Insider · CIK 0001217629

WARWICK JOHN

Reports to the SEC for 3 companies · COSTA MESA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001217629

Forms 4 and 5

Insider transactions

37 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-08-05	MAXWELL TECHNOLOGIES INCS Sale	Chief Operating Officer	SSale	−2,923 sh	$8.55	−$25K	90,827
2013-08-13	MAXWELL TECHNOLOGIES INCA Award	Chief Operating Officer	AAward	+31.3K sh	—	—	31,250
2013-08-13	MAXWELL TECHNOLOGIES INCA Award	Chief Operating Officer	AAward	+62.5K sh	—	—	93,750
2013-06-17	MAXWELL TECHNOLOGIES INCEmployee Stock Option (Right to Buy)A Award	Chief Operating Officer	AAward	−75K sh	—	—	75,000
2013-03-02	EMULEX CORP /DE/F Tax Payment	SVP, Operations	FTax Payment	−3,133 sh	$6.46	−$20.2K	138,800
2012-09-15	EMULEX CORP /DE/A Award	SVP, Operations	AAward	+20.4K sh	—	—	141,933
2012-09-15	EMULEX CORP /DE/Cash Settled UnitsA Award	SVP, Operations	AAward	+33.7K sh	—	—	33,700
2012-09-15	EMULEX CORP /DE/Incentive Stock Option (right to buy)A Award	SVP, Operations	AAward	+18.8K sh	—	—	18,751
2012-09-15	EMULEX CORP /DE/Non-Qualified Stock Option (right to buy)A Award	SVP, Operations	AAward	+11.2K sh	—	—	11,249
2012-09-02	EMULEX CORP /DE/F Tax Payment	SVP, Operations	FTax Payment	−2,934 sh	$6.85	−$20.1K	129,124
2012-09-02	EMULEX CORP /DE/F Tax Payment	SVP, Operations	FTax Payment	−2,420 sh	$6.85	−$16.6K	126,704
2012-09-02	EMULEX CORP /DE/F Tax Payment	SVP, Operations	FTax Payment	−5,171 sh	$6.85	−$35.4K	121,533
2012-07-14	EMULEX CORP /DE/F Tax Payment	SVP, Operations	FTax Payment	−1,047 sh	$6.36	−$6,658.92	132,058
2012-03-02	EMULEX CORP /DE/F Tax Payment	SVP, Operations	FTax Payment	−2,200 sh	$9.95	−$21.9K	133,105
2012-02-03	EMULEX CORP /DE/S Sale	SVP, Operations	SSale	−3,800 sh	$10.85	−$41.2K	135,305
2012-01-27	EMULEX CORP /DE/S Sale	SVP, Operations	SSale	−3,774 sh	$10.35	−$39.1K	139,105
2012-01-25	EMULEX CORP /DE/S Sale	SVP, Operations	SSale	−8,214 sh	$9.35	−$76.8K	142,879
2011-09-02	EMULEX CORP /DE/A Award	SVP, Operations	AAward	+47K sh	—	—	161,581
2011-09-02	EMULEX CORP /DE/F Tax Payment	SVP, Operations	FTax Payment	−5,868 sh	$6.46	−$37.9K	155,713
2011-09-02	EMULEX CORP /DE/F Tax Payment	SVP, Operations	FTax Payment	−2,420 sh	$6.46	−$15.6K	153,293
2011-09-02	EMULEX CORP /DE/F Tax Payment	SVP, Operations	FTax Payment	−2,200 sh	$6.46	−$14.2K	151,093
2011-07-14	EMULEX CORP /DE/F Tax Payment	SVP, Operations	FTax Payment	−786 sh	$8.85	−$6,956.1	114,581
2011-03-02	EMULEX CORP /DE/F Tax Payment	SVP, Operations	FTax Payment	−2,226 sh	$10.70	−$23.8K	115,367
2010-09-02	EMULEX CORP /DE/A Award	SVP, Operations	AAward	+22K sh	—	—	128,595
2010-09-02	EMULEX CORP /DE/F Tax Payment	SVP, Operations	FTax Payment	−4,401 sh	$9.95	−$43.8K	124,194
2010-09-02	EMULEX CORP /DE/F Tax Payment	SVP, Operations	FTax Payment	−2,200 sh	$9.95	−$21.9K	121,994
2010-09-02	EMULEX CORP /DE/F Tax Payment	SVP, Operations	FTax Payment	−4,401 sh	$9.95	−$43.8K	117,593
2010-09-02	EMULEX CORP /DE/Incentive Stock Option (right to buy)A Award	SVP, Operations	AAward	+7,380 sh	—	—	7,380
2010-09-02	EMULEX CORP /DE/Non-Qualified Stock Option (right to buy)A Award	SVP, Operations	AAward	+32.6K sh	—	—	32,620
2010-07-14	EMULEX CORP /DE/F Tax Payment	SVP, Operations	FTax Payment	−785 sh	$9.84	−$7,724.4	106,595
2010-03-02	EMULEX CORP /DE/A Award	SVP, Operations	AAward	+20K sh	—	—	107,380
2010-03-02	EMULEX CORP /DE/Incentive Stock Option (right to buy)A Award	SVP, Operations	AAward	+5,506 sh	—	—	5,506
2010-03-02	EMULEX CORP /DE/Non-Qualified Stock Option (right to buy)A Award	SVP, Operations	AAward	+14.5K sh	—	—	14,494
2004-08-31	LTRXLANTRONIX INCA Award	VP, Operations	AAward	+4,790 sh	$0.69	+$3,305.1	6,147
2004-05-26	LTRXLANTRONIX INCS Sale	VP, Operations	SSale	−5,477 sh	$1.25	−$6,846.25	12,757
2004-05-26	LTRXLANTRONIX INCS Sale	VP, Operations	SSale	−11.4K sh	$1.27	−$14.5K	1,357
2003-08-29	LTRXLANTRONIX INCA Award	VP, Operations	AAward	+5,477 sh	$0.69	+$3,770.915	5,477

Recent filings

Accepted (ET)
Aug 74
MAXWELL TECHNOLOGIES INC0001181431-14-028524
SEC(opens sec.gov)
Aug 154
MAXWELL TECHNOLOGIES INC0001181431-13-045130
SEC(opens sec.gov)
Mar 54
WARWICK JOHN0001217629-13-000002
SEC(opens sec.gov)
Sep 184
WARWICK JOHN0001217629-12-000014
SEC(opens sec.gov)
Sep 54
WARWICK JOHN0001217629-12-000012
SEC(opens sec.gov)
Jul 174
WARWICK JOHN0001217629-12-000010
SEC(opens sec.gov)
Mar 64
WARWICK JOHN0001217629-12-000008
SEC(opens sec.gov)
Feb 74
WARWICK JOHN0001217629-12-000006
SEC(opens sec.gov)
Jan 314
WARWICK JOHN0001217629-12-000004
SEC(opens sec.gov)
Jan 274
WARWICK JOHN0001217629-12-000002
SEC(opens sec.gov)
Sep 74
WARWICK JOHN0001217629-11-000006
SEC(opens sec.gov)

Companies

Address

3333 SUSAN STREET

COSTA MESA, CA, 92626