Insider · CIK 0001213778

HERBERT TERESA A

Reports to the SEC for 3 companies · STAMFORD, CT

sec.gov

Transactions

Companies

Filings

CIK

0001213778

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-12-23	Avangrid, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−1,000 sh	$35.75	−$35.8K	0
2022-02-15	INDEPENDENCE HOLDING COD Disposition to Issuer	Director, President	DDisposition to Issuer	−103K sh	$57.00	−$5.88M	0
2022-02-15	INDEPENDENCE HOLDING COEmployee Stock Option (Right to Buy)D Disposition to Issuer	Director, President	DDisposition to Issuer	−15.8K sh	—	—	0
2021-12-05	INDEPENDENCE HOLDING COM Exercise/Conversion	Director, President	MExercise/Conversion	+27.5K sh	$27.65	+$760K	113,615
2021-12-05	INDEPENDENCE HOLDING COF Tax Payment	Director, President	FTax Payment	−17.8K sh	$56.63	−$1.01M	95,776
2021-12-05	INDEPENDENCE HOLDING COM Exercise/Conversion	Director, President	MExercise/Conversion	+31.5K sh	$37.38	+$1.18M	127,310
2021-12-05	INDEPENDENCE HOLDING COF Tax Payment	Director, President	FTax Payment	−24.2K sh	$56.63	−$1.37M	103,134
2021-12-05	INDEPENDENCE HOLDING COM Exercise/Conversion	Director, President	MExercise/Conversion	+11K sh	$27.65	+$304K	114,134
2021-12-05	INDEPENDENCE HOLDING COD Disposition to Issuer	Director, President	DDisposition to Issuer	−11K sh	$56.63	−$623K	103,134
2021-12-05	INDEPENDENCE HOLDING COEmployee Stock Option (Right to Buy)M Exercise/Conversion	Director, President	MExercise/Conversion	−27.5K sh	—	—	0
2021-12-05	INDEPENDENCE HOLDING COEmployee Stock Option (Right to Buy)M Exercise/Conversion	Director, President	MExercise/Conversion	−31.5K sh	—	—	0
2021-12-05	INDEPENDENCE HOLDING COStock Appreciation RightM Exercise/Conversion	Director, President	MExercise/Conversion	−11K sh	—	—	0
2021-11-23	INDEPENDENCE HOLDING COM Exercise/Conversion	Director, President	MExercise/Conversion	+12K sh	$19.95	+$239K	92,854
2021-11-23	INDEPENDENCE HOLDING COF Tax Payment	Director, President	FTax Payment	−6,739 sh	$56.69	−$382K	86,115
2021-11-23	INDEPENDENCE HOLDING COEmployee Stock Option (Right to Buy)M Exercise/Conversion	Director, President	MExercise/Conversion	−12K sh	—	—	0
2021-03-17	INDEPENDENCE HOLDING COG Gift	Director, President	GGift	−1,440 sh	—	—	103,134
2020-09-14	INDEPENDENCE HOLDING COG Gift	Director, President	GGift	−1,490 sh	—	—	82,294
2019-07-26	Avangrid, Inc.P Purchase	Director	PPurchase	+1,000 sh	$48.95	+$49K	1,000
2019-01-04	INDEPENDENCE HOLDING COEmployee Stock Option (Right to Buy)A Award	Director, President	AAward	+47.3K sh	—	—	47,300
2019-01-03	INDEPENDENCE HOLDING COM Exercise/Conversion	Director, President	MExercise/Conversion	+23.3K sh	$9.09	+$212K	98,431
2019-01-03	INDEPENDENCE HOLDING COF Tax Payment	Director, President	FTax Payment	−14.6K sh	$35.38	−$518K	83,784
2019-01-03	INDEPENDENCE HOLDING COEmployee Stock Option (Right to Buy)M Exercise/Conversion	Director, President	MExercise/Conversion	−23.3K sh	—	—	0
2018-12-04	INDEPENDENCE HOLDING COM Exercise/Conversion	Director, President	MExercise/Conversion	+24K sh	$9.09	+$218K	89,658
2018-12-04	INDEPENDENCE HOLDING COF Tax Payment	Director, President	FTax Payment	−14.5K sh	$38.52	−$560K	75,131
2018-12-04	INDEPENDENCE HOLDING COEmployee Stock Option (Right to Buy)M Exercise/Conversion	Director, President	MExercise/Conversion	−24K sh	—	—	23,300
2017-11-16	INDEPENDENCE HOLDING COM Exercise/Conversion	Director, President	MExercise/Conversion	+11K sh	$7.11	+$78.2K	68,187
2017-11-16	INDEPENDENCE HOLDING COD Disposition to Issuer	Director, President	DDisposition to Issuer	−11K sh	$27.65	−$304K	57,187
