Insider · CIK 0001206103

GRUNDFEST JOSEPH

Reports to the SEC for 4 companies · PALO ALTO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001206103

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-10-20	KKRKKR & Co. Inc.A Award	Director	AAward	+4,134 sh	—	—	89,592
2021-12-09	KKRKKR & Co. Inc.A Award	Director	AAward	+2,479 sh	—	—	85,458
2020-11-02	KKRKKR & Co. Inc.A Award	Director	AAward	+4,280 sh	—	—	82,979
2019-10-30	KKRKKR & Co. Inc.A Award	Director	AAward	+5,205 sh	—	—	78,699
2019-10-01	KKRKKR & Co. Inc.M Exercise/Conversion	Director	MExercise/Conversion	+6,539 sh	—	—	73,494
2019-10-01	KKRKKR & Co. Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−6,539 sh	—	—	0
2018-10-26	KKRKKR & Co. Inc. · Restricted Stock UnitsA Award	Director	AAward	+6,539 sh	—	—	6,539
2018-10-01	KKRKKR & Co. Inc.M Exercise/Conversion	Director	MExercise/Conversion	+7,372 sh	—	—	66,955
2018-10-01	KKRKKR & Co. Inc. · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−7,372 sh	—	—	0
2018-07-19	Financial Engines, LLCD Disposition to Issuer	Director	DDisposition to Issuer	−26.3K sh	$45.00	−$1.18M	0
2018-07-19	Financial Engines, LLCD Disposition to Issuer	Director	DDisposition to Issuer	−111K sh	$45.00	−$4.97M	0
2018-07-19	Financial Engines, LLCEmployee Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−10K sh	—	—	0
2018-07-19	Financial Engines, LLCRestricted Stock UnitsD Disposition to Issuer	Director	DDisposition to Issuer	−4,482 sh	—	—	0
2018-07-19	Financial Engines, LLCRestricted Stock UnitsD Disposition to Issuer	Director	DDisposition to Issuer	−2,567 sh	—	—	0
2018-07-19	Financial Engines, LLCRestricted Stock UnitsD Disposition to Issuer	Director	DDisposition to Issuer	−1,224 sh	—	—	0
2018-07-19	Financial Engines, LLCRestricted Stock UnitsD Disposition to Issuer	Director	DDisposition to Issuer	−2,517 sh	—	—	0
2018-06-08	Financial Engines, LLCS Sale	Director	SSale	−27.3K sh	$44.82	−$1.22M	110,500
2018-06-08	Financial Engines, LLCG Gift	Director	GGift	−22.3K sh	—	—	137,750
2018-05-23	Financial Engines, LLCRestricted Stock UnitsA Award	Director	AAward	+4,482 sh	—	—	4,482
2018-05-21	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,255 sh	—	—	0
2018-05-21	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,255 sh	—	—	26,290
2018-05-15	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,568 sh	—	—	2,567
2018-05-15	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,517 sh	—	—	2,517
2018-05-15	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+6,309 sh	—	—	25,035
2018-05-15	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,224 sh	—	—	1,224
2017-10-27	KKRKKR & Co. Inc. · Restricted Equity UnitsA Award	Director	AAward	+7,372 sh	—	—	7,372
2017-10-01	KKRKKR & Co. Inc. · Restricted Equity UnitsM Exercise/Conversion	Director	MExercise/Conversion	−10.1K sh	—	—	0
2017-10-01	KKRKKR & Co. Inc.M Exercise/Conversion	Director	MExercise/Conversion	+10.1K sh	—	—	59,583
2017-05-24	Financial Engines, LLCRestricted Stock UnitsA Award	Director	AAward	+5,135 sh	—	—	5,135
2017-05-22	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,250 sh	—	—	0
2017-05-22	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,250 sh	—	—	18,726
2017-05-21	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,255 sh	—	—	17,476
2017-05-21	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,255 sh	—	—	1,255
2017-05-15	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−2,517 sh	—	—	5,034
2017-05-15	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,223 sh	—	—	2,448
2017-05-15	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+3,740 sh	—	—	16,221
2017-03-02	Financial Engines, LLCS Sale	Director	SSale	−50K sh	$45.30	−$2.26M	160,000
2016-10-26	KKRKKR & Co. Inc. · Restricted Equity UnitsA Award	Director	AAward	+10.1K sh	—	—	10,088
2016-10-01	KKRKKR & Co. Inc. · Restricted Equity UnitsM Exercise/Conversion	Director	MExercise/Conversion	−6,219 sh	—	—	0
2016-10-01	KKRKKR & Co. Inc.M Exercise/Conversion	Director	MExercise/Conversion	+6,219 sh	—	—	49,495
2016-05-22	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,250 sh	—	—	1,250
2016-05-22	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,250 sh	—	—	12,481
2016-05-21	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,254 sh	—	—	11,231
2016-05-21	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,254 sh	—	—	2,510
2016-05-18	Financial Engines, LLCRestricted Stock UnitsA Award	Director	AAward	+7,551 sh	—	—	7,551
2016-05-16	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,250 sh	—	—	0
2016-05-16	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,250 sh	—	—	9,977
2016-05-15	Financial Engines, LLCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−1,223 sh	—	—	3,671
2016-05-15	Financial Engines, LLCM Exercise/Conversion	Director	MExercise/Conversion	+1,223 sh	—	—	8,727
2015-10-01	KKRKKR & Co. Inc.M Exercise/Conversion	Director	MExercise/Conversion	+6,054 sh	—	—	43,276

Recent filings

Accepted (ET)
Oct 214
GRUNDFEST JOSEPH0001140361-22-038122
SEC(opens sec.gov)
Dec 104
GRUNDFEST JOSEPH0001140361-21-041243
SEC(opens sec.gov)
Nov 44
GRUNDFEST JOSEPH0001140361-20-024582
SEC(opens sec.gov)
Nov 14
GRUNDFEST JOSEPH0001140361-19-019652
SEC(opens sec.gov)
Oct 34
GRUNDFEST JOSEPH0001140361-19-017972
SEC(opens sec.gov)
Oct 294
GRUNDFEST JOSEPH0001140361-18-041532
SEC(opens sec.gov)
Oct 34
GRUNDFEST JOSEPH0001140361-18-040072
SEC(opens sec.gov)
Jul 234
GRUNDFEST JOSEPH0001209191-18-043592
SEC(opens sec.gov)
Jun 114
GRUNDFEST JOSEPH0001209191-18-037133
SEC(opens sec.gov)
May 234
GRUNDFEST JOSEPH0001209191-18-032757
SEC(opens sec.gov)

Companies

Address

1804 EMBARCADERO ROAD

PALO ALTO, CA, 94303