Insider · CIK 0001228459

PEACOCK BRUCE

Reports to the SEC for 10 companies · SAN MATEO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001228459

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-06-18	OCULOCULAR THERAPEUTIX, INC · Stock Option (Right to Buy)A Award	Director	AAward	+18K sh	—	—	18,000
2021-02-03	WINTWINDTREE THERAPEUTICS INC /DE/ · Stock Option (Right to Buy)A Award	Director	AAward	+15K sh	—	—	15,000
2020-12-03	OCULOCULAR THERAPEUTIX, INCM Exercise/Conversion	Director	MExercise/Conversion	+18K sh	$3.90	+$70.2K	18,000
2020-12-03	OCULOCULAR THERAPEUTIX, INCM Exercise/Conversion	Director	MExercise/Conversion	+7,000 sh	$8.14	+$57K	25,000
2020-12-03	OCULOCULAR THERAPEUTIX, INCS Sale	Director	SSale	−25K sh	—	—	0
2020-12-03	OCULOCULAR THERAPEUTIX, INC · Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−18K sh	—	—	0
2020-12-03	OCULOCULAR THERAPEUTIX, INC · Stock Option (Right to Buy)M Exercise/Conversion	Director	MExercise/Conversion	−7,000 sh	—	—	11,000
2020-06-25	OCULOCULAR THERAPEUTIX, INC · Stock Option (Right to Buy)A Award	Director	AAward	+18K sh	—	—	18,000
2020-05-22	WINTWINDTREE THERAPEUTICS INC /DE/P Purchase	Director	PPurchase	+3,500 sh	$7.25	+$25.4K	8,886
2020-05-22	WINTWINDTREE THERAPEUTICS INC /DE/ · Common Stock WarrantsP Purchase	Director	PPurchase	+3,500 sh	—	—	3,500
2019-06-28	WINTWINDTREE THERAPEUTICS INC /DE/ · Stock Option (Right to Buy)A Award	Director	AAward	+40K sh	—	—	40,000
2019-06-11	OCULOCULAR THERAPEUTIX, INC · Stock Option (Right to Buy)A Award	Director	AAward	+18K sh	—	—	18,000
2018-12-24	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Director	AAward	+15K sh	—	—	16,160
2018-12-24	WINTWINDTREE THERAPEUTICS INC /DE/ · Stock Option (Right to Buy)A Award	Director	AAward	+32K sh	—	—	32,000
2018-11-21	WINTWINDTREE THERAPEUTICS INC /DE/C Conversion	Director	CConversion	+850 sh	—	—	1,160
2018-11-21	WINTWINDTREE THERAPEUTICS INC /DE/ · Series A Convertible Preferred StockC Conversion	Director	CConversion	−17 sh	—	—	0
2018-06-14	OCULOCULAR THERAPEUTIX, INC · Stock Option (Right to Buy)A Award	Director	AAward	+18K sh	—	—	18,000
2017-07-18	Dicerna Pharmaceuticals IncDirector Stock Option (right to buy)A Award	Director	AAward	+25K sh	—	—	25,000
2017-06-01	OCULOCULAR THERAPEUTIX, INC · Stock Option (Right to Buy)A Award	Director	AAward	+13.5K sh	—	—	13,500
2017-02-13	WINTWINDTREE THERAPEUTICS INC /DE/ · Series A Convertible Preferred StockP Purchase	Director	PPurchase	+17 sh	—	—	17
2017-02-13	WINTWINDTREE THERAPEUTICS INC /DE/ · Series A-1 Warrants (Right to Buy)P Purchase	Director	PPurchase	+17K sh	—	—	17,000
2016-08-04	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Director	AAward	+4,348 sh	—	—	6,211
2016-08-04	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (Right to Buy)A Award	Director	AAward	+15K sh	—	—	15,000
2016-06-14	Dicerna Pharmaceuticals IncDirector Stock Option (right to buy)A Award	Director	AAward	+15K sh	—	—	15,000
2016-06-02	OCULOCULAR THERAPEUTIX, INC · Stock Option (Right to Buy)A Award	Director	AAward	+13.5K sh	—	—	13,500
2015-11-19	APPLIED GENETIC TECHNOLOGIES CORPStock Option (right to buy)A Award	Director	AAward	+6,200 sh	—	—	6,200
2015-08-14	WINTWINDTREE THERAPEUTICS INC /DE/A Award	Director	AAward	+16.7K sh	—	—	26,079
2015-08-14	WINTWINDTREE THERAPEUTICS INC /DE/ · Non-Qualified Stock Option (Right to Buy)A Award	Director	AAward	+15K sh	—	—	15,000
2015-06-25	Dicerna Pharmaceuticals IncDirector Stock Option (right to buy)A Award	Director	AAward	+15K sh	—	—	15,000
2015-06-11	OCULOCULAR THERAPEUTIX, INC · Stock Option (Right to Buy)A Award	Director	AAward	+5,681 sh	—	—	5,681
2015-03-18	APPLIED GENETIC TECHNOLOGIES CORPStock Option (right to buy)A Award	Director	AAward	+9,375 sh	—	—	9,375
2014-12-09	Dicerna Pharmaceuticals IncDirector Stock Option (right to buy)A Award	Director	AAward	+25K sh	—	—	25,000
2014-09-02	IVERIC bio, Inc.M Exercise/Conversion	CFO & CBO	MExercise/Conversion	+6,191 sh	$1.65	+$10.2K	6,191
2014-09-02	IVERIC bio, Inc.S Sale	CFO & CBO	SSale	−5,291 sh	$37.65	−$199K	900
2014-09-02	IVERIC bio, Inc.S Sale	CFO & CBO	SSale	−900 sh	$38.25	−$34.4K	0
2014-09-02	IVERIC bio, Inc.Stock Option (Right To Buy)M Exercise/Conversion	CFO & CBO	MExercise/Conversion	−6,191 sh	—	—	21,834
2014-08-21	OCULOCULAR THERAPEUTIX, INC · Stock Option (Right to Buy)A Award	Director	AAward	+11.4K sh	—	—	11,363
2014-08-01	IVERIC bio, Inc.M Exercise/Conversion	CFO & CBO	MExercise/Conversion	+6,191 sh	$1.65	+$10.2K	6,191
2014-08-01	IVERIC bio, Inc.S Sale	CFO & CBO	SSale	−6,091 sh	$37.77	−$230K	100
2014-08-01	IVERIC bio, Inc.S Sale	CFO & CBO	SSale	−100 sh	$38.55	−$3,855	0
2014-08-01	IVERIC bio, Inc.Stock Option (Right To Buy)M Exercise/Conversion	CFO & CBO	MExercise/Conversion	−6,191 sh	—	—	28,025
2014-07-01	IVERIC bio, Inc.M Exercise/Conversion	CFO & CBO	MExercise/Conversion	+7,739 sh	$1.65	+$12.8K	7,739
2014-07-01	IVERIC bio, Inc.S Sale	CFO & CBO	SSale	−5,737 sh	$40.88	−$235K	2,002
2014-07-01	IVERIC bio, Inc.S Sale	CFO & CBO	SSale	−2,002 sh	$41.61	−$83.3K	0
2014-07-01	IVERIC bio, Inc.Stock Option (Right To Buy)M Exercise/Conversion	CFO & CBO	MExercise/Conversion	−7,739 sh	—	—	34,216
2014-03-24	IVERIC bio, Inc.M Exercise/Conversion	CFO & CBO	MExercise/Conversion	+6,191 sh	$1.65	+$10.2K	6,191
2014-03-24	IVERIC bio, Inc.S Sale	CFO & CBO	SSale	−5,031 sh	$34.71	−$175K	1,106
2014-03-24	IVERIC bio, Inc.S Sale	CFO & CBO	SSale	−1,106 sh	$35.03	−$38.7K	0
2014-03-24	IVERIC bio, Inc.Stock Option (Right To Buy)M Exercise/Conversion	CFO & CBO	MExercise/Conversion	−6,191 sh	—	—	66,750
2014-01-02	IVERIC bio, Inc.Stock Option (Right To Buy)A Award	CFO & CBO	AAward	+100K sh	—	—	100,000

