Insider · CIK 0001222692

POLANEN HUMPHREY P

Reports to the SEC for 4 companies · SAN JOSE, CA

sec.gov

Transactions

Companies

Filings

CIK

0001222692

Forms 4 and 5

Insider transactions

31 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-07-14	TRUGTruGolf Holdings, Inc.S Sale	Director	SSale	−2,500 sh	$5.03	−$12.6K	500
2022-04-27	TRUGTruGolf Holdings, Inc. · Class B Common StockJ Other	Director	JOther	+25K sh	—	—	25,000
2015-04-28	HTBKHERITAGE COMMERCE CORPA Award	Director	AAward	+1,768 sh	—	—	10,151
2014-02-27	HTBKHERITAGE COMMERCE CORP · Standard Employee Option - NSOA Award	Director	AAward	+4,500 sh	—	—	4,500
2014-02-25	HTBKHERITAGE COMMERCE CORPM Exercise/Conversion	Director	MExercise/Conversion	+3,078 sh	$3.57	+$11K	7,943
2014-02-25	HTBKHERITAGE COMMERCE CORP · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−440 sh	$8.04	−$3,537.6	4,060
2014-02-25	HTBKHERITAGE COMMERCE CORP · Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−3,078 sh	$8.04	−$24.7K	422
2014-02-25	HTBKHERITAGE COMMERCE CORPM Exercise/Conversion	Director	MExercise/Conversion	+440 sh	$5.16	+$2,270.4	8,383
2013-04-30	HTBKHERITAGE COMMERCE CORP · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+4,500 sh	$6.57	+$29.6K	4,500
2012-05-01	HTBKHERITAGE COMMERCE CORP · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+4,500 sh	$6.39	+$28.8K	4,500
2011-12-09	HTBKHERITAGE COMMERCE CORPS Sale	Director	SSale	−3,000 sh	$4.85	−$14.6K	4,865
2011-08-16	HTBKHERITAGE COMMERCE CORPS Sale	Director	SSale	−4,900 sh	$4.27	−$20.9K	7,865
2011-08-08	EdgeWave, Inc.Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+50K sh	—	—	200,000
2011-06-16	HTBKHERITAGE COMMERCE CORP · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+4,500 sh	$5.16	+$23.2K	4,500
2010-12-14	EdgeWave, Inc.S Sale	Director	SSale	−75K sh	$0.60	−$45K	433,409
2010-07-26	HTBKHERITAGE COMMERCE CORP · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+3,500 sh	$3.57	+$12.5K	3,500
2010-01-28	EdgeWave, Inc.Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+50K sh	—	—	150,000
2009-07-09	EdgeWave, Inc.Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+50K sh	—	—	100,000
2009-05-04	HTBKHERITAGE COMMERCE CORP · Non-Qualified Stock Option (right to buy)A Award	Director	AAward	+3,500 sh	$7.43	+$26K	3,500
2006-07-27	SHANGHAI CENTURY ACQUISITION CORPWarrantP Purchase	Director	PPurchase	+2,813 sh	$0.80	+$2,250.4	2,813
2005-12-28	EdgeWave, Inc.WARRANTP Purchase	Director	PPurchase	+8,500 sh	$0.78	+$6,630	108,500
2004-09-14	HTBKHERITAGE COMMERCE CORPS Sale	Director	SSale	−100 sh	$16.03	−$1,603	21,508
2004-09-14	HTBKHERITAGE COMMERCE CORPS Sale	Director	SSale	−2,900 sh	$16.02	−$46.5K	18,608
2004-08-27	EdgeWave, Inc.WarrantP Purchase	Director	PPurchase	+100K sh	$0.65	+$65K	100,000
2004-05-24	HTBKHERITAGE COMMERCE CORPJ Other	Director	JOther	+714 sh	$3.50	+$2,499	22,322
2004-05-24	HTBKHERITAGE COMMERCE CORPS Sale	Director	SSale	−714 sh	$14.00	−$9,996	21,608
2003-08-06	HTBKHERITAGE COMMERCE CORPS Sale	Director	SSale	−300 sh	$11.26	−$3,378	10,581
2003-08-06	HTBKHERITAGE COMMERCE CORPS Sale	Director	SSale	−200 sh	$11.50	−$2,300	11,081
2003-08-06	HTBKHERITAGE COMMERCE CORPS Sale	Director	SSale	−700 sh	$11.25	−$7,875	9,881
2003-08-06	HTBKHERITAGE COMMERCE CORPS Sale	Director	SSale	−100 sh	$11.51	−$1,151	11,281
2003-08-06	HTBKHERITAGE COMMERCE CORPS Sale	Director	SSale	−200 sh	$11.40	−$2,280	10,881

Recent filings

Accepted (ET)
Jul 164
POLANEN HUMPHREY P0001641172-25-019951
SEC(opens sec.gov)
Apr 274
POLANEN HUMPHREY P0001264931-22-000107
SEC(opens sec.gov)
Apr 304
HERITAGE COMMERCE CORP0001053352-15-000040
SEC(opens sec.gov)
Mar 34
HERITAGE COMMERCE CORP0001053352-14-000039
SEC(opens sec.gov)
Feb 274
HERITAGE COMMERCE CORP0001053352-14-000010
SEC(opens sec.gov)
May 14
POLANEN HUMPHREY P0001053352-13-000029
SEC(opens sec.gov)
May 34
POLANEN HUMPHREY P0001053352-12-000048
SEC(opens sec.gov)
Dec 94
POLANEN HUMPHREY P0001053352-11-000107
SEC(opens sec.gov)
Aug 164
POLANEN HUMPHREY P0001053352-11-000091
SEC(opens sec.gov)
Aug 104
POLANEN HUMPHREY P0001019687-11-002516
SEC(opens sec.gov)
Jun 174
POLANEN HUMPHREY P0001053352-11-000067
SEC(opens sec.gov)
Dec 164
POLANEN HUMPHREY P0001019687-10-004442
SEC(opens sec.gov)
Jul 274
POLANEN HUMPHREY P0001053352-10-000028
SEC(opens sec.gov)
Feb 14
POLANEN HUMPHREY P0001019687-10-000332
SEC(opens sec.gov)
Jul 94
POLANEN HUMPHREY P0001019687-09-002448
SEC(opens sec.gov)
May 64
POLANEN HUMPHREY P0001053352-09-000057
SEC(opens sec.gov)
Jul 314
SHANGHAI CENTURY ACQUISITION CORP0000899078-06-000533
SEC(opens sec.gov)

Companies

Address

150 ALMADEN BOULEVARD

SAN JOSE, CA, 95113