Insider · CIK 0001213774

KETTIG DAVID T

Reports to the SEC for 2 companies · STAMFORD, CT

sec.gov

Transactions

Companies

Filings

CIK

0001213774

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-01-04	INDEPENDENCE HOLDING COEmployee Stock Option (Right to Buy)A Award	Director, President and COO	AAward	+52.8K sh	—	—	52,800
2017-12-21	INDEPENDENCE HOLDING COG Gift	Director, President and COO	GGift	−75 sh	—	—	88,494
2017-12-21	INDEPENDENCE HOLDING COG Gift	Director, President and COO	GGift	−20 sh	—	—	88,474
2017-11-16	INDEPENDENCE HOLDING COM Exercise/Conversion	Director, President and COO	MExercise/Conversion	+27.5K sh	$9.99	+$275K	132,056
2017-11-16	INDEPENDENCE HOLDING COF Tax Payment	Director, President and COO	FTax Payment	−18.5K sh	$27.65	−$512K	113,549
2017-11-16	INDEPENDENCE HOLDING COD Disposition to Issuer	Director, President and COO	DDisposition to Issuer	−25K sh	$27.65	−$691K	88,549
2017-11-16	INDEPENDENCE HOLDING COStock Option (Right to buy)M Exercise/Conversion	Director, President and COO	MExercise/Conversion	−27.5K sh	—	—	0
2017-11-16	INDEPENDENCE HOLDING COStock Option (Right to buy)A Award	Director, President and COO	AAward	+27.5K sh	—	—	27,500
2017-11-16	INDEPENDENCE HOLDING COStock Appreciation RightA Award	Director, President and COO	AAward	+11K sh	—	—	11,000
2017-09-25	INDEPENDENCE HOLDING COM Exercise/Conversion	Director, President and COO	MExercise/Conversion	+38.8K sh	$9.09	+$353K	130,685
2017-09-25	INDEPENDENCE HOLDING COF Tax Payment	Director, President and COO	FTax Payment	−26.1K sh	$25.10	−$656K	104,556
2017-09-25	INDEPENDENCE HOLDING COStock Option (Right to buy)M Exercise/Conversion	Director, President and COO	MExercise/Conversion	−38.8K sh	—	—	0
2017-09-19	INDEPENDENCE HOLDING COM Exercise/Conversion	Director, President and COO	MExercise/Conversion	+11K sh	$7.11	+$78.2K	11,000
2017-09-19	INDEPENDENCE HOLDING COD Disposition to Issuer	Director, President and COO	DDisposition to Issuer	−11K sh	$24.45	−$269K	0
2017-09-19	INDEPENDENCE HOLDING COStock Appreciation RightM Exercise/Conversion	Director, President and COO	MExercise/Conversion	−11K sh	—	—	0
2017-08-08	INDEPENDENCE HOLDING COStock Option (right to buy)D Disposition to Issuer	Director, President and COO	DDisposition to Issuer	−27.5K sh	—	—	0
2017-08-08	INDEPENDENCE HOLDING COStock Option (right to buy)A Award	Director, President and COO	AAward	+27.5K sh	—	—	27,500
2017-08-08	INDEPENDENCE HOLDING COStock Option (right to buy)D Disposition to Issuer	Director, President and COO	DDisposition to Issuer	−38.8K sh	—	—	0
2017-08-08	INDEPENDENCE HOLDING COStock Option (right to buy)A Award	Director, President and COO	AAward	+38.8K sh	—	—	38,800
2017-08-07	INDEPENDENCE HOLDING COStock Option (right to buy)D Disposition to Issuer	Director, President and COO	DDisposition to Issuer	0 sh	—	—	27,500
2017-08-07	INDEPENDENCE HOLDING COStock Option (right to buy)D Disposition to Issuer	Director, President and COO	DDisposition to Issuer	0 sh	—	—	38,800
2016-12-20	INDEPENDENCE HOLDING COG Gift	Director, President and COO	GGift	−100 sh	—	—	91,885
2016-12-02	INDEPENDENCE HOLDING COStock Option (right to buy)A Award	Director, President and COO	AAward	+15K sh	—	—	15,000
2016-08-16	INDEPENDENCE HOLDING COM Exercise/Conversion	Director, President and COO	MExercise/Conversion	+1,500 sh	$9.09	+$13.6K	91,985
2016-08-16	INDEPENDENCE HOLDING COEmployee Stock Option (right to buy)M Exercise/Conversion	Director, President and COO	MExercise/Conversion	−1,500 sh	—	—	38,800
2016-04-01	INDEPENDENCE HOLDING COM Exercise/Conversion	Director, President and COO	MExercise/Conversion	+5,000 sh	$9.09	+$45.5K	90,485
