Insider · CIK 0001203719

IMHOFF MICHAEL F

Reports to the SEC for 2 companies · DENVER, CO

sec.gov

Transactions

Companies

Filings

CIK

0001203719

Forms 4 and 5

Insider transactions

20 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-09-30	Apogem Evergreen FundP Purchase	Director	PPurchase	+8,545.3 sh	$29.58	+$253K	8,545.3
2007-05-29	SFSTIFEL FINANCIAL CORPP Purchase	DIR FI TRADING	PPurchase	+1,813 sh	$55.14	+$100K	35,760
2005-07-13	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	DIR FI TRADING	MExercise/Conversion	+4,268 sh	$7.78	+$33.2K	39,073
2005-07-13	SFSTIFEL FINANCIAL CORPF Tax Payment	DIR FI TRADING	FTax Payment	−2,247 sh	$24.90	−$56K	36,826
2005-07-13	SFSTIFEL FINANCIAL CORPS Sale	DIR FI TRADING	SSale	−1,853 sh	$24.90	−$46.1K	34,973
2005-07-13	SFSTIFEL FINANCIAL CORPS Sale	DIR FI TRADING	SSale	−168 sh	$25.23	−$4,238.64	34,805
2005-07-13	SFSTIFEL FINANCIAL CORP · Stock Option (Option to Buy)M Exercise/Conversion	DIR FI TRADING	MExercise/Conversion	−4,268 sh	$7.78	−$33.2K	6,399
2005-02-11	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	DIR FI TRADING	AAward	+779 sh	—	—	6,052
2005-02-11	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	DIR FI TRADING	AAward	+195 sh	—	—	6,247
2005-02-11	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsA Award	DIR FI TRADING	AAward	+1,150 sh	—	—	7,397
2005-01-12	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	DIR FI TRADING	MExercise/Conversion	+4,706 sh	$20.22	+$95.2K	35,078
2005-01-12	SFSTIFEL FINANCIAL CORPF Tax Payment	DIR FI TRADING	FTax Payment	−1,739 sh	$20.22	−$35.2K	33,339
2005-01-12	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	DIR FI TRADING	MExercise/Conversion	−4,706 sh	—	—	5,273
2004-02-27	SFSTIFEL FINANCIAL CORPJ Other	DIR FI TRADING	JOther	+133 sh	$20.82	+$2,769.06	31,838
2004-01-20	SFSTIFEL FINANCIAL CORPM Exercise/Conversion	DIR FI TRADING	MExercise/Conversion	+1,534 sh	$18.52	+$28.4K	23,351
2004-01-20	SFSTIFEL FINANCIAL CORPF Tax Payment	DIR FI TRADING	FTax Payment	−572 sh	$18.52	−$10.6K	22,779
2004-01-20	SFSTIFEL FINANCIAL CORP · Phantom Stock UnitsM Exercise/Conversion	DIR FI TRADING	MExercise/Conversion	−1,534 sh	$18.52	−$28.4K	5,362
2004-01-09	SFSTIFEL FINANCIAL CORPJ Other	DIR FI TRADING	JOther	+1,333 sh	$9.35	+$12.5K	30,743
2003-10-14	SFSTIFEL FINANCIAL CORPS Sale	DIR FI TRADING	SSale	−11.7K sh	$13.25	−$155K	21,817
2003-09-11	SFSTIFEL FINANCIAL CORPS Sale	DIR FI TRADING	SSale	−1,285 sh	$13.38	−$17.2K	33,532

Recent filings

Accepted (ET)
Jul 194
IMHOFF MICHAEL F0001398344-21-014496
SEC(opens sec.gov)
May 304
STIFEL FINANCIAL CORP0000720672-07-000083
SEC(opens sec.gov)
Jul 154
STIFEL FINANCIAL CORP0000720672-05-000066
SEC(opens sec.gov)
Feb 144
STIFEL FINANCIAL CORP0000720672-05-000037
SEC(opens sec.gov)
Feb 105
STIFEL FINANCIAL CORP0000720672-05-000028
SEC(opens sec.gov)
Jan 144
IMHOFF MICHAEL F0000720672-05-000019
SEC(opens sec.gov)
Jan 214
IMHOFF MICHAEL F0000720672-04-000013
SEC(opens sec.gov)
Oct 164
IMHOFF MICHAEL F0001203719-03-000003
SEC(opens sec.gov)
Sep 124
IMHOFF MICHAEL F0001203719-03-000002
SEC(opens sec.gov)

Companies

Address

C/O BOW RIVER ASSET MANAGEMENT LLC 205 DETROIT STREET, SUITE 800

DENVER, CO, 80206