Insider · CIK 0001205623

ROLL PENELOPE F

Reports to the SEC for 5 companies · WASHINGTON, DC

sec.gov

Transactions

Companies

Filings

CIK

0001205623

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-03-16	ARCCARES CAPITAL CORPP Purchase	Chief Financial Officer	PPurchase	+3,000 sh	$17.44	+$52.3K	60,500
2023-03-15	ARCCARES CAPITAL CORPP Purchase	Chief Financial Officer	PPurchase	+3,000 sh	$17.50	+$52.5K	57,500
2022-09-14	ARCCARES CAPITAL CORPP Purchase	Chief Financial Officer	PPurchase	+2,500 sh	$19.04	+$47.6K	54,500
2022-08-03	ARCCARES CAPITAL CORPP Purchase	Chief Financial Officer	PPurchase	+25K sh	$19.77	+$494K	52,000
2021-12-14	ARCCARES CAPITAL CORPS Sale	Chief Financial Officer	SSale	−25.8K sh	$19.96	−$515K	27,000
2020-11-23	ARCCARES CAPITAL CORPS Sale	Chief Financial Officer	SSale	−7,000 sh	$16.54	−$116K	52,805
2020-05-06	ARCCARES CAPITAL CORPP Purchase	Chief Financial Officer	PPurchase	+500 sh	$13.28	+$6,640	59,805
2020-03-12	ARCCARES CAPITAL CORPP Purchase	Chief Financial Officer	PPurchase	+1,000 sh	$14.34	+$14.3K	59,305
2019-08-06	ARCCARES CAPITAL CORPP Purchase	Chief Financial Officer	PPurchase	+2,000 sh	$18.36	+$36.7K	58,305
2018-11-20	ARCCARES CAPITAL CORPS Sale	Chief Financial Officer	SSale	−6,000 sh	$16.76	−$101K	56,305
2018-02-15	ARCCARES CAPITAL CORPP Purchase	Chief Financial Officer	PPurchase	+3,000 sh	$15.81	+$47.4K	11,147
2015-08-24	ARCCARES CAPITAL CORPP Purchase	Chief Financial Officer	PPurchase	+2,500 sh	$14.50	+$36.3K	62,305
2015-08-21	ARCCARES CAPITAL CORPP Purchase	Chief Financial Officer	PPurchase	+4,500 sh	$15.55	+$70K	59,805
2015-08-20	ARCCARES CAPITAL CORPP Purchase	Chief Financial Officer	PPurchase	+500 sh	$15.82	+$7,910	55,305
2015-08-05	ARCCARES CAPITAL CORPP Purchase	Chief Financial Officer	PPurchase	+2,500 sh	$15.98	+$40K	54,805
2014-12-15	ARCCARES CAPITAL CORPP Purchase	Chief Financial Officer	PPurchase	+2,000 sh	$15.04	+$30.1K	52,305
2014-11-05	ARCCARES CAPITAL CORPP Purchase	Chief Financial Officer	PPurchase	+3,000 sh	$16.14	+$48.4K	50,305
2014-08-06	ARCCARES CAPITAL CORPP Purchase	Chief Financial Officer	PPurchase	+6,000 sh	$16.43	+$98.6K	47,305
2011-11-30	ARCCARES CAPITAL CORPG Gift	Chief Financial Officer	GGift	−41.3K sh	—	—	8,147
2011-11-30	ARCCARES CAPITAL CORPG Gift	Chief Financial Officer	GGift	+41.3K sh	—	—	41,305
2011-08-09	ARCCARES CAPITAL CORPP Purchase	Chief Financial Officer	PPurchase	+500 sh	$13.25	+$6,625	49,452
2011-08-08	ARCCARES CAPITAL CORPP Purchase	Chief Financial Officer	PPurchase	+1,000 sh	$13.62	+$13.6K	48,952
2011-08-05	ARCCARES CAPITAL CORPP Purchase	Chief Financial Officer	PPurchase	+1,000 sh	$14.41	+$14.4K	47,952
2010-04-01	ALLIED CAPITAL CORPIncentive Stock Option (right to buy)D Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−50 sh	—	—	0
2010-04-01	ALLIED CAPITAL CORPNon-Qualified Stock Option (right to buy)D Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−400K sh	—	—	0
2010-04-01	ALLIED CAPITAL CORPD Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−22.7K sh	—	—	0
2010-04-01	ALLIED CAPITAL CORPD Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−61.2K sh	—	—	0
2010-04-01	ALLIED CAPITAL CORPD Disposition to Issuer	Chief Financial Officer	DDisposition to Issuer	−175K sh	—	—	61,189
2009-03-03	ALLIED CAPITAL CORPIncentive Stock Option (right to buy)A Award	Chief Financial Officer	AAward	+50 sh	—	—	50
2009-03-03	ALLIED CAPITAL CORPNon-Qualified Stock Option (right to buy)A Award	Chief Financial Officer	AAward	+400K sh	—	—	399,950
2008-02-01	ALLIED CAPITAL CORPIncentive Stock Option (right to buy)A Award	Chief Financial Officer	AAward	+8,710 sh	—	—	8,710
2008-02-01	ALLIED CAPITAL CORPNon-Qualified Stock Option (right to buy)A Award	Chief Financial Officer	AAward	+241K sh	—	—	241,290
2007-12-17	ALLIED CAPITAL CORPPhantom Stock UnitsA Award	Chief Financial Officer	AAward	+3,864 sh	$22.29	+$86.1K	57,270
2007-09-17	ALLIED CAPITAL CORPPhantom Stock UnitsA Award	Chief Financial Officer	AAward	+3,006 sh	$28.67	+$86.2K	52,327
2007-06-22	ALLIED CAPITAL CORPPhantom Stock UnitsA Award	Chief Financial Officer	AAward	+2,689 sh	$32.00	+$86.1K	48,388
2006-06-23	ALLIED CAPITAL CORPPhantom Stock UnitsA Award	Chief Financial Officer	AAward	+2,899 sh	$29.70	+$86.1K	34,196
2006-06-15	ALLIED CAPITAL CORPM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+4,646 sh	$21.52	+$100K	103,967
2006-06-15	ALLIED CAPITAL CORPM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+2,849 sh	$21.59	+$61.5K	99,321
2006-06-15	ALLIED CAPITAL CORPIncentive Stock Option (right to buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−2,849 sh	—	—	0
2006-06-15	ALLIED CAPITAL CORPIncentive Stock Option (right to buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−4,646 sh	—	—	0
2006-03-16	ALLIED CAPITAL CORPIncentive Stock Option (right to buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−5,044 sh	—	—	0
2006-03-16	ALLIED CAPITAL CORPIncentive Stock Option (right to buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	−8,332 sh	—	—	0
2006-03-16	ALLIED CAPITAL CORPM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+5,044 sh	$17.75	+$89.5K	88,140
2006-03-16	ALLIED CAPITAL CORPM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+8,332 sh	$17.88	+$149K	96,472
2005-09-22	ALLIED CAPITAL CORPPhantom Stock UnitsA Award	Chief Financial Officer	AAward	+2,367 sh	$28.57	+$67.6K	24,555
2005-08-03	ALLIED CAPITAL CORPNon-Qualified Stock Option (right to buy)A Award	Chief Financial Officer	AAward	+196K sh	—	—	196,365
2005-08-03	ALLIED CAPITAL CORPIncentive Stock Option (right to buy)A Award	Chief Financial Officer	AAward	+3,635 sh	—	—	3,635
2005-06-22	ALLIED CAPITAL CORPPhantom Stock UnitsA Award	Chief Financial Officer	AAward	+2,448 sh	$27.63	+$67.6K	21,804
2004-12-31	ALLIED CAPITAL CORPPhantom Stock UnitsJ Other	Chief Financial Officer	JOther	+265 sh	$26.14	+$6,928.425	265
2004-12-21	ALLIED CAPITAL CORPPhantom Stock UnitsA Award	Chief Financial Officer	AAward	+3,834 sh	$27.64	+$106K	3,834

