Insider · CIK 0001232064

CARROLL DAVID M

Reports to the SEC for 2 companies · CHARLOTTE, NC

sec.gov

Transactions

Companies

Filings

CIK

0001232064

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-06-09	WFCWELLS FARGO & COMPANY/MNS Sale	Senior Exec. Vice President	SSale	−27.6K sh	$53.28	−$1.47M	338,161
2017-03-22	WFCWELLS FARGO & COMPANY/MNG Gift	Senior Exec. Vice President	GGift	−54.9K sh	—	—	0
2017-03-22	WFCWELLS FARGO & COMPANY/MNG Gift	Senior Exec. Vice President	GGift	+54.9K sh	—	—	365,743
2017-03-15	WFCWELLS FARGO & COMPANY/MNF Tax Payment	Senior Exec. Vice President	FTax Payment	−493.525 sh	$58.71	−$29K	54,268
2017-03-15	WFCWELLS FARGO & COMPANY/MNM Exercise/Conversion	Senior Exec. Vice President	MExercise/Conversion	+849.772 sh	—	—	55,117.772
2017-03-15	WFCWELLS FARGO & COMPANY/MN · 2014 Performance SharesM Exercise/Conversion	Senior Exec. Vice President	MExercise/Conversion	−97.3K sh	—	—	0
2017-03-15	WFCWELLS FARGO & COMPANY/MN · Restricted Share RightM Exercise/Conversion	Senior Exec. Vice President	MExercise/Conversion	−849.772 sh	—	—	849.773
2017-03-15	WFCWELLS FARGO & COMPANY/MN · Restricted Share RightM Exercise/Conversion	Senior Exec. Vice President	MExercise/Conversion	−1,611.525 sh	—	—	0
2017-03-15	WFCWELLS FARGO & COMPANY/MNM Exercise/Conversion	Senior Exec. Vice President	MExercise/Conversion	+97.3K sh	—	—	97,277.184
2017-03-15	WFCWELLS FARGO & COMPANY/MNF Tax Payment	Senior Exec. Vice President	FTax Payment	−260.772 sh	$58.71	−$15.3K	54,857
2017-03-15	WFCWELLS FARGO & COMPANY/MNM Exercise/Conversion	Senior Exec. Vice President	MExercise/Conversion	+1,611.525 sh	—	—	54,761.525
2017-03-15	WFCWELLS FARGO & COMPANY/MNF Tax Payment	Senior Exec. Vice President	FTax Payment	−44.1K sh	$58.71	−$2.59M	53,150
2017-03-03	WFCWELLS FARGO & COMPANY/MNS Sale	Senior Exec. Vice President	SSale	−118K sh	$59.02	−$6.95M	310,886
2017-02-28	WFCWELLS FARGO & COMPANY/MN · 2014 Performance SharesA Award	Senior Exec. Vice President	AAward	+97.3K sh	—	—	97,277.184
2016-08-04	WFCWELLS FARGO & COMPANY/MNG Gift	Senior Exec. Vice President	GGift	+2,446 sh	—	—	428,590
2016-08-04	WFCWELLS FARGO & COMPANY/MNG Gift	Senior Exec. Vice President	GGift	−2,446 sh	—	—	0
2016-07-29	WFCWELLS FARGO & COMPANY/MNG Gift	Senior Exec. Vice President	GGift	+2,807 sh	—	—	428,590
2016-07-29	WFCWELLS FARGO & COMPANY/MNG Gift	Senior Exec. Vice President	GGift	−2,807 sh	—	—	0
2016-07-28	WFCWELLS FARGO & COMPANY/MN · Restricted Share RightM Exercise/Conversion	Senior Exec. Vice President	MExercise/Conversion	−4,484.744 sh	—	—	13,452.172
2016-07-28	WFCWELLS FARGO & COMPANY/MNM Exercise/Conversion	Senior Exec. Vice President	MExercise/Conversion	+4,484.744 sh	—	—	7,291.744
2016-07-28	WFCWELLS FARGO & COMPANY/MNF Tax Payment	Senior Exec. Vice President	FTax Payment	−2,038.744 sh	$48.13	−$98.1K	5,253
2016-07-22	WFCWELLS FARGO & COMPANY/MN · Restricted Share RightM Exercise/Conversion	Senior Exec. Vice President	MExercise/Conversion	−5,146.495 sh	—	—	10,291.933
2016-07-22	WFCWELLS FARGO & COMPANY/MNM Exercise/Conversion	Senior Exec. Vice President	MExercise/Conversion	+5,146.495 sh	—	—	5,146.495
2016-07-22	WFCWELLS FARGO & COMPANY/MNF Tax Payment	Senior Exec. Vice President	FTax Payment	−2,339.495 sh	$48.32	−$113K	2,807
2016-04-22	WFCWELLS FARGO & COMPANY/MNS Sale	Senior Exec. Vice President	SSale	−62.3K sh	$50.28	−$3.13M	423,337
2016-04-22	WFCWELLS FARGO & COMPANY/MNG Gift	Senior Exec. Vice President	GGift	−2,000 sh	—	—	485,637
2016-03-24	WFCWELLS FARGO & COMPANY/MNG Gift	Senior Exec. Vice President	GGift	+131K sh	—	—	487,637
