Insider · CIK 0001211700

CALDWELL DONALD R

Reports to the SEC for 10 companies · RADNOR, PA

sec.gov

Transactions

Companies

Filings

CIK

0001211700

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-09-02	KWRQUAKER CHEMICAL CORPG Gift	Director	GGift	−450 sh	—	—	7,080
2022-06-01	KWRQUAKER CHEMICAL CORPA Award	Director	AAward	+693 sh	—	—	7,280
2022-06-01	KWRQUAKER CHEMICAL CORPA Award	Director	AAward	+250 sh	$155.75	+$38.9K	7,530
2021-09-01	SIMPLICITY ESPORTS & GAMING CoA Award	Former Director	AAward	+7,500 sh	—	—	22,125
2021-06-01	KWRQUAKER CHEMICAL CORPA Award	Director	AAward	+160 sh	$242.29	+$38.8K	6,587
2021-06-01	KWRQUAKER CHEMICAL CORPA Award	Director	AAward	+446 sh	—	—	6,427
2020-12-22	KWRQUAKER CHEMICAL CORPG Gift	Director	GGift	−200 sh	—	—	5,981
2020-06-30	SIMPLICITY ESPORTS & GAMING CoA Award	Former Director	AAward	+5,000 sh	—	—	14,625
2020-06-01	KWRQUAKER CHEMICAL CORPA Award	Director	AAward	+379 sh	—	—	5,992
2020-06-01	KWRQUAKER CHEMICAL CORPA Award	Director	AAward	+189 sh	—	—	6,181
2020-06-01	KWRQUAKER CHEMICAL CORPA Award	Director	AAward	+496 sh	—	—	5,613
2020-05-29	KWRQUAKER CHEMICAL CORPG Gift	Director	GGift	−350 sh	—	—	5,117
2019-06-03	KWRQUAKER CHEMICAL CORPA Award	Director	AAward	+177 sh	$183.13	+$32.4K	5,467
2019-06-01	KWRQUAKER CHEMICAL CORPA Award	Director	AAward	+469 sh	—	—	5,290
2019-05-16	KWRQUAKER CHEMICAL CORPS Sale	Director	SSale	−250 sh	$201.65	−$50.4K	4,821
2019-04-30	KWRQUAKER CHEMICAL CORPG Gift	Director	GGift	−274 sh	—	—	5,071
2018-12-28	SIMPLICITY ESPORTS & GAMING CoWarrant (right to buy)J Other	Former Director	JOther	+2,500 sh	—	—	2,500
2018-12-28	SIMPLICITY ESPORTS & GAMING CoJ Other	Former Director	JOther	+9,625 sh	—	—	9,625
2018-08-29	KWRQUAKER CHEMICAL CORPS Sale	Director	SSale	−521 sh	$177.24	−$92.3K	5,345
2018-08-09	KWRQUAKER CHEMICAL CORPS Sale	Director	SSale	−599 sh	$170.00	−$102K	5,866
2018-06-01	KWRQUAKER CHEMICAL CORPA Award	Director	AAward	+391 sh	—	—	6,465
2018-06-01	KWRQUAKER CHEMICAL CORPA Award	Director	AAward	+178 sh	$154.08	+$27.4K	6,074
2018-05-16	KWRQUAKER CHEMICAL CORPS Sale	Director	SSale	−100 sh	$153.59	−$15.4K	5,896
2018-05-16	KWRQUAKER CHEMICAL CORPS Sale	Director	SSale	−1,205 sh	$152.71	−$184K	5,996
2018-03-20	KWRQUAKER CHEMICAL CORPG Gift	Director	GGift	−330 sh	—	—	7,201
2017-11-20	KWRQUAKER CHEMICAL CORPS Sale	Director	SSale	−300 sh	$159.57	−$47.9K	7,531
2017-11-16	RBCNRubicon Technology, Inc.S Sale	Director	SSale	−222K sh	$8.00	−$1.77M	0
2017-09-30	RBCNRubicon Technology, Inc.A Award	Director	AAward	+1,228 sh	—	—	13,900
