Insider · CIK 0001203072

RIEPE JAMES S

Reports to the SEC for 4 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001203072

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-03-31	GNWGENWORTH FINANCIAL INC · Deferred Stock UnitsA Award	Director	AAward	+19.4K sh	—	—	476,442.954
2020-09-30	GNWGENWORTH FINANCIAL INC · Deferred Stock UnitsA Award	Director	AAward	+16.4K sh	—	—	457,055.652
2020-06-30	GNWGENWORTH FINANCIAL INC · Deferred Stock UnitsA Award	Director	AAward	+22.3K sh	—	—	440,694.738
2020-03-31	GNWGENWORTH FINANCIAL INC · Deferred Stock UnitsA Award	Director	AAward	+16.3K sh	—	—	418,381.674
2020-03-31	LPLALPL Financial Holdings Inc.A Award	Director	AAward	+9 sh	—	—	95,214
2020-03-31	LPLALPL Financial Holdings Inc.A Award	Director	AAward	+44 sh	—	—	95,258
2019-12-31	GNWGENWORTH FINANCIAL INC · Deferred Stock UnitsA Award	Director	AAward	+3,485.079 sh	—	—	402,055.652
2019-11-21	LPLALPL Financial Holdings Inc.A Award	Director	AAward	+5 sh	—	—	95,179
2019-11-21	LPLALPL Financial Holdings Inc.A Award	Director	AAward	+26 sh	—	—	95,205
2019-09-30	GNWGENWORTH FINANCIAL INC · Deferred Stock UnitsA Award	Director	AAward	+14.8K sh	—	—	398,570.573
2019-08-23	LPLALPL Financial Holdings Inc.A Award	Director	AAward	+7 sh	—	—	95,141
2019-08-23	LPLALPL Financial Holdings Inc.A Award	Director	AAward	+33 sh	—	—	95,174
2019-06-28	GNWGENWORTH FINANCIAL INC · Deferred Stock UnitsA Award	Director	AAward	+19.8K sh	—	—	383,806.683
2019-06-03	LPLALPL Financial Holdings Inc.A Award	Director	AAward	+6 sh	—	—	95,105
2019-06-03	LPLALPL Financial Holdings Inc.A Award	Director	AAward	+29 sh	—	—	95,134
2019-05-09	LPLALPL Financial Holdings Inc.A Award	Director	AAward	+2,074 sh	—	—	94,029
2019-05-09	LPLALPL Financial Holdings Inc.A Award	Director	AAward	+1,070 sh	—	—	95,099
2019-03-29	GNWGENWORTH FINANCIAL INC · Deferred Stock UnitsA Award	Director	AAward	+17K sh	—	—	364,009.192
2019-03-29	LPLALPL Financial Holdings Inc.A Award	Director	AAward	+8 sh	—	—	91,933
2019-03-29	LPLALPL Financial Holdings Inc.A Award	Director	AAward	+22 sh	—	—	91,955
2018-12-31	GNWGENWORTH FINANCIAL INC · Deferred Stock UnitsA Award	Director	AAward	+2,746.474 sh	—	—	347,055.652
2018-12-12	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Director	MExercise/Conversion	+4,500 sh	$18.04	+$81.2K	87,442
2018-12-12	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Director	MExercise/Conversion	+4,500 sh	$19.74	+$88.8K	91,942
2018-12-12	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Director	MExercise/Conversion	+4,500 sh	$23.02	+$104K	96,442
2018-12-12	LPLALPL Financial Holdings Inc.S Sale	Director	SSale	−4,517 sh	$60.69	−$274K	91,925
2018-12-12	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Director	MExercise/Conversion	−4,500 sh	—	—	0
2018-12-12	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Director	MExercise/Conversion	−4,500 sh	—	—	0
2018-12-12	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Director	MExercise/Conversion	−4,500 sh	—	—	0
2018-11-26	LPLALPL Financial Holdings Inc.A Award	Director	AAward	+9 sh	—	—	82,916
2018-11-26	LPLALPL Financial Holdings Inc.A Award	Director	AAward	+26 sh	—	—	82,942
2018-09-28	GNWGENWORTH FINANCIAL INC · Deferred Stock UnitsA Award	Director	AAward	+15K sh	—	—	344,309.178
2018-08-23	LPLALPL Financial Holdings Inc.A Award	Director	AAward	+9 sh	—	—	82,884
2018-08-23	LPLALPL Financial Holdings Inc.A Award	Director	AAward	+23 sh	—	—	82,907
2018-06-29	GNWGENWORTH FINANCIAL INC · Deferred Stock UnitsA Award	Director	AAward	+15.1K sh	—	—	329,327.476
2018-06-01	LPLALPL Financial Holdings Inc.A Award	Director	AAward	+8 sh	—	—	82,853
2018-06-01	LPLALPL Financial Holdings Inc.A Award	Director	AAward	+22 sh	—	—	82,875
2018-05-18	LPLALPL Financial Holdings Inc.A Award	Director	AAward	+2,463 sh	—	—	81,574
2018-05-18	LPLALPL Financial Holdings Inc.A Award	Director	AAward	+1,271 sh	—	—	82,845
2018-03-29	GNWGENWORTH FINANCIAL INC · Deferred Stock UnitsA Award	Director	AAward	+22.2K sh	—	—	314,243.999
2018-03-23	LPLALPL Financial Holdings Inc.A Award	Director	AAward	+22 sh	—	—	79,111
2018-03-02	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Director	MExercise/Conversion	+4,500 sh	$27.17	+$122K	75,721
2018-03-02	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Director	MExercise/Conversion	+4,500 sh	$26.33	+$118K	80,221
2018-03-02	LPLALPL Financial Holdings Inc.M Exercise/Conversion	Director	MExercise/Conversion	+4,500 sh	$24.96	+$112K	84,721
2018-03-02	LPLALPL Financial Holdings Inc.S Sale	Director	SSale	−5,632 sh	$62.77	−$354K	79,089
2018-03-02	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Director	MExercise/Conversion	−4,500 sh	—	—	0
2018-03-02	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Director	MExercise/Conversion	−4,500 sh	—	—	0
2018-03-02	LPLALPL Financial Holdings Inc. · Option to purchase Common StockM Exercise/Conversion	Director	MExercise/Conversion	−4,500 sh	—	—	0
2017-12-31	GNWGENWORTH FINANCIAL INC · Deferred Stock UnitsA Award	Director	AAward	+4,282.551 sh	—	—	292,055.652
2017-11-27	LPLALPL Financial Holdings Inc.A Award	Director	AAward	+25 sh	—	—	66,721
2017-09-30	GNWGENWORTH FINANCIAL INC · Deferred Stock UnitsA Award	Director	AAward	+17.1K sh	—	—	287,773.101

