Insider · CIK 0001223003

KNAPP ROBERT C

Reports to the SEC for 4 companies · N. FALIRO

sec.gov

Transactions

Companies

Filings

CIK

0001223003

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-12-23	MVC CAPITAL, INC.D Disposition to Issuer	Director	DDisposition to Issuer	−369K sh	—	—	0
2019-12-23	EMERGENT CAPITAL, INC.Common Stock Purchase Warrant (right to buy)J Other	Director	JOther	−587K sh	—	—	0
2019-12-23	EMERGENT CAPITAL, INC.Common Stock Purchase Warrant (right to buy)J Other	Director	JOther	+3,794 sh	—	—	3,794
2019-12-23	EMERGENT CAPITAL, INC.Common Stock Purchase Warrant (right to buy)J Other	Director	JOther	+74K sh	—	—	74,000
2019-12-23	EMERGENT CAPITAL, INC.5.00% Senior Unsecured Convertible Notes due 2023J Other	Director	JOther	—	—	—	0
2019-12-23	EMERGENT CAPITAL, INC.5.00% Senior Unsecured Convertible Notes due 2023J Other	Director	JOther	—	—	—	—
2019-12-23	EMERGENT CAPITAL, INC.5.00% Senior Unsecured Convertible Notes due 2023J Other	Director	JOther	—	—	—	—
2019-08-20	EMERGENT CAPITAL, INC.5.00% Senior Unsecured Convertible Notes due 2023S Sale	Director	SSale	−500K sh	$305000.00	−$153B	—
2017-12-28	EMERGENT CAPITAL, INC.5.00% Senior Unsecured Convertible Notes due 2023P Purchase	Director	PPurchase	+8.07M sh	$4941650.00	+$39.9T	—
2017-09-05	EMERGENT CAPITAL, INC.5.00% Senior Unsecured Convetible Notes due 2023P Purchase	Director	PPurchase	+1M sh	$700000.00	+$700B	—
2017-08-25	EMERGENT CAPITAL, INC.5.00% Senior Unsecured Convertible Notes due 2023P Purchase	Director	PPurchase	—	$1400000.00	—	14,223,642
2017-08-17	EMERGENT CAPITAL, INC.5.00% Senior Unsecured Convertible Notes due 2023P Purchase	Director	PPurchase	—	$1957500.00	—	12,223,642
2017-08-17	EMERGENT CAPITAL, INC.5.00% Senior Unsecured Convertible Notes due 2023P Purchase	Director	PPurchase	—	$1350000.00	—	13,223,642
2017-07-28	EMERGENT CAPITAL, INC.Common Stock Purchase Warrant (right to buy)J Other	Director	JOther	+1.41M sh	—	—	1,413,206
2017-07-28	EMERGENT CAPITAL, INC.Common Stock Purchase Warrant (right to buy)J Other	Director	JOther	+587K sh	—	—	586,794
2017-07-28	EMERGENT CAPITAL, INC.5.00% Senior Unsecured Convertible Notes due 2023J Other	Director	JOther	—	—	—	10,723,642
2017-07-28	EMERGENT CAPITAL, INC.5.00% Senior Unsecured Convertible Notes due 2023J Other	Director	JOther	—	—	—	4,452,691
2017-07-28	EMERGENT CAPITAL, INC.8.50% Senior Unsecured Convertible Notes due 2019J Other	Director	JOther	—	—	—	0
2017-07-28	EMERGENT CAPITAL, INC.8.50% Senior Unsecured Convertible Notes due 2019J Other	Director	JOther	—	—	—	75
2016-10-13	MVC CAPITAL, INC.J Other	Director	JOther	+28.3K sh	—	—	349,019.37
2016-10-13	MVC CAPITAL, INC.J Other	Director	JOther	+5,036 sh	—	—	354,055.37
2016-10-13	MVC CAPITAL, INC.J Other	Director	JOther	+14.7K sh	—	—	368,746.37
2016-10-12	MVC CAPITAL, INC.P Purchase	Director	PPurchase	+20K sh	$8.71	+$174K	320,765.37
2014-10-09	MVC CAPITAL, INC.P Purchase	Director	PPurchase	+10K sh	$10.98	+$110K	372,093
