Insider · CIK 0001242542

LAI CLIFFORD E

Reports to the SEC for 3 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001242542

Forms 4 and 5

Insider transactions

17 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2007-06-28	Crystal River Capital, Inc.P Purchase	Director, President	PPurchase	+4,000 sh	$24.65	+$98.6K	58,000
2006-06-13	HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.P Purchase	Director, President	PPurchase	+4,300 sh	$12.41	+$53.4K	36,625
2006-06-13	HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.P Purchase	Director, President	PPurchase	+1,450 sh	$12.41	+$18K	13,825
2006-06-13	HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.P Purchase	Director, President	PPurchase	+100 sh	$12.36	+$1,236	28,725
2006-06-13	HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.P Purchase	Director, President	PPurchase	+1,900 sh	$12.39	+$23.5K	30,625
2006-06-13	HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.P Purchase	Director, President	PPurchase	+200 sh	$12.40	+$2,480	30,825
2006-06-13	HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.P Purchase	Director, President	PPurchase	+100 sh	$12.40	+$1,240	30,925
2006-06-13	HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.P Purchase	Director, President	PPurchase	+200 sh	$12.39	+$2,478	32,325
2006-06-13	HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.P Purchase	Director, President	PPurchase	+1,200 sh	$12.40	+$14.9K	32,125
2005-10-17	HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.P Purchase	Director, President	PPurchase	+2,500 sh	$12.59	+$31.5K	23,175
2005-10-17	HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.P Purchase	Director, President	PPurchase	+4,000 sh	$12.58	+$50.3K	27,175
2005-06-21	HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.P Purchase	Director, President	PPurchase	+3,600 sh	$14.00	+$50.4K	9,600
2004-04-26	HYPERION 2005 INVESTMENT GRADE OPPORTUNITY TERM TRUST INCP Purchase	President of the Issuer	PPurchase	+5,300 sh	$9.53	+$50.5K	23,200
2004-04-21	HYPERION 2005 INVESTMENT GRADE OPPORTUNITY TERM TRUST INCP Purchase	President of the Issuer	PPurchase	+1,500 sh	$9.50	+$14.3K	17,900
2004-04-21	HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.P Purchase	Director, President	PPurchase	+1,000 sh	$13.35	+$13.4K	4,500
2003-08-04	HYPERION 2005 INVESTMENT GRADE OPPORTUNITY TERM TRUST INCP Purchase	President of the Issuer	PPurchase	+700 sh	$9.40	+$6,580	8,600
2003-08-04	HYPERION 2005 INVESTMENT GRADE OPPORTUNITY TERM TRUST INCP Purchase	President of the Issuer	PPurchase	+7,800 sh	$9.41	+$73.4K	16,400

Recent filings

Accepted (ET)
Jun 284
Crystal River Capital, Inc.0001344705-07-000030
SEC(opens sec.gov)
Jun 134
HYPERION STRATEGIC MORTGAGE INCOME FUND INC0001173788-06-000010
SEC(opens sec.gov)
Jun 134
HYPERION STRATEGIC MORTGAGE INCOME FUND INC0001173788-06-000008
SEC(opens sec.gov)
Oct 174
HYPERION STRATEGIC MORTGAGE INCOME FUND INC0001173788-05-000014
SEC(opens sec.gov)
Jun 214
HYPERION STRATEGIC MORTGAGE INCOME FUND INC0001173788-05-000008
SEC(opens sec.gov)
Apr 274
LAI CLIFFORD E0000895415-04-000005
SEC(opens sec.gov)
Apr 224
LAI CLIFFORD E0001173788-04-000012
SEC(opens sec.gov)
Apr 224
HYPERION STRATEGIC MORTGAGE INCOME FUND INC0001173788-04-000011
SEC(opens sec.gov)
Aug 44
LAI CLIFFORD E0001242542-03-000001
SEC(opens sec.gov)

Companies

Address

C/O CRYSTAL RIVER CAPITAL, INC. 3 WFC, 200 VESEY STREET, 10TH FLOOR

NEW YORK, NY, 10281-1010