Insider · CIK 0001242523

BIRCH ROBERT F

Reports to the SEC for 4 companies · 200 VESEY STREET, 10TH FLOOR, NY

sec.gov

Transactions

Companies

Filings

CIK

0001242523

Forms 4 and 5

Insider transactions

12 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2009-11-10	HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.P Purchase	Director	PPurchase	+726 sh	$5.79	+$4,203.54	2,926
2009-11-10	HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.P Purchase	Director	PPurchase	+2,374 sh	$5.75	+$13.7K	5,700
2009-11-10	HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.P Purchase	Director	PPurchase	+400 sh	$5.79	+$2,315.6	3,326
2007-09-17	NEW AMERICA HIGH INCOME FUND INCSubscription Rights (rights to buy)X Exercise of In-Money	Director, President	XExercise of In-Money	−9,777 sh	—	—	0
2007-09-17	NEW AMERICA HIGH INCOME FUND INCX Exercise of In-Money	Director, President	XExercise of In-Money	+34K sh	$1.83	+$62.2K	136,058
2007-09-17	NEW AMERICA HIGH INCOME FUND INCX Exercise of In-Money	Director, President	XExercise of In-Money	+9,777 sh	$1.83	+$17.9K	39,111
2007-09-17	NEW AMERICA HIGH INCOME FUND INCSubscription Rights (rights to buy)X Exercise of In-Money	Director, President	XExercise of In-Money	−34K sh	—	—	0
2007-06-25	NEW AMERICA HIGH INCOME FUND INCS Sale	Director, President	SSale	−33.6K sh	$2.23	−$75K	102,044
2003-08-18	NEW AMERICA HIGH INCOME FUND INCX Exercise of In-Money	Director, President	XExercise of In-Money	+7,333 sh	$1.81	+$13.3K	29,333
2003-08-18	NEW AMERICA HIGH INCOME FUND INCX Exercise of In-Money	Director, President	XExercise of In-Money	+42.8K sh	$1.81	+$77.5K	171,312
2003-08-18	NEW AMERICA HIGH INCOME FUND INCSubscription Right (right to buy)X Exercise of In-Money	Director, President	XExercise of In-Money	−7,333 sh	—	—	0
2003-08-18	NEW AMERICA HIGH INCOME FUND INCSubscription Right (right to buy)X Exercise of In-Money	Director, President	XExercise of In-Money	−42.8K sh	—	—	0

Recent filings

Accepted (ET)
Nov 184
HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.0001173788-09-000006
SEC(opens sec.gov)
Sep 194
NEW AMERICA HIGH INCOME FUND INC0001255647-07-000005
SEC(opens sec.gov)
Jun 264
NEW AMERICA HIGH INCOME FUND INC0001242523-07-000002
SEC(opens sec.gov)
Aug 204
BIRCH ROBERT F0001242523-03-000001
SEC(opens sec.gov)

Companies

Address

C/O BROOKFIELD INVESTMENT MANAGEMENT,INC THREE WORLD FINANCIAL CENTER

200 VESEY STREET, 10TH FLOOR, NY, 10281-1010