Insider · CIK 0001207712

CLOUGH PHILLIP A

Reports to the SEC for 4 companies · BALTIMORE, MD

sec.gov

Transactions

Companies

Filings

CIK

0001207712

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-02-01	LQDTLIQUIDITY SERVICES INC · Restricted Stock Unit GrantD Disposition to Issuer	Director	DDisposition to Issuer	−5,302 sh	—	—	0
2024-02-01	LQDTLIQUIDITY SERVICES INCA Award	Director	AAward	+5,302 sh	—	—	102,229
2023-02-01	LQDTLIQUIDITY SERVICES INCM Exercise/Conversion	Director	MExercise/Conversion	+5,206 sh	—	—	96,927
2023-02-01	LQDTLIQUIDITY SERVICES INC · Restricted Stock Unit GrantM Exercise/Conversion	Director	MExercise/Conversion	−5,206 sh	—	—	0
2023-02-01	LQDTLIQUIDITY SERVICES INC · Stock Option GrantA Award	Director	AAward	+2,138 sh	—	—	2,138
2023-02-01	LQDTLIQUIDITY SERVICES INC · Restricted Stock Unit GrantA Award	Director	AAward	+5,302 sh	—	—	5,302
2022-02-01	LQDTLIQUIDITY SERVICES INCM Exercise/Conversion	Director	MExercise/Conversion	+3,724 sh	—	—	91,721
2022-02-01	LQDTLIQUIDITY SERVICES INC · Restricted Stock GrantA Award	Director	AAward	+5,206 sh	—	—	5,206
2022-02-01	LQDTLIQUIDITY SERVICES INC · Restricted Stock GrantM Exercise/Conversion	Director	MExercise/Conversion	−3,724 sh	—	—	0
2021-08-02	LQDTLIQUIDITY SERVICES INC · Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−14.7K sh	—	—	0
2021-08-02	LQDTLIQUIDITY SERVICES INCM Exercise/Conversion	Director	MExercise/Conversion	+14.7K sh	$6.29	+$92.7K	87,997
2021-02-01	LQDTLIQUIDITY SERVICES INC · Restricted Stock GrantA Award	Director	AAward	+3,724 sh	—	—	3,724
2021-02-01	LQDTLIQUIDITY SERVICES INC · Restricted Stock GrantM Exercise/Conversion	Director	MExercise/Conversion	−15K sh	—	—	0
2021-02-01	LQDTLIQUIDITY SERVICES INCM Exercise/Conversion	Director	MExercise/Conversion	+15K sh	—	—	73,267
2021-02-01	LQDTLIQUIDITY SERVICES INC · Stock OptionA Award	Director	AAward	+1,622 sh	—	—	1,622
2020-02-03	LQDTLIQUIDITY SERVICES INC · Restricted Stock GrantA Award	Director	AAward	+15K sh	—	—	15,038
2020-02-03	LQDTLIQUIDITY SERVICES INC · Employee Stock OptionA Award	Director	AAward	+6,980 sh	$5.32	+$37.1K	6,980
2020-02-03	LQDTLIQUIDITY SERVICES INC · Restricted Stock GrantJ Other	Director	JOther	−4,471 sh	—	—	0
2020-02-03	LQDTLIQUIDITY SERVICES INCJ Other	Director	JOther	+4,471 sh	—	—	58,229
2019-02-01	LQDTLIQUIDITY SERVICES INC · Employee Stock OptionA Award	Director	AAward	+11.8K sh	$8.50	+$100K	11,816
2019-02-01	LQDTLIQUIDITY SERVICES INC · Employee Stock GrantA Award	Director	AAward	+4,471 sh	—	—	4,471
2019-02-01	LQDTLIQUIDITY SERVICES INCJ Other	Director	JOther	+5,846 sh	$8.50	+$49.7K	53,758
2019-02-01	LQDTLIQUIDITY SERVICES INC · Employee Stock GrantJ Other	Director	JOther	−5,846 sh	—	—	0
2018-02-01	LQDTLIQUIDITY SERVICES INC · Employee Stock GrantA Award	Director	AAward	+5,846 sh	—	—	5,846
2018-02-01	LQDTLIQUIDITY SERVICES INC · Employee Stock OptionA Award	Director	AAward	+15.3K sh	—	—	15,344
2018-02-01	LQDTLIQUIDITY SERVICES INC · Restricted Stock GrantJ Other	Director	JOther	−7,795 sh	$6.50	−$50.7K	0
