Insider · CIK 0001223697

BAILEY DON M

Reports to the SEC for 7 companies · UNION CITY, CA

sec.gov

Transactions

Companies

Filings

CIK

0001223697

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-07-01	LCTXLineage Cell Therapeutics, Inc. · Stock Option (Right to Buy)A Award	Director	AAward	+75K sh	—	—	75,000
2024-02-08	LCTXLineage Cell Therapeutics, Inc.P Purchase	Director	PPurchase	+96.2K sh	$1.04	+$100K	158,801
2023-07-01	LCTXLineage Cell Therapeutics, Inc. · Stock Option (Right to Buy)A Award	Director	AAward	+50K sh	—	—	50,000
2022-07-01	LCTXLineage Cell Therapeutics, Inc. · Stock Option (right to buy)A Award	Director	AAward	+50K sh	—	—	50,000
2021-07-01	LCTXLineage Cell Therapeutics, Inc. · Stock Option (right to buy)A Award	Director	AAward	+50K sh	—	—	50,000
2020-07-01	LCTXLineage Cell Therapeutics, Inc. · Stock Option (Right to Buy)A Award	Director	AAward	+40K sh	—	—	40,000
2019-07-01	LCTXLineage Cell Therapeutics, Inc. · Stock Option (Right to Buy)A Award	Director	AAward	−40K sh	—	—	40,000
2019-03-19	LCTXLineage Cell Therapeutics, Inc. · Stock Option (Right to Buy)A Award	Director	AAward	−60K sh	—	—	60,000
2018-06-21	Asterias Biotherapeutics, Inc.Stock OptionsA Award	Director	AAward	+75K sh	—	—	75,000
2017-06-15	IMDXInsight Molecular Diagnostics Inc. · Option to Purchase Common StockA Award	Director	AAward	+6,520 sh	—	—	6,520
2017-06-15	IMDXInsight Molecular Diagnostics Inc. · Option to Purchase Common StockA Award	Director	AAward	+20K sh	—	—	20,000
2017-03-30	Asterias Biotherapeutics, Inc.Stock OptionsA Award	Director	AAward	+75K sh	—	—	75,000
2016-10-17	IMDXInsight Molecular Diagnostics Inc. · Warrant to Purchase Common StockA Award	Director	AAward	+231K sh	—	—	230,769
2016-08-29	IMDXInsight Molecular Diagnostics Inc. · Option to Purchase Common StockA Award	Director	AAward	+20K sh	—	—	20,000
2016-05-13	Asterias Biotherapeutics, Inc.P Purchase	Director	PPurchase	+88.2K sh	$3.39	+$299K	88,235
2016-05-13	Asterias Biotherapeutics, Inc.Warrants to purchase Common StockP Purchase	Director	PPurchase	+44.1K sh	$0.01	+$441.17	44,117
2016-03-16	Keenova Therapeutics plcF Tax Payment	Director	FTax Payment	−458 sh	$55.69	−$25.5K	139,149
2016-02-28	Asterias Biotherapeutics, Inc.Stock Options (right to buy)A Award	Director	AAward	+75K sh	—	—	75,000
2015-05-13	Keenova Therapeutics plcStock Options (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−51.4K sh	—	—	0
2015-05-13	Keenova Therapeutics plcS Sale	Director	SSale	−1,400 sh	$123.18	−$172K	139,607
2015-05-13	Keenova Therapeutics plcM Exercise/Conversion	Director	MExercise/Conversion	+51.4K sh	$26.95	+$1.39M	191,024
2015-05-13	Keenova Therapeutics plcS Sale	Director	SSale	−50K sh	$122.43	−$6.12M	141,007
2015-04-13	Keenova Therapeutics plcStock Options (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−40K sh	—	—	51,417
2015-04-13	Keenova Therapeutics plcS Sale	Director	SSale	−11.6K sh	$128.19	−$1.48M	140,507
2015-04-13	Keenova Therapeutics plcS Sale	Director	SSale	−900 sh	$129.21	−$116K	139,607
2015-04-13	Keenova Therapeutics plcM Exercise/Conversion	Director	MExercise/Conversion	+40K sh	$26.95	+$1.08M	179,607
2015-04-13	Keenova Therapeutics plcS Sale	Director	SSale	−27.5K sh	$127.31	−$3.51M	152,067
2015-03-19	Keenova Therapeutics plcRestricted Stock UnitsA Award	Director	AAward	−1,893 sh	—	—	0
2015-03-19	Keenova Therapeutics plcA Award	Director	AAward	+1,893 sh	—	—	138,498
2015-03-19	Keenova Therapeutics plcA Award	Director	AAward	+1,715 sh	—	—	140,213
2015-03-19	Keenova Therapeutics plcF Tax Payment	Director	FTax Payment	−606 sh	$131.21	−$79.5K	139,607
2015-03-13	Keenova Therapeutics plcS Sale	Director	SSale	−5,600 sh	$122.89	−$688K	171,005
2015-03-13	Keenova Therapeutics plcS Sale	Director	SSale	−33.9K sh	$123.47	−$4.19M	137,105
2015-03-13	Keenova Therapeutics plcM Exercise/Conversion	Director	MExercise/Conversion	+40K sh	$26.95	+$1.08M	176,605
2015-03-13	Keenova Therapeutics plcStock Options (Rights to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−40K sh	—	—	91,417
2015-03-13	Keenova Therapeutics plcS Sale	Director	SSale	−500 sh	$124.65	−$62.3K	136,605
2015-02-13	Keenova Therapeutics plcStock Options (Rights to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−33.9K sh	—	—	0
2015-02-13	Keenova Therapeutics plcM Exercise/Conversion	Director	MExercise/Conversion	+33.9K sh	$10.73	+$364K	170,496
2015-02-13	Keenova Therapeutics plcS Sale	Director	SSale	−12.1K sh	$114.20	−$1.38M	158,405
2015-02-13	Keenova Therapeutics plcS Sale	Director	SSale	−21.8K sh	$114.87	−$2.5M	136,605
2014-09-08	Keenova Therapeutics plcS Sale	Director	SSale	−221K sh	$85.23	−$18.9M	74,265
2014-08-15	Keenova Therapeutics plcF Tax Payment	Director	FTax Payment	−81K sh	$71.66	−$5.81M	409,052
2014-08-15	Keenova Therapeutics plcF Tax Payment	Director	FTax Payment	−101K sh	$71.66	−$7.22M	190,895
2014-08-15	Keenova Therapeutics plcF Tax Payment	Director	FTax Payment	−216K sh	$69.61	−$15.1M	389,338
2014-08-15	Keenova Therapeutics plcF Tax Payment	Director	FTax Payment	−24.8K sh	$69.61	−$1.73M	384,245
2014-08-14	QUESTCOR PHARMACEUTICALS INCStock Option (right to buy)D Disposition to Issuer	Director, See Remarks	DDisposition to Issuer	−324K sh	—	—	0
2014-08-14	Keenova Therapeutics plcA Award	Director	AAward	+88.8K sh	—	—	88,803
2014-08-14	QUESTCOR PHARMACEUTICALS INCStock Option (right to buyD Disposition to Issuer	Director, See Remarks	DDisposition to Issuer	−276K sh	—	—	0
2014-08-14	Keenova Therapeutics plcA Award	Director	AAward	+155K sh	—	—	244,095
2014-08-14	Keenova Therapeutics plcA Award	Director	AAward	+47.5K sh	—	—	291,636

