GRUNDFEST JOSEPH

CIK 00012061034 companiesPALO ALTO, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001206103

Recent Transactions

50 trades

Award
KKR & Co. Inc.$KKR
Common Stock
2022-10-20+4,134→ 89,592 total
Award
KKR & Co. Inc.$KKR
Common Stock
2021-12-09+2,479→ 85,458 total
Award
KKR & Co. Inc.$KKR
Common Stock
2020-11-02+4,280→ 82,979 total
Award
KKR & Co. Inc.$KKR
Class A Common Stock
2019-10-30+5,205→ 78,699 total
Exercise/Conversion
KKR & Co. Inc.$KKR
Restricted Stock Units
2019-10-01−6,539→ 0 total
Exercise/Conversion
KKR & Co. Inc.$KKR
Class A Common Stock
2019-10-01+6,539→ 73,494 total
Award
KKR & Co. Inc.$KKR
Restricted Stock Units
2018-10-26+6,539→ 6,539 total
Exercise/Conversion
KKR & Co. Inc.$KKR
Restricted Stock Units
2018-10-01−7,372→ 0 total
Exercise/Conversion
KKR & Co. Inc.$KKR
Class A Common Stock
2018-10-01+7,372→ 66,955 total
Disposition to Issuer
Financial Engines, LLC
Restricted Stock Units
2018-07-19−2,517→ 0 total
Disposition to Issuer
Financial Engines, LLC
Restricted Stock Units
2018-07-19−1,224→ 0 total
Disposition to Issuer
Financial Engines, LLC
Common Stock
2018-07-19$45.00/sh−26,290→ 0 total
Disposition to Issuer
Financial Engines, LLC
Common Stock
2018-07-19$45.00/sh−110,500→ 0 total
Disposition to Issuer
Financial Engines, LLC
Restricted Stock Units
2018-07-19−4,482→ 0 total
Disposition to Issuer
Financial Engines, LLC
Employee Stock Option (Right to Buy)
2018-07-19−10,000→ 0 total
Disposition to Issuer
Financial Engines, LLC
Restricted Stock Units
2018-07-19−2,567→ 0 total
Gift
Financial Engines, LLC
Common Stock
2018-06-08−22,250→ 137,750 total
Sale
Financial Engines, LLC
Common Stock
2018-06-08$44.82/sh−27,250→ 110,500 total
Award
Financial Engines, LLC
Restricted Stock Units
2018-05-23+4,482→ 4,482 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2018-05-21+1,255→ 26,290 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2018-05-21−1,255→ 0 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2018-05-15−1,224→ 1,224 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2018-05-15−2,568→ 2,567 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2018-05-15−2,517→ 2,517 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2018-05-15+6,309→ 25,035 total
Award
KKR & Co. Inc.$KKR
Restricted Equity Units
2017-10-27+7,372→ 7,372 total
Exercise/Conversion
KKR & Co. Inc.$KKR
Restricted Equity Units
2017-10-01−10,088→ 0 total
Exercise/Conversion
KKR & Co. Inc.$KKR
Common Units
2017-10-01+10,088→ 59,583 total
Award
Financial Engines, LLC
Restricted Stock Units
2017-05-24+5,135→ 5,135 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2017-05-22−1,250→ 0 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2017-05-22+1,250→ 18,726 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2017-05-21−1,255→ 1,255 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2017-05-21+1,255→ 17,476 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2017-05-15−2,517→ 5,034 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2017-05-15+3,740→ 16,221 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2017-05-15−1,223→ 2,448 total
Sale
Financial Engines, LLC
Common Stock
2017-03-02$45.30/sh−50,000→ 160,000 total
Award
KKR & Co. Inc.$KKR
Restricted Equity Units
2016-10-26+10,088→ 10,088 total
Exercise/Conversion
KKR & Co. Inc.$KKR
Restricted Equity Units
2016-10-01−6,219→ 0 total
Exercise/Conversion
KKR & Co. Inc.$KKR
Common Units
2016-10-01+6,219→ 49,495 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2016-05-22−1,250→ 1,250 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2016-05-22+1,250→ 12,481 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2016-05-21+1,254→ 11,231 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2016-05-21−1,254→ 2,510 total
Award
Financial Engines, LLC
Restricted Stock Units
2016-05-18+7,551→ 7,551 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2016-05-16−1,250→ 0 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2016-05-16+1,250→ 9,977 total
Exercise/Conversion
Financial Engines, LLC
Restricted Stock Units
2016-05-15−1,223→ 3,671 total
Exercise/Conversion
Financial Engines, LLC
Common Stock
2016-05-15+1,223→ 8,727 total
Exercise/Conversion
KKR & Co. Inc.$KKR
Common Units
2015-10-01+6,054→ 43,276 total

Companies

Recent Filings

Address

1804 EMBARCADERO ROAD

PALO ALTO, CA, 94303

View on SEC.gov