Recent filings

Accepted (ET)
Mar 174
ROLL PENELOPE F0001104659-23-033966
SEC(opens sec.gov)
Sep 164
ROLL PENELOPE F0001104659-22-100660
SEC(opens sec.gov)
Aug 44
ROLL PENELOPE F0001104659-22-086200
SEC(opens sec.gov)
Dec 154
ROLL PENELOPE F0001104659-21-150043
SEC(opens sec.gov)
Nov 254
ROLL PENELOPE F0001104659-20-129704
SEC(opens sec.gov)
May 84
ROLL PENELOPE F0001104659-20-058879
SEC(opens sec.gov)
Mar 134
ROLL PENELOPE F0001104659-20-033200
SEC(opens sec.gov)
Aug 74
ROLL PENELOPE F0001104659-19-044556
SEC(opens sec.gov)
Nov 214
ROLL PENELOPE F0001104659-18-069649
SEC(opens sec.gov)
Feb 164
ROLL PENELOPE F0001104659-18-010416
SEC(opens sec.gov)
Aug 244
ARES CAPITAL CORP0001104659-15-061539
SEC(opens sec.gov)
Aug 74
ARES CAPITAL CORP0001104659-15-057805
SEC(opens sec.gov)
Dec 164
ARES CAPITAL CORP0001104659-14-087072
SEC(opens sec.gov)
Nov 64
ARES CAPITAL CORP0001104659-14-077792
SEC(opens sec.gov)
Aug 74
ARES CAPITAL CORP0001104659-14-058336
SEC(opens sec.gov)
Feb 145
ROLL PENELOPE F0001104659-12-009696
SEC(opens sec.gov)

Companies

Address

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