Recent filings

Accepted (ET)
Jun 224
PEACOCK BRUCE0001104659-21-084299
SEC(opens sec.gov)
Feb 54
PEACOCK BRUCE0001437749-21-002149
SEC(opens sec.gov)
Dec 74
PEACOCK BRUCE0001104659-20-132978
SEC(opens sec.gov)
Jun 264
PEACOCK BRUCE0001104659-20-077440
SEC(opens sec.gov)
May 274
PEACOCK BRUCE0001437749-20-011871
SEC(opens sec.gov)
Jul 24
PEACOCK BRUCE0001437749-19-013410
SEC(opens sec.gov)
Jun 134
PEACOCK BRUCE0001104659-19-035412
SEC(opens sec.gov)
Dec 274
PEACOCK BRUCE0001437749-18-022668
SEC(opens sec.gov)
Nov 234
PEACOCK BRUCE0001437749-18-021249
SEC(opens sec.gov)
Jun 154
PEACOCK BRUCE0001104659-18-040496
SEC(opens sec.gov)
Jul 204
PEACOCK BRUCE0000899243-17-018640
SEC(opens sec.gov)
Jun 14
OCULAR THERAPEUTIX, INC0001104659-17-037010
SEC(opens sec.gov)
Feb 154
WINDTREE THERAPEUTICS INC /DE/0001437749-17-002594
SEC(opens sec.gov)

Companies

Address

C/O NEUROGESX, INC. 2215 BRIDGEPOINTE PARKWAY, SUITE 200

SAN MATEO, CA, 94404