Transaction	EVP & Chief Credit Officer	IDiscretionary Transaction	−3,623 sh	$10.75	−$38.9K	59,954
2009-07-06	ONEIDA FINANCIAL CORPEmployee Right to options (right to buy)M Exercise/Conversion	EVP & Chief Credit Officer	MExercise/Conversion	+8,249 sh	—	—	0
2009-07-06	ONEIDA FINANCIAL CORPEmployee Right to options (right to buy)I Discretionary Transaction	EVP & Chief Credit Officer	IDiscretionary Transaction	+3,623 sh	$10.75	+$38.9K	3,623
2009-05-19	ONEIDA FINANCIAL CORPM Exercise/Conversion	EVP & Chief Credit Officer	MExercise/Conversion	+5,957 sh	$4.72	+$28.1K	0
2009-05-19	ONEIDA FINANCIAL CORPI Discretionary Transaction	EVP & Chief Credit Officer	IDiscretionary Transaction	−2,500 sh	$11.25	−$28.1K	55,328
2009-05-19	ONEIDA FINANCIAL CORPEmployee Right to options (right to buy)M Exercise/Conversion	EVP & Chief Credit Officer	MExercise/Conversion	+5,957 sh	—	—	8,250
2009-05-19	ONEIDA FINANCIAL CORPEmployee Right to options (right to buy)I Discretionary Transaction	EVP & Chief Credit Officer	IDiscretionary Transaction	+2,500 sh	$11.25	+$28.1K	2,500
2008-12-31	ONEIDA FINANCIAL CORPI Discretionary Transaction	EVP & Chief Credit Officer	IDiscretionary Transaction	+480.87 sh	—	—	59,954
2007-12-31	ONEIDA FINANCIAL CORPI Discretionary Transaction	EVP & Chief Credit Officer	IDiscretionary Transaction	+180.721 sh	—	—	51,871
2007-06-12	ONEIDA FINANCIAL CORPS Sale	EVP & Chief Credit Officer	SSale	−1,068 sh	$12.25	−$13.1K	0
2006-03-17	ONEIDA FINANCIAL CORPS Sale	EVP & Chief Credit Officer	SSale	−2,000 sh	$11.50	−$23K	0
2005-12-31	ONEIDA FINANCIAL CORPA Award	EVP & Chief Credit Officer	AAward	+1.3M sh	—	—	0
2005-08-08	ONEIDA FINANCIAL CORPS Sale	EVP & Chief Credit Officer	SSale	−700 sh	$12.60	−$8,820	225
2005-08-05	ONEIDA FINANCIAL CORPS Sale	EVP & Chief Credit Officer	SSale	−787 sh	$12.50	−$9,837.5	0
2005-08-05	ONEIDA FINANCIAL CORPS Sale	EVP & Chief Credit Officer	SSale	−491 sh	$12.60	−$6,186.6	61,678
2005-05-16	ONEIDA FINANCIAL CORPM Exercise/Conversion	EVP & Chief Credit Officer	MExercise/Conversion	+10K sh	$4.72	+$47.2K	0
2005-05-16	ONEIDA FINANCIAL CORPEmployee right to options (right to buy)M Exercise/Conversion	EVP & Chief Credit Officer	MExercise/Conversion	+15K sh	—	—	14,207
2005-05-16	ONEIDA FINANCIAL CORPEmployee right to options (right to buy)M Exercise/Conversion	EVP & Chief Credit Officer	MExercise/Conversion	+5,000 sh	—	—	5,000
2004-11-24	ONEIDA FINANCIAL CORPS Sale	EVP & Chief Credit Officer	SSale	−2,000 sh	$12.25	−$24.5K	0
2003-03-12	ONEIDA FINANCIAL CORPP Purchase	EVP & Chief Credit Officer	PPurchase	+75 sh	$22.75	+$1,706.25	—

Recent filings

Accepted (ET)
Feb 284
Oneida Financial Corp.0001485001-14-000018
SEC(opens sec.gov)
Feb 65
Oneida Financial Corp.0001485001-14-000004
SEC(opens sec.gov)
May 284
DIXON THOMAS0001485001-13-000005
SEC(opens sec.gov)
Jul 304
DIXON THOMAS0000914317-12-001146
SEC(opens sec.gov)
Jul 264
DIXON THOMAS0000914317-12-001124
SEC(opens sec.gov)

Companies

Address

182 MAIN STREET

ONEIDA, NY, 13421