Recent filings

Accepted (ET)
Jul 34
BAILEY DON M0000950170-24-081605
SEC(opens sec.gov)
Feb 84
BAILEY DON M0001493152-24-005510
SEC(opens sec.gov)
Jul 34
BAILEY DON M0001493152-23-023344
SEC(opens sec.gov)
Jul 64
BAILEY DON M0001493152-22-018680
SEC(opens sec.gov)
Jul 14
BAILEY DON M0001493152-21-015892
SEC(opens sec.gov)
Jul 24
BAILEY DON M0001493152-20-012538
SEC(opens sec.gov)
Jul 34
BAILEY DON M0001209191-19-041312
SEC(opens sec.gov)
Jun 254
BAILEY DON M0001140361-18-029801
SEC(opens sec.gov)
Jun 194
OncoCyte Corp0001209191-17-040978
SEC(opens sec.gov)
Apr 34
Asterias Biotherapeutics, Inc.0001140361-17-014409
SEC(opens sec.gov)
Oct 194
OncoCyte Corp0001209191-16-146423
SEC(opens sec.gov)
Aug 304
OncoCyte Corp0001209191-16-139221
SEC(opens sec.gov)
May 174
Asterias Biotherapeutics, Inc.0001140361-16-065866
SEC(opens sec.gov)
Mar 184
Mallinckrodt plc0001445064-16-000226
SEC(opens sec.gov)
Mar 14
Asterias Biotherapeutics, Inc.0001140361-16-055913
SEC(opens sec.gov)
May 144
Mallinckrodt plc0001445064-15-000090
SEC(opens sec.gov)

Companies

Address

3260 WHIPPLE ROAD

UNION CITY, CA, 94587