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Insider · CIK 0001216110

BREKKA RICHARD

Reports to the SEC for 1 company · NEW YORK, NY

Transactions

18

Companies

1

Filings

3

CIK

0001216110

Forms 4 and 5

Insider transactions

18 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2004-07-13	VITALSTREAM HOLDINGS INCA Award	10% Owner	AAward	+3.46M sh	$0.61	+$2.1M	17,596,021
2004-07-13	VITALSTREAM HOLDINGS INCWarrantsA Award	10% Owner	AAward	+1.04M sh	$2100000.00	+$2.18T	1,037,014
2004-06-15	VITALSTREAM HOLDINGS INCSeries A Preferred StockC Conversion	10% Owner	CConversion	−550 sh	$1000.00	−$550K	0
2004-06-15	VITALSTREAM HOLDINGS INCConvertible NotesC Conversion	10% Owner	CConversion	—	$1100000.00	—	0
2004-06-15	VITALSTREAM HOLDINGS INCA Award	10% Owner	AAward	+2.34M sh	$0.23	+$550K	17,596,021
2004-06-15	VITALSTREAM HOLDINGS INCA Award	10% Owner	AAward	+5.52M sh	$0.20	+$1.1M	17,596,021
2004-06-15	VITALSTREAM HOLDINGS INCA Award	10% Owner	AAward	+2.34M sh	$0.23	+$550K	17,553,479
2004-06-15	VITALSTREAM HOLDINGS INCA Award	10% Owner	AAward	+5.52M sh	$0.20	+$1.1M	17,553,479
2004-06-15	VITALSTREAM HOLDINGS INCA Award	10% Owner	AAward	+3.42M sh	$0.61	+$2.1M	17,553,479
2004-06-15	VITALSTREAM HOLDINGS INCSeries A Preferred StockC Conversion	10% Owner	CConversion	−550 sh	$1000.00	−$550K	0
2004-06-15	VITALSTREAM HOLDINGS INCConvertible NotesC Conversion	10% Owner	CConversion	—	$1100000.00	—	0
2004-06-15	VITALSTREAM HOLDINGS INCWarrantsA Award	10% Owner	AAward	+1.03M sh	$2100000.00	+$2.16T	1,027,196
2003-09-30	VITALSTREAM HOLDINGS INCSeries A Preferred StockP Purchase	10% Owner	PPurchase	+550 sh	$1000.00	+$550K	550
2003-09-30	VITALSTREAM HOLDINGS INCWarrantsP Purchase	10% Owner	PPurchase	+458K sh	$1000.00	+$458M	457,875
2003-09-30	VITALSTREAM HOLDINGS INCConvertible NotesP Purchase	10% Owner	PPurchase	—	$1100000.00	—	5,508,663
2003-09-30	VITALSTREAM HOLDINGS INCConvertible NotesS Sale	10% Owner	SSale	—	$1100000.00	—	4,682,363
2003-09-30	VITALSTREAM HOLDINGS INCWarrantsS Sale	10% Owner	SSale	−843K sh	—	—	842,825
2003-09-30	VITALSTREAM HOLDINGS INCWarrantsP Purchase	10% Owner	PPurchase	+843K sh	—	—	842,825

Recent filings

3

Accepted (ET)
Jul 144/A
BREKKA RICHARD0001209191-04-035962
SEC(opens sec.gov)
Jun 174
DOLPHIN COMMUNICATIONS FUND II LP0001209191-04-031717
SEC(opens sec.gov)
Oct 24
DOLPHIN COMMUNICATIONS FUND II LP0001209191-03-024261
SEC(opens sec.gov)

Companies

1

VITALSTREAM HOLDINGS INC10% Owner

Address

C/O DOLPHIN EQUITY PARTNERS, L.P. 750 LEXINGTON AVENUE, 16TH FLOOR

NEW YORK, NY, 10022