BIRCH ROBERT F

CIK 00012425234 companies200 VESEY STREET, 10TH FLOOR, NY

Transactions

Companies

Filings

CIK

0001242523

Recent Transactions

12 trades

Purchase
HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.
Common Stock
2009-11-10$5.79/sh+726→ 2,926 total
Purchase
HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.
Common Stock
2009-11-10$5.75/sh+2,374→ 5,700 total
Purchase
HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.
Common Stock
2009-11-10$5.79/sh+400→ 3,326 total
Exercise of In-Money
NEW AMERICA HIGH INCOME FUND INC
Subscription Rights (rights to buy)
2007-09-17−9,777→ 0 total
Exercise of In-Money
NEW AMERICA HIGH INCOME FUND INC
Subscription Rights (rights to buy)
2007-09-17−34,014→ 0 total
Exercise of In-Money
NEW AMERICA HIGH INCOME FUND INC
Common Stock
2007-09-17$1.83/sh+34,014→ 136,058 total
Exercise of In-Money
NEW AMERICA HIGH INCOME FUND INC
Common Stock
2007-09-17$1.83/sh+9,777→ 39,111 total
Sale
NEW AMERICA HIGH INCOME FUND INC
Common Stock
2007-06-25$2.23/sh−33,607→ 102,044 total
Exercise of In-Money
NEW AMERICA HIGH INCOME FUND INC
Common Stock
2003-08-18$1.81/sh+7,333→ 29,333 total
Exercise of In-Money
NEW AMERICA HIGH INCOME FUND INC
Subscription Right (right to buy)
2003-08-18−7,333→ 0 total
Exercise of In-Money
NEW AMERICA HIGH INCOME FUND INC
Subscription Right (right to buy)
2003-08-18−42,828→ 0 total
Exercise of In-Money
NEW AMERICA HIGH INCOME FUND INC
Common Stock
2003-08-18$1.81/sh+42,828→ 171,312 total

C/O BROOKFIELD INVESTMENT MANAGEMENT,INC THREE WORLD FINANCIAL CENTER

200 VESEY STREET, 10TH FLOOR, NY, 10281-1010