2017-11-16	INDEPENDENCE HOLDING COM Exercise/Conversion	Director, President	MExercise/Conversion	+27.5K sh	$9.99	+$275K	84,687
2017-11-16	INDEPENDENCE HOLDING COF Tax Payment	Director, President	FTax Payment	−18.6K sh	$27.65	−$515K	66,068
2017-11-16	INDEPENDENCE HOLDING COStock Option (Right to buy)M Exercise/Conversion	Director, President	MExercise/Conversion	−27.5K sh	—	—	0
2017-11-16	INDEPENDENCE HOLDING COStock Appreciation RightM Exercise/Conversion	Director, President	MExercise/Conversion	−11K sh	—	—	0
2017-11-16	INDEPENDENCE HOLDING COStock Option (Right to buy)A Award	Director, President	AAward	+27.5K sh	—	—	27,500
2017-11-16	INDEPENDENCE HOLDING COStock Appreciation RightA Award	Director, President	AAward	+11K sh	—	—	11,000
2017-08-08	INDEPENDENCE HOLDING COStock Option (right to buy)D Disposition to Issuer	Director, President	DDisposition to Issuer	−27.5K sh	—	—	0
2017-08-08	INDEPENDENCE HOLDING COStock Option (right to buy)A Award	Director, President	AAward	+27.5K sh	—	—	27,500
2017-08-08	INDEPENDENCE HOLDING COStock Option (right to buy)D Disposition to Issuer	Director, President	DDisposition to Issuer	−47.3K sh	—	—	0
2017-08-08	INDEPENDENCE HOLDING COStock Option (right to buy)A Award	Director, President	AAward	+47.3K sh	—	—	47,300
2017-08-07	INDEPENDENCE HOLDING COStock Option (right to buy)D Disposition to Issuer	Director, President	DDisposition to Issuer	0 sh	—	—	27,500
2017-08-07	INDEPENDENCE HOLDING COStock Option (right to buy)D Disposition to Issuer	Director, President	DDisposition to Issuer	0 sh	—	—	47,300
2016-12-02	INDEPENDENCE HOLDING COStock Option (right to buy)A Award	Director, President	AAward	+12K sh	—	—	12,000
2016-02-09	INDEPENDENCE HOLDING COEmployee Stock Option (right to buy)D Disposition to Issuer	Director, President	DDisposition to Issuer	−47.3K sh	—	—	27,500
2016-02-09	INDEPENDENCE HOLDING COEmployee Stock Option (right to buy)A Award	Director, President	AAward	+47.3K sh	—	—	74,800
2016-02-09	INDEPENDENCE HOLDING COStock Appreciation Right (Common Stock)D Disposition to Issuer	Director, President	DDisposition to Issuer	−11K sh	—	—	0
2016-02-09	INDEPENDENCE HOLDING COStock Appreciation Right (Common Stock)A Award	Director, President	AAward	+11K sh	—	—	11,000
2013-03-19	INDEPENDENCE HOLDING COEmployee Stock Option (right to buy)D Disposition to Issuer	Director, President	DDisposition to Issuer	−27.5K sh	—	—	47,300
2013-03-19	INDEPENDENCE HOLDING COEmployee Stock Option (right to buy)A Award	Director, President	AAward	+27.5K sh	—	—	74,800
2012-03-15	INDEPENDENCE HOLDING COP Purchase	Director, President	PPurchase	+500 sh	$9.70	+$4,850	57,188
2011-08-22	AMIC Holdings, Inc.S Sale	Director, CFO & SVP	SSale	−3,100 sh	—	—	0
2011-08-22	INDEPENDENCE HOLDING COP Purchase	Director, President	PPurchase	+1,936 sh	—	—	51,535
2011-03-16	INDEPENDENCE HOLDING COStock Appreciation RightA Award	Director, President	AAward	+10K sh	—	—	10,000

Recent filings

Accepted (ET)
Dec 234
HERBERT TERESA A0000950170-24-139741
SEC(opens sec.gov)
Feb 164
HERBERT TERESA A0001104659-22-024147
SEC(opens sec.gov)
Feb 95
HERBERT TERESA A0001104659-22-017281
SEC(opens sec.gov)
Dec 74
HERBERT TERESA A0001104659-21-147288
SEC(opens sec.gov)
Nov 264
HERBERT TERESA A0001104659-21-144031
SEC(opens sec.gov)
Feb 125
HERBERT TERESA A0001213778-21-000002
SEC(opens sec.gov)
Jul 294
HERBERT TERESA A0001634997-19-000020
SEC(opens sec.gov)
Jan 74
HERBERT TERESA A0001213778-19-000004
SEC(opens sec.gov)
Jan 34
HERBERT TERESA A0001213778-19-000002
SEC(opens sec.gov)

Companies

Address

96 CUMMINGS POINT RD

STAMFORD, CT, 06902