2016-04-01	INDEPENDENCE HOLDING COEmployee Stock Option (right to buy)M Exercise/Conversion	Director, President and COO	MExercise/Conversion	−5,000 sh	—	—	40,300
2016-02-09	INDEPENDENCE HOLDING COEmployee Stock Option (right to buy)D Disposition to Issuer	Director, President and COO	DDisposition to Issuer	−45.3K sh	—	—	27,500
2016-02-09	INDEPENDENCE HOLDING COEmployee Stock Option (right to buy)A Award	Director, President and COO	AAward	+45.3K sh	—	—	72,800
2016-02-09	INDEPENDENCE HOLDING COStock Appreciation Right (Common Stock)D Disposition to Issuer	Director, President and COO	DDisposition to Issuer	−11K sh	—	—	0
2016-02-09	INDEPENDENCE HOLDING COStock Appreciate Right (Common Stock)A Award	Director, President and COO	AAward	+11K sh	—	—	11,000
2015-12-03	INDEPENDENCE HOLDING COG Gift	Director, President and COO	GGift	−100 sh	—	—	85,535
2015-12-03	INDEPENDENCE HOLDING COG Gift	Director, President and COO	GGift	−50 sh	—	—	85,485
2015-11-09	INDEPENDENCE HOLDING COM Exercise/Conversion	Director, President and COO	MExercise/Conversion	+2,500 sh	$9.09	+$22.7K	85,635
2015-11-09	INDEPENDENCE HOLDING COEmployee Stock Option (right to buy)M Exercise/Conversion	Director, President and COO	MExercise/Conversion	−2,500 sh	—	—	45,300
2015-08-21	INDEPENDENCE HOLDING COM Exercise/Conversion	Director, President and COO	MExercise/Conversion	+2,500 sh	$9.09	+$22.7K	83,135
2015-08-21	INDEPENDENCE HOLDING COEmployee Stock Option (right to buy)M Exercise/Conversion	Director, President and COO	MExercise/Conversion	−2,500 sh	—	—	47,800
2015-03-17	INDEPENDENCE HOLDING COM Exercise/Conversion	Director, President and COO	MExercise/Conversion	+2,500 sh	$9.09	+$22.7K	80,685
2015-03-17	INDEPENDENCE HOLDING COEmployee Stock Option (right to buy)M Exercise/Conversion	Director, President and COO	MExercise/Conversion	−2,500 sh	—	—	50,300
2014-04-09	INDEPENDENCE HOLDING COG Gift	Director, President and COO	GGift	−100 sh	—	—	78,185
2013-05-20	INDEPENDENCE HOLDING COP Purchase	Director, President and COO	PPurchase	+500 sh	$11.47	+$5,735	79,195
2013-03-19	INDEPENDENCE HOLDING COEmployee Stock Option (right to buy)D Disposition to Issuer	Director, President and COO	DDisposition to Issuer	−27.5K sh	—	—	52,800
2013-03-19	INDEPENDENCE HOLDING COEmployee Stock Option (right to buy)A Award	Director, President and COO	AAward	+27.5K sh	—	—	80,300
2013-03-15	INDEPENDENCE HOLDING COP Purchase	Director, President and COO	PPurchase	+100 sh	$9.44	+$944	78,104
2013-03-15	INDEPENDENCE HOLDING COP Purchase	Director, President and COO	PPurchase	+200 sh	$9.45	+$1,890	78,304
2012-12-14	INDEPENDENCE HOLDING COP Purchase	Director, President and COO	PPurchase	+500 sh	$9.07	+$4,535	78,004
2012-03-07	INDEPENDENCE HOLDING COP Purchase	Director, President and COO	PPurchase	+1,000 sh	$8.19	+$8,189.5	77,505
2011-08-23	INDEPENDENCE HOLDING COP Purchase	Director, President and COO	PPurchase	+347 sh	$7.48	+$2,595.56	69,550
2011-08-22	INDEPENDENCE HOLDING COP Purchase	Director, President and COO	PPurchase	+6,436 sh	—	—	69,203
2011-08-22	AMIC Holdings, Inc.S Sale	Director, President	SSale	−10.3K sh	—	—	0

Recent filings

Accepted (ET)
Jan 74
KETTIG DAVID T0001213774-19-000002
SEC(opens sec.gov)
Feb 145
KETTIG DAVID T0001213774-18-000001
SEC(opens sec.gov)
Nov 174
KETTIG DAVID T0001213774-17-000004
SEC(opens sec.gov)
Sep 264
KETTIG DAVID T0001213774-17-000003
SEC(opens sec.gov)
Sep 214
KETTIG DAVID T0001144204-17-049043
SEC(opens sec.gov)
Sep 204/A
KETTIG DAVID T0001144204-17-048783
SEC(opens sec.gov)
Aug 94
KETTIG DAVID T0001213774-17-000002
SEC(opens sec.gov)

Companies

Address

96 CUMMINGS POINT RD

STAMFORD, CT, 06902