Insider · CIK 0001218310

SMITH ROBERT S

Reports to the SEC for 3 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001218310

Forms 4 and 5

Insider transactions

26 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-09-15	Tower Group International, Ltd.Employee Stock Option (right to buy)U Disposition from Tender	Director	UDisposition from Tender	−4,680 sh	—	—	0
2014-09-15	Tower Group International, Ltd.Employee Stock Option (right to buy)U Disposition from Tender	Director	UDisposition from Tender	−13.2K sh	—	—	0
2014-09-15	Tower Group International, Ltd.U Disposition from Tender	Director	UDisposition from Tender	−14K sh	$2.50	−$35K	0
2013-03-13	Tower Group International, Ltd.D Disposition to Issuer	Director	DDisposition to Issuer	−12.3K sh	—	—	0
2013-03-13	Tower Group International, Ltd.Employee Stock Option (right to buy)A Award	Director	AAward	+13.2K sh	—	—	0
2013-03-13	Tower Group International, Ltd.Employee Stock Option (right to buy)A Award	Director	AAward	+4,680 sh	—	—	0
2013-03-13	Tower Group International, Ltd.Employee Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−11.6K sh	—	—	0
2013-03-13	Tower Group International, Ltd.Employee Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−4,131 sh	—	—	0
2013-03-12	Tower Group International, Ltd.A Award	Director	AAward	+14K sh	—	—	13,982
2012-03-01	Tower Group International, Ltd.A Award	Director	AAward	+2,382 sh	$23.09	+$55K	12,341
2011-03-07	Tower Group International, Ltd.A Award	Director	AAward	+2,300 sh	$23.91	+$55K	9,959
2010-12-17	Tower Group International, Ltd.S Sale	Director	SSale	−1,000 sh	$26.01	−$26K	7,659
2010-12-17	Tower Group International, Ltd.S Sale	Director	SSale	−1,000 sh	$25.99	−$26K	8,659
2010-04-01	Tower Group International, Ltd.A Award	Director	AAward	+2,019 sh	—	—	13,419
2009-04-02	Tower Group International, Ltd.A Award	Director	AAward	+1,830 sh	—	—	7,640
2009-04-02	Tower Group International, Ltd.A Award	Director	AAward	+1,830 sh	—	—	12,413
2009-02-05	CastlePoint Holdings, Ltd.Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−7,622 sh	—	—	0
2009-02-05	CastlePoint Holdings, Ltd.Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−21.4K sh	—	—	0
2009-02-05	CastlePoint Holdings, Ltd.D Disposition to Issuer	Director	DDisposition to Issuer	−11.5K sh	—	—	0
2007-03-22	CastlePoint Holdings, Ltd.Stock option (right to buy)A Award	Director	AAward	+5,357 sh	—	—	5,357
2007-03-22	CastlePoint Holdings, Ltd.Stock option (right to buy)A Award	Director	AAward	+21.4K sh	—	—	21,427
2003-12-29	Arlington Asset Investment Corp.M Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+50K sh	$5.81	+$291K	530,125
2003-04-11	Arlington Asset Investment Corp.Stock OptionD Disposition to Issuer	Chief Operating Officer	DDisposition to Issuer	+32K sh	—	—	—
2003-04-11	Arlington Asset Investment Corp.Stock OptionD Disposition to Issuer	Chief Operating Officer	DDisposition to Issuer	+113K sh	—	—	—
2003-04-11	Arlington Asset Investment Corp.A Award	Chief Operating Officer	AAward	+32K sh	$5.88	+$188K	—
2003-04-11	Arlington Asset Investment Corp.A Award	Chief Operating Officer	AAward	+113K sh	$6.13	+$690K	—

Recent filings

Accepted (ET)
Sep 154
Tower Group International, Ltd.0001209191-14-057874
SEC(opens sec.gov)
Mar 154
SMITH ROBERT S0001209191-13-016799
SEC(opens sec.gov)
Mar 154
SMITH ROBERT S0001209191-13-016822
SEC(opens sec.gov)
Mar 54
SMITH ROBERT S0001209191-12-015578
SEC(opens sec.gov)
Mar 94
SMITH ROBERT S0001209191-11-016673
SEC(opens sec.gov)
Dec 204
SMITH ROBERT S0001209191-10-061537
SEC(opens sec.gov)
Apr 54
SMITH ROBERT S0001209191-10-020953
SEC(opens sec.gov)
May 14/A
SMITH ROBERT S0001209191-09-023714
SEC(opens sec.gov)
Apr 34
SMITH ROBERT S0001209191-09-020304
SEC(opens sec.gov)
Feb 104
SMITH ROBERT S0001157523-09-001081
SEC(opens sec.gov)
Jun 64/A
CastlePoint Holdings, Ltd.0001203872-07-000114
SEC(opens sec.gov)

Companies

Address

120 BROADWAY, 31ST FLOOR

NEW YORK, NY, 10271