Insider · CIK 0001241109

BOWEN JAMES A

Reports to the SEC for 22 companies · WHEATON, IL

sec.gov

Transactions

Companies

Filings

CIK

0001241109

Forms 4 and 5

Insider transactions

48 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-03-12	FTHYFIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDP Purchase	Director, Officer - Investment Advisor	PPurchase	+30K sh	$14.46	+$434K	169,500
2024-12-16	FFAFIRST TRUST ENHANCED EQUITY INCOME FUNDS Sale	Director, Officer - Investment Advisor	SSale	−4,003 sh	$21.01	−$84.1K	0
2024-12-16	FCTFIRST TRUST SENIOR FLOATING RATE INCOME FUND IIS Sale	Director, Officer - Investment Advisor	SSale	−3,955 sh	$10.41	−$41.2K	0
2024-10-01	FTHYFIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDP Purchase	Director, Officer - Investment Advisor	PPurchase	+12.1K sh	$15.09	+$183K	139,500
2024-09-30	FTHYFIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDP Purchase	Director, Officer - Investment Advisor	PPurchase	+4,370 sh	$15.20	+$66.4K	123,370
2024-09-10	FTHYFIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDP Purchase	Director, Officer - Investment Advisor	PPurchase	+17K sh	$14.75	+$251K	123,000
2024-04-12	FTHYFIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDP Purchase	Director, Officer - Investment Advisor	PPurchase	+20K sh	$14.07	+$281K	106,000
2024-04-03	FTHYFIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDP Purchase	Director, Officer - Investment Advisor	PPurchase	+16K sh	$14.25	+$228K	86,000
2024-03-26	FTHYFIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDP Purchase	Director, Officer - Investment Advisor	PPurchase	+50K sh	$14.50	+$725K	70,000
2022-03-07	FTHYFIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDP Purchase	Director, Officer - Investment Advisor	PPurchase	+20K sh	$17.74	+$355K	20,000
2021-08-23	FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDP Purchase	Director, Officer - Investment Advisor	PPurchase	+35.3K sh	$13.60	+$480K	157,808
2021-08-16	FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDP Purchase	Director, Officer - Investment Advisor	PPurchase	+6,240 sh	$13.74	+$85.8K	122,528
2021-01-25	FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDP Purchase	Director, Officer - Investment Advisor	PPurchase	+45K sh	$12.11	+$545K	116,288
2019-08-14	FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDP Purchase	Director, Officer - Investment Advisor	PPurchase	+3,000 sh	$13.01	+$39K	71,288
2019-06-07	FIRST TRUST HIGH INCOME LONG/SHORT FUNDJ Other	Director, Officer - Investment Advisor	JOther	−1,211 sh	—	—	7,025
2019-06-07	FCTFIRST TRUST SENIOR FLOATING RATE INCOME FUND IIJ Other	Director, Officer - Investment Advisor	JOther	−1,000 sh	—	—	3,955
2018-10-11	FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDP Purchase	Director, Officer - Investment Advisor	PPurchase	+30K sh	$14.40	+$432K	68,288
2018-08-22	FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDP Purchase	Director, Officer - Investment Advisor	PPurchase	+5,437 sh	$15.82	+$86K	38,288
2018-08-20	FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDP Purchase	Director, Officer - Investment Advisor	PPurchase	+5,200 sh	$15.78	+$82.1K	32,851
2018-08-17	FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUNDP Purchase	Director, Officer - Investment Advisor	PPurchase	+27.7K sh	$15.71	+$434K	27,651
2018-08-08	BANDBandwidth Inc.S Sale	10% Owner	SSale	−350K sh	$42.00	−$14.7M	13,113
2018-07-17	BANDBandwidth Inc.C Conversion	10% Owner	CConversion	+350K sh	—	—	363,113
2018-07-17	BANDBandwidth Inc.C Conversion	10% Owner	CConversion	−350K sh	—	—	751,356
2018-06-28	BANDBandwidth Inc.J Other	10% Owner	JOther	+13.1K sh	—	—	13,113
2018-06-28	BANDBandwidth Inc.J Other	10% Owner	JOther	+24.1K sh	—	—	24,088
2018-06-28	BANDBandwidth Inc.J Other	10% Owner	JOther	−369K sh	—	—	178,573
2018-06-25	FIRST TRUST HIGH INCOME LONG/SHORT FUNDJ Other	Director, Officer - Investment Advisor	JOther	+1,211 sh	—	—	8,236
2018-02-15	BANDBandwidth Inc. · Warrant for Class B Common StockX Exercise of In-Money	10% Owner	XExercise of In-Money	−4,927 sh	—	—	0
2018-02-15	BANDBandwidth Inc.X Exercise of In-Money	10% Owner	XExercise of In-Money	+4,927 sh	$10.26	+$50.6K	1,101,356
2018-01-16	BANDBandwidth Inc. · Warrant for Class B Common StockX Exercise of In-Money	10% Owner	XExercise of In-Money	−1,252 sh	—	—	0
2018-01-16	BANDBandwidth Inc.X Exercise of In-Money	10% Owner	XExercise of In-Money	+1,252 sh	$6.57	+$8,225.64	1,096,429
2017-11-28	BANDBandwidth Inc.S Sale	10% Owner	SSale	−159K sh	$18.60	−$2.95M	547,743
2015-08-24	FCTFIRST TRUST SENIOR FLOATING RATE INCOME FUND IIP Purchase	Director, Officer - Investment Advisor	PPurchase	+3,955 sh	$12.80	+$50.6K	4,955
2015-08-24	FIRST TRUST HIGH INCOME LONG/SHORT FUNDP Purchase	Director, Officer - Investment Advisor	PPurchase	+7,025 sh	$14.37	+$101K	7,025
2015-08-24	FFAFIRST TRUST ENHANCED EQUITY INCOME FUNDP Purchase	Director, Officer - Investment Advisor	PPurchase	+4,003 sh	$12.94	+$51.8K	4,003
2009-09-28	FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUNDS Sale	Director, President	SSale	−750 sh	$15.29	−$11.5K	0
2009-09-28	FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUNDS Sale	Director, President	SSale	−2,250 sh	$17.08	−$38.4K	0
2009-03-05	MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUNDS Sale	Director, President	SSale	−500 sh	$6.95	−$3,475	500
2009-03-05	MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUNDS Sale	Director, President	SSale	−500 sh	$6.95	−$3,475.45	0
2007-08-01	FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUNDP Purchase	Director, President	PPurchase	+250 sh	$18.30	+$4,575	2,250
2005-07-27	FIRST TRUST VALUE LINE DIVIDEND FUNDP Purchase	Director, President	PPurchase	+500 sh	$15.11	+$7,555	3,100
2005-04-20	FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUNDP Purchase	Director, President	PPurchase	+250 sh	$16.95	+$4,237.5	750
2005-04-20	FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUNDP Purchase	Director, President	PPurchase	+250 sh	$17.07	+$4,267.5	250
2005-04-20	FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUNDP Purchase	Director, President	PPurchase	+250 sh	$17.00	+$4,250	500
2004-06-17	FIRST TRUST VALUE LINE R & IBBOTSON EQUITY ALLOCATION FUNDP Purchase	Director, President	PPurchase	+250 sh	$16.85	+$4,212.5	1,250
2004-06-17	FIRST TRUST VALUE LINE R & IBBOTSON EQUITY ALLOCATION FUNDP Purchase	Director, President	PPurchase	+250 sh	$16.90	+$4,225	1,000
2004-04-28	FIRST TRUST VALUE LINE DIVIDEND FUNDP Purchase	Director, President	PPurchase	+500 sh	$13.77	+$6,885	2,500
2004-02-10	FIRST TRUST VALUE LINE DIVIDEND FUNDP Purchase	Director, President	PPurchase	+1,000 sh	$14.71	+$14.7K	1,000