2016-03-24	WFCWELLS FARGO & COMPANY/MNG Gift	Senior Exec. Vice President	GGift	−131K sh	—	—	0
2016-03-15	WFCWELLS FARGO & COMPANY/MN · Restricted Share RightM Exercise/Conversion	Senior Exec. Vice President	MExercise/Conversion	−826.11 sh	—	—	1,652.22
2016-03-15	WFCWELLS FARGO & COMPANY/MN · Restricted Share RightM Exercise/Conversion	Senior Exec. Vice President	MExercise/Conversion	−1,566.65 sh	—	—	1,566.651
2016-03-15	WFCWELLS FARGO & COMPANY/MNF Tax Payment	Senior Exec. Vice President	FTax Payment	−434.639 sh	$49.98	−$21.7K	129,136
2016-03-15	WFCWELLS FARGO & COMPANY/MNM Exercise/Conversion	Senior Exec. Vice President	MExercise/Conversion	+1,405.639 sh	—	—	129,570.639
2016-03-15	WFCWELLS FARGO & COMPANY/MNF Tax Payment	Senior Exec. Vice President	FTax Payment	−117K sh	$49.98	−$5.87M	128,165
2016-03-15	WFCWELLS FARGO & COMPANY/MNM Exercise/Conversion	Senior Exec. Vice President	MExercise/Conversion	+246K sh	—	—	245,527.382
2016-03-15	WFCWELLS FARGO & COMPANY/MN · Restricted Share RightM Exercise/Conversion	Senior Exec. Vice President	MExercise/Conversion	−1,405.639 sh	—	—	0
2016-03-15	WFCWELLS FARGO & COMPANY/MNM Exercise/Conversion	Senior Exec. Vice President	MExercise/Conversion	+826.11 sh	—	—	131,045.11
2016-03-15	WFCWELLS FARGO & COMPANY/MNM Exercise/Conversion	Senior Exec. Vice President	MExercise/Conversion	+1,566.65 sh	—	—	130,702.65
2016-03-15	WFCWELLS FARGO & COMPANY/MNF Tax Payment	Senior Exec. Vice President	FTax Payment	−483.65 sh	$49.98	−$24.2K	130,219
2016-03-15	WFCWELLS FARGO & COMPANY/MNF Tax Payment	Senior Exec. Vice President	FTax Payment	−372.11 sh	$49.98	−$18.6K	130,673
2016-03-15	WFCWELLS FARGO & COMPANY/MN · 2013 Performance SharesM Exercise/Conversion	Senior Exec. Vice President	MExercise/Conversion	−246K sh	—	—	0
2016-03-01	WFCWELLS FARGO & COMPANY/MN · 2013 Performance SharesA Award	Senior Exec. Vice President	AAward	+246K sh	—	—	245,527.382
2015-07-28	WFCWELLS FARGO & COMPANY/MNG Gift	Senior Exec. Vice President	GGift	+2,731 sh	—	—	356,964
2015-07-28	WFCWELLS FARGO & COMPANY/MN · Restricted Share RightA Award	Senior Exec. Vice President	AAward	+17.4K sh	—	—	17,422
2015-07-28	WFCWELLS FARGO & COMPANY/MNG Gift	Senior Exec. Vice President	GGift	−2,731 sh	—	—	0
2015-07-22	WFCWELLS FARGO & COMPANY/MNM Exercise/Conversion	Senior Exec. Vice President	MExercise/Conversion	+4,998.754 sh	—	—	4,998.754
2015-07-22	WFCWELLS FARGO & COMPANY/MNF Tax Payment	Senior Exec. Vice President	FTax Payment	−2,267.754 sh	$58.52	−$133K	2,731
2015-07-22	WFCWELLS FARGO & COMPANY/MN · Restricted Share RightM Exercise/Conversion	Senior Exec. Vice President	MExercise/Conversion	−4,998.754 sh	—	—	14,995.236
2015-04-20	WFCWELLS FARGO & COMPANY/MNG Gift	Senior Exec. Vice President	GGift	−1,824 sh	—	—	354,233
2015-04-16	WFCWELLS FARGO & COMPANY/MNS Sale	Senior Exec. Vice President	SSale	−77K sh	$54.81	−$4.22M	356,057
2015-03-23	WFCWELLS FARGO & COMPANY/MNG Gift	Senior Exec. Vice President	GGift	−152K sh	—	—	0

Recent filings

Accepted (ET)
Jun 94
WELLS FARGO & COMPANY/MN0001127602-17-021048
SEC(opens sec.gov)
Mar 174
WELLS FARGO & COMPANY/MN0001127602-17-012100
SEC(opens sec.gov)
Mar 34
WELLS FARGO & COMPANY/MN0001127602-17-010046
SEC(opens sec.gov)
Mar 24
WELLS FARGO & COMPANY/MN0001127602-17-009580
SEC(opens sec.gov)
Feb 135
WELLS FARGO & COMPANY/MN0001127602-17-005298
SEC(opens sec.gov)
Jul 294
WELLS FARGO & COMPANY/MN0001127602-16-058904
SEC(opens sec.gov)

Companies

Address

ONE WACHOVIA CENTER

CHARLOTTE, NC, 28288-0013