2017-08-02	KWRQUAKER CHEMICAL CORPS Sale	Director	SSale	−1,450 sh	$139.21	−$202K	7,831
2017-08-02	KWRQUAKER CHEMICAL CORPS Sale	Director	SSale	−350 sh	$140.95	−$49.3K	9,281
2017-06-30	RBCNRubicon Technology, Inc.A Award	Director	AAward	+1,084 sh	—	—	12,672
2017-06-01	KWRQUAKER CHEMICAL CORPA Award	Director	AAward	+421 sh	—	—	9,631
2017-05-26	KWRQUAKER CHEMICAL CORPS Sale	Director	SSale	−1,000 sh	$138.60	−$139K	9,210
2017-04-10	Amber Road, Inc.S Sale	10% Owner	SSale	−295K sh	$7.10	−$2.1M	2,653,885
2017-04-07	Amber Road, Inc.S Sale	10% Owner	SSale	−288K sh	$7.01	−$2.02M	2,949,147
2017-04-06	Amber Road, Inc.S Sale	10% Owner	SSale	−48.7K sh	$7.00	−$341K	3,236,747
2017-04-05	Amber Road, Inc.S Sale	10% Owner	SSale	−11.3K sh	$7.01	−$79.2K	3,285,451
2017-04-04	Amber Road, Inc.S Sale	10% Owner	SSale	−23.4K sh	$7.00	−$164K	3,296,751
2017-04-03	Amber Road, Inc.S Sale	10% Owner	SSale	−25K sh	$7.52	−$188K	3,320,200
2017-03-31	RBCNRubicon Technology, Inc.A Award	Director	AAward	+10.8K sh	—	—	115,881
2017-03-31	Amber Road, Inc.S Sale	10% Owner	SSale	−159K sh	$7.60	−$1.21M	3,345,200
2017-03-30	Amber Road, Inc.S Sale	10% Owner	SSale	−100K sh	$7.64	−$764K	3,503,778
2016-11-29	Amber Road, Inc.S Sale	10% Owner	SSale	−153K sh	$11.50	−$1.76M	3,603,788
2016-11-28	Amber Road, Inc.S Sale	10% Owner	SSale	−188K sh	$11.66	−$2.19M	3,756,899
2016-11-23	Amber Road, Inc.S Sale	10% Owner	SSale	−202K sh	$11.81	−$2.39M	3,944,639
2016-10-11	KWRQUAKER CHEMICAL CORPG Gift	Director	GGift	−500 sh	—	—	10,210
2016-09-14	Amber Road, Inc.S Sale	10% Owner	SSale	−1.45M sh	$9.00	−$13.1M	4,146,677
2016-06-02	KWRQUAKER CHEMICAL CORPG Gift	Director	GGift	−700 sh	—	—	10,710
2016-06-01	KWRQUAKER CHEMICAL CORPA Award	Director	AAward	+570 sh	—	—	11,410
2016-06-01	KWRQUAKER CHEMICAL CORPA Award	Director	AAward	+288 sh	$86.78	+$25K	10,840

Recent filings

Accepted (ET)
Dec 194
CALDWELL DONALD R0001209191-22-061914
SEC(opens sec.gov)
Jun 34
CALDWELL DONALD R0001209191-22-034113
SEC(opens sec.gov)
Sep 34
CALDWELL DONALD R0001493152-21-022049
SEC(opens sec.gov)
Jun 34
CALDWELL DONALD R0001209191-21-037718
SEC(opens sec.gov)
Dec 314
CALDWELL DONALD R0001209191-20-065682
SEC(opens sec.gov)
Jun 34
CALDWELL DONALD R0001209191-20-033981
SEC(opens sec.gov)
Jun 44
CALDWELL DONALD R0001209191-19-034256
SEC(opens sec.gov)
May 204
CALDWELL DONALD R0001209191-19-031356
SEC(opens sec.gov)
Aug 304
CALDWELL DONALD R0001209191-18-048928
SEC(opens sec.gov)
Aug 104
CALDWELL DONALD R0001209191-18-046221
SEC(opens sec.gov)

Companies

Address

C/O THE CO-INVESTMENT FUND II, L.P. 100 MATSONFORD ROAD

RADNOR, PA, 19087