Recent filings

Accepted (ET)
Apr 14
RIEPE JAMES S0001209191-21-024125
SEC(opens sec.gov)
Oct 14
RIEPE JAMES S0001209191-20-052684
SEC(opens sec.gov)
Jul 14
RIEPE JAMES S0001209191-20-039882
SEC(opens sec.gov)
Apr 24
RIEPE JAMES S0001397911-20-000086
SEC(opens sec.gov)
Apr 14
RIEPE JAMES S0001209191-20-022148
SEC(opens sec.gov)
Jan 24
RIEPE JAMES S0001209191-20-000296
SEC(opens sec.gov)
Nov 254
RIEPE JAMES S0001397911-19-000168
SEC(opens sec.gov)
Oct 14
RIEPE JAMES S0001209191-19-051286
SEC(opens sec.gov)
Aug 274
RIEPE JAMES S0001397911-19-000135
SEC(opens sec.gov)
Jul 24
RIEPE JAMES S0001209191-19-040263
SEC(opens sec.gov)
Jun 54
RIEPE JAMES S0001397911-19-000101
SEC(opens sec.gov)
May 104
RIEPE JAMES S0001397911-19-000085
SEC(opens sec.gov)
Apr 24
RIEPE JAMES S0001397911-19-000055
SEC(opens sec.gov)
Apr 14
RIEPE JAMES S0001209191-19-022003
SEC(opens sec.gov)

Companies

Address

ONE LIBERTY PLAZA

NEW YORK, NY, 10006