Recent filings

Accepted (ET)
Mar 134
BOWEN JAMES A0001445546-25-002024
SEC(opens sec.gov)
Dec 174
BOWEN JAMES A0001445546-24-008490
SEC(opens sec.gov)
Dec 174
BOWEN JAMES A0001445546-24-008492
SEC(opens sec.gov)
Oct 24
BOWEN JAMES A0001445546-24-006685
SEC(opens sec.gov)
Oct 14
BOWEN JAMES A0001445546-24-006670
SEC(opens sec.gov)
Sep 114
BOWEN JAMES A0001445546-24-006260
SEC(opens sec.gov)
Apr 154
BOWEN JAMES A0001445546-24-002841
SEC(opens sec.gov)
Apr 44
BOWEN JAMES A0001445546-24-002589
SEC(opens sec.gov)
Mar 274
BOWEN JAMES A0001445546-24-002523
SEC(opens sec.gov)
Jan 104
BOWEN JAMES A0001241109-24-000001
SEC(opens sec.gov)
Mar 84
BOWEN JAMES A0001445546-22-001930
SEC(opens sec.gov)
Aug 244
BOWEN JAMES A0001445546-21-004121
SEC(opens sec.gov)
Aug 174
BOWEN JAMES A0001445546-21-004026
SEC(opens sec.gov)
Jan 264
BOWEN JAMES A0001445546-21-000554
SEC(opens sec.gov)
Sep 264
BOWEN JAMES A0001445546-19-004017
SEC(opens sec.gov)
Sep 264
BOWEN JAMES A0001445546-19-004014
SEC(opens sec.gov)
Aug 154
BOWEN JAMES A0001445546-19-003499
SEC(opens sec.gov)
Oct 124
BOWEN JAMES A0001445546-18-004528
SEC(opens sec.gov)
Aug 234
BOWEN JAMES A0001445546-18-003851
SEC(opens sec.gov)
Aug 224
BOWEN JAMES A0001445546-18-003844
SEC(opens sec.gov)

Companies

Address

C/O FIRST TRUST ADVISORS LP 120 EAST LIBERTY DRIVE, SUITE 400

WHEATON, IL, 60187