Insider · CIK 0001205071

NEWELL ROGER

Reports to the SEC for 3 companies · GOLDEN, CO

sec.gov

Transactions

Companies

Filings

CIK

0001205071

Forms 4 and 5

Insider transactions

36 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-02-13	Lake Victoria Mining Company, Inc.Stock OptionsA Award	Director	AAward	+750K sh	$0.06	+$45K	1,000,000
2013-03-11	Midway Gold CorpStock Option (Right to Buy)A Award	Director	AAward	+120K sh	—	—	120,000
2012-04-30	Lake Victoria Mining Company, Inc.Stock OptionsA Award	Director	AAward	+250K sh	$0.09	+$22.5K	1,790,000
2011-10-25	Midway Gold CorpStock Option (Right to Buy)A Award	Director	AAward	+250K sh	—	—	250,000
2011-03-28	Midway Gold CorpWarrantsX Exercise of In-Money	Director	XExercise of In-Money	−100K sh	—	—	0
2011-03-28	Midway Gold CorpX Exercise of In-Money	Director	XExercise of In-Money	+100K sh	$0.80	+$80K	300,000
2011-03-07	Lake Victoria Mining Company, Inc.P Purchase	Director	PPurchase	+120K sh	$0.15	+$18K	1,190,833
2011-03-07	Lake Victoria Mining Company, Inc.WarrantsP Purchase	Director	PPurchase	+120K sh	$0.15	+$18K	820,000
2011-02-24	Lake Victoria Mining Company, Inc.P Purchase	Director	PPurchase	+146K sh	$0.24	+$35K	1,070,833
2011-01-13	Midway Gold CorpStock Option (Right to Buy)A Award	Director	AAward	+125K sh	—	—	125,000
2010-11-23	Midway Gold CorpP Purchase	Director	PPurchase	+100K sh	$0.68	+$67.7K	200,000
2010-10-21	Lake Victoria Mining Company, Inc.Stock OptionsA Award	Director	AAward	+840K sh	$0.45	+$378K	1,540,000
2010-09-02	Lake Victoria Mining Company, Inc.WarrantsA Award	Director	AAward	+100K sh	$0.40	+$40K	0
2010-09-02	Lake Victoria Mining Company, Inc.WarrantsP Purchase	Director	PPurchase	+100K sh	$0.40	+$40K	0
2010-09-02	Lake Victoria Mining Company, Inc.P Purchase	Director	PPurchase	+100K sh	$0.23	+$22.5K	925,000
2010-06-17	Midway Gold CorpEmployee Stock Option (Right to Buy)A Award	Director	AAward	+200K sh	—	—	200,000
2010-04-09	Midway Gold CorpP Purchase	Director	PPurchase	+100K sh	$0.60	+$60K	100,000
2010-04-09	Midway Gold CorpWarrantsP Purchase	Director	PPurchase	+100K sh	—	—	100,000
2010-03-17	Lake Victoria Mining Company, Inc.WarrantsA Award	Director	AAward	+500K sh	$1.25	+$625K	0
2010-03-17	Lake Victoria Mining Company, Inc.P Purchase	Director	PPurchase	+500K sh	$0.20	+$100K	825,000
2010-01-27	Lake Victoria Mining Company, Inc.WarrantsA Award	Director	AAward	+500K sh	$1.25	+$625K	500,000
2009-04-15	Lake Victoria Mining Company, Inc.A Award	Director	AAward	+25K sh	—	—	25,000
2009-04-15	Lake Victoria Mining Company, Inc.Stock options - right to purchaseA Award	Director	AAward	+240K sh	—	—	240,000
2009-04-15	Lake Victoria Mining Company, Inc.Stock options - right to purchaseA Award	Director	AAward	+600K sh	—	—	600,000
2009-04-15	Lake Victoria Mining Company, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+600K sh	$0.45	+$270K	600,000
2009-04-15	Lake Victoria Mining Company, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+240K sh	$0.45	+$108K	840,000
2009-01-20	CAPITAL GOLD CORPStock OptionsA Award	Director	AAward	+50K sh	—	—	50,000
2007-05-25	CAPITAL GOLD CORPM Exercise/Conversion	Director	MExercise/Conversion	+250K sh	$0.22	+$55K	1,327,273
2007-05-25	CAPITAL GOLD CORPOptionsM Exercise/Conversion	Director	MExercise/Conversion	−250K sh	—	—	0
2005-06-03	CAPITAL GOLD CORPM Exercise/Conversion	Director	MExercise/Conversion	+228K sh	$0.02	+$5,009.906	727,273
2004-04-14	CAPITAL GOLD CORPCommon Stock OptionsM Exercise/Conversion	Director	MExercise/Conversion	−200K sh	$4000.00	−$800M	727,273
2004-04-14	CAPITAL GOLD CORPM Exercise/Conversion	Director	MExercise/Conversion	+200K sh	$0.02	+$4,000	500,000
2003-08-19	CAPITAL GOLD CORPCommon Stock OptionsM Exercise/Conversion	Director	MExercise/Conversion	−72.7K sh	$1600.00	−$116M	300,000
2003-08-19	CAPITAL GOLD CORPCommon Stock OptionsS Sale	Director	SSale	−72.7K sh	—	—	1,600
2003-08-19	CAPITAL GOLD CORPS Sale	Director	SSale	+72.7K sh	$0.02	+$1,599.994	72,727
2003-08-19	CAPITAL GOLD CORPM Exercise/Conversion	Director	MExercise/Conversion	+72.7K sh	$0.02	+$1,599.994	300,000

Recent filings

Accepted (ET)
Feb 174
Lake Victoria Mining Company, Inc.0001140361-15-007645
SEC(opens sec.gov)
Apr 164
NEWELL ROGER0001140361-13-016562
SEC(opens sec.gov)
May 34
NEWELL ROGER0001140361-12-022915
SEC(opens sec.gov)
Oct 274
NEWELL ROGER0001140361-11-050674
SEC(opens sec.gov)
Mar 304
NEWELL ROGER0001140361-11-019544
SEC(opens sec.gov)
Mar 104
NEWELL ROGER0001140361-11-015809
SEC(opens sec.gov)
Feb 284
NEWELL ROGER0001140361-11-012771
SEC(opens sec.gov)
Jan 144
NEWELL ROGER0001140361-11-003061
SEC(opens sec.gov)
Nov 244
NEWELL ROGER0001140361-10-047108
SEC(opens sec.gov)
Nov 34
NEWELL ROGER0001140361-10-043488
SEC(opens sec.gov)
Sep 74
NEWELL ROGER0001002014-10-000627
SEC(opens sec.gov)
Jun 184
NEWELL ROGER0001140361-10-026178
SEC(opens sec.gov)
Apr 234
NEWELL ROGER0001140361-10-017421
SEC(opens sec.gov)
Mar 234
NEWELL ROGER0001002014-10-000194
SEC(opens sec.gov)

Companies

Address

1781 LARKSPUR DR

GOLDEN, CO, 80401