2014-10-08	MVC CAPITAL, INC.P Purchase	Director	PPurchase	+18K sh	$10.99	+$198K	362,093
2014-03-21	MVC CAPITAL, INC.P Purchase	Director	PPurchase	+25K sh	$13.94	+$349K	118,467
2014-03-20	MVC CAPITAL, INC.P Purchase	Director	PPurchase	+11.8K sh	$13.87	+$164K	93,467
2014-03-14	MVC CAPITAL, INC.P Purchase	Director	PPurchase	+3,400 sh	$13.47	+$45.8K	81,650
2014-01-24	MVC CAPITAL, INC.P Purchase	Director	PPurchase	+25K sh	$14.20	+$355K	78,250
2014-01-23	MVC CAPITAL, INC.P Purchase	Director	PPurchase	+5,783 sh	$14.25	+$82.4K	53,250
2014-01-22	MVC CAPITAL, INC.P Purchase	Director	PPurchase	+9,073 sh	$14.25	+$129K	47,467
2014-01-17	MVC CAPITAL, INC.P Purchase	Director	PPurchase	+2,512 sh	$13.89	+$34.9K	38,394
2014-01-16	MVC CAPITAL, INC.P Purchase	Director	PPurchase	+4,876 sh	$13.87	+$67.6K	35,882
2014-01-15	MVC CAPITAL, INC.P Purchase	Director	PPurchase	+31K sh	$13.77	+$427K	31,006
2013-03-18	MVC CAPITAL, INC.S Sale	Director	SSale	−37.3K sh	$12.81	−$478K	300,765.37
2013-03-15	MVC CAPITAL, INC.S Sale	Director	SSale	−55.6K sh	$12.97	−$721K	338,068.37
2013-03-14	MVC CAPITAL, INC.S Sale	Director	SSale	−24.1K sh	$13.03	−$314K	393,665.37
2013-01-03	MVC CAPITAL, INC.S Sale	Director	SSale	−29.9K sh	$12.12	−$363K	417,765.37
2013-01-02	MVC CAPITAL, INC.S Sale	Director	SSale	−20.9K sh	$12.06	−$252K	447,665.37
2012-12-31	MVC CAPITAL, INC.S Sale	Director	SSale	−39.2K sh	$12.17	−$477K	468,565.37
2012-04-09	MVC CAPITAL, INC.P Purchase	Director	PPurchase	+5,000 sh	$12.96	+$64.8K	507,765.37
2008-09-11	MVC CAPITAL, INC.P Purchase	Director	PPurchase	+24.2K sh	$14.62	+$353K	338,071.68
2008-09-10	MVC CAPITAL, INC.P Purchase	Director	PPurchase	+8,193 sh	$14.71	+$121K	313,914.68
2007-09-17	MVC CAPITAL, INC.P Purchase	Director	PPurchase	+200 sh	$17.00	+$3,400	205,941
2007-09-17	MVC CAPITAL, INC.P Purchase	Director	PPurchase	+1,300 sh	$17.05	+$22.2K	207,241
2007-09-17	MVC CAPITAL, INC.P Purchase	Director	PPurchase	+100 sh	$17.04	+$1,704	207,341
2007-09-17	MVC CAPITAL, INC.P Purchase	Director	PPurchase	+1,600 sh	$17.03	+$27.2K	208,941
2007-09-14	MVC CAPITAL, INC.P Purchase	Director	PPurchase	+22.3K sh	$17.14	+$382K	205,741
2007-09-13	MVC CAPITAL, INC.P Purchase	Director	PPurchase	+18K sh	$17.05	+$307K	183,441
2007-09-12	MVC CAPITAL, INC.P Purchase	Director	PPurchase	+7,000 sh	$16.85	+$118K	165,441

Recent filings

Accepted (ET)
Dec 234
KNAPP ROBERT C0001140361-20-029458
SEC(opens sec.gov)
Dec 264
KNAPP ROBERT C0001567619-19-023604
SEC(opens sec.gov)
Aug 224
KNAPP ROBERT C0000899681-19-000122
SEC(opens sec.gov)
Jan 24
KNAPP ROBERT C0000899681-18-000003
SEC(opens sec.gov)
Sep 154
KNAPP ROBERT C0000899681-17-000286
SEC(opens sec.gov)
Aug 294
KNAPP ROBERT C0000899681-17-000280
SEC(opens sec.gov)
Aug 214
KNAPP ROBERT C0000899681-17-000273
SEC(opens sec.gov)
Aug 14
KNAPP ROBERT C0001209191-17-046995
SEC(opens sec.gov)
Oct 144
MVC CAPITAL, INC.0001140361-16-082782
SEC(opens sec.gov)

Companies

Address

ETHNARCHOU MAKARIOU AVE. & 2 D. FALIREOS ST.

N. FALIRO, 185 47