2018-02-01	LQDTLIQUIDITY SERVICES INCJ Other	Director	JOther	+7,795 sh	$6.50	+$50.7K	47,912
2017-02-01	LQDTLIQUIDITY SERVICES INC · Restricted Stock GrantJ Other	Director	JOther	−12.1K sh	$9.75	−$118K	0
2017-02-01	LQDTLIQUIDITY SERVICES INCJ Other	Director	JOther	+12.1K sh	$9.75	+$118K	40,117
2017-02-01	LQDTLIQUIDITY SERVICES INC · Restricted Stock GrantA Award	Director	AAward	+7,795 sh	—	—	7,795
2017-02-01	LQDTLIQUIDITY SERVICES INC · Employee Stock OptionA Award	Director	AAward	+3,561 sh	—	—	3,561
2016-02-01	LQDTLIQUIDITY SERVICES INC · Employee Stock OptionA Award	Director	AAward	+14.7K sh	—	—	14,730
2016-02-01	LQDTLIQUIDITY SERVICES INC · Restricted Stock GrantA Award	Director	AAward	+12.1K sh	—	—	12,082
2015-03-04	LQDTLIQUIDITY SERVICES INC · Restricted Stock GrantA Award	Director	AAward	+3,862 sh	—	—	3,862
2015-03-04	LQDTLIQUIDITY SERVICES INC · Employee Stock OptionA Award	Director	AAward	+19.1K sh	—	—	19,050
2014-02-03	LQDTLIQUIDITY SERVICES INC · Restricted Stock GrantA Award	Director	AAward	+1,765 sh	—	—	1,765
2014-02-03	LQDTLIQUIDITY SERVICES INC · Employee Stock OptionA Award	Director	AAward	+13.1K sh	—	—	13,144
2013-12-04	ROSETTA STONE INCS Sale	Director	SSale	−689K sh	$11.42	−$7.87M	0
2013-12-03	ROSETTA STONE INCS Sale	Director	SSale	−500K sh	$11.42	−$5.71M	689,294
2013-12-03	ROSETTA STONE INCS Sale	Director	SSale	−300K sh	$11.42	−$3.43M	1,189,294
2013-11-22	LQDTLIQUIDITY SERVICES INC · Employee Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−8,560 sh	$11.19	−$95.8K	0
2013-11-22	LQDTLIQUIDITY SERVICES INCM Exercise/Conversion	Director	MExercise/Conversion	+8,560 sh	$11.19	+$95.8K	21,461
2013-11-22	ROSETTA STONE INCS Sale	Director	SSale	−500K sh	$11.45	−$5.73M	1,489,294
2013-11-21	ROSETTA STONE INCS Sale	Director	SSale	−1M sh	$11.45	−$11.5M	1,989,294
2013-06-11	ROSETTA STONE INCS Sale	Director	SSale	−2.11M sh	$15.12	−$31.9M	2,989,294
2013-06-03	LQDTLIQUIDITY SERVICES INC · Restricted Stock GrantA Award	Director	AAward	+947 sh	—	—	947
2013-06-03	LQDTLIQUIDITY SERVICES INC · Employee Stock OptionA Award	Director	AAward	+5,954 sh	—	—	5,954
2013-05-23	ROSETTA STONE INCRestricted Stock UnitA Award	Director	AAward	+2,967 sh	—	—	12,162
2013-05-23	ROSETTA STONE INCStock OptionA Award	Director	AAward	+4,496 sh	$16.85	+$75.8K	4,496
2012-05-23	ROSETTA STONE INCStock OptionA Award	Director	AAward	+6,150 sh	$13.78	+$84.7K	6,150

Recent filings

Accepted (ET)
Feb 24
CLOUGH PHILLIP A0001209191-24-002703
SEC(opens sec.gov)
Feb 34
CLOUGH PHILLIP A0001209191-23-006983
SEC(opens sec.gov)
Feb 24
CLOUGH PHILLIP A0001235468-22-000030
SEC(opens sec.gov)
Aug 24
CLOUGH PHILLIP A0001235468-21-000131
SEC(opens sec.gov)
Feb 34
CLOUGH PHILLIP A0001235468-21-000053
SEC(opens sec.gov)
Feb 44
CLOUGH PHILLIP A0001235468-20-000038
SEC(opens sec.gov)
Feb 44
CLOUGH PHILLIP A0001628280-19-000896
SEC(opens sec.gov)

Companies

Address

400 EAST PRATT STREET SUITE 910

BALTIMORE, MD, 21202-3116