Insider · CIK 0001244066

LIU JOSEPH Y

Reports to the SEC for 2 companies · FREMONT, CA

sec.gov

Transactions

Companies

Filings

CIK

0001244066

Forms 4 and 5

Insider transactions

30 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-12-23	OPLINK COMMUNICATIONS INCU Disposition from Tender	Director, Chairman and CEO	UDisposition from Tender	−670K sh	$24.25	−$16.2M	0
2014-12-23	OPLINK COMMUNICATIONS INCStock Options (right to buy)D Disposition to Issuer	Director, Chairman and CEO	DDisposition to Issuer	−700K sh	—	—	0
2014-12-23	OPLINK COMMUNICATIONS INCStock Options (right to buy)D Disposition to Issuer	Director, Chairman and CEO	DDisposition to Issuer	−200K sh	—	—	0
2014-12-23	OPLINK COMMUNICATIONS INCRestricted Stock UnitsD Disposition to Issuer	Director, Chairman and CEO	DDisposition to Issuer	−75K sh	—	—	0
2014-08-13	OPLINK COMMUNICATIONS INCRestricted Stock UnitsA Award	Director, Chairman and CEO	AAward	+25K sh	—	—	25,000
2013-08-14	OPLINK COMMUNICATIONS INCRestricted Stock UnitsA Award	Director, Chairman and CEO	AAward	+50K sh	—	—	50,000
2013-08-12	OPLINK COMMUNICATIONS INCM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	+25K sh	—	—	678,742
2013-08-12	OPLINK COMMUNICATIONS INCF Tax Payment	Director, Chairman and CEO	FTax Payment	−9,170 sh	$21.69	−$199K	669,572
2013-08-12	OPLINK COMMUNICATIONS INCRestricted stock unitsM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	−25K sh	—	—	0
2012-09-21	OPLINK COMMUNICATIONS INCM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	+174K sh	$5.46	+$951K	653,742
2012-09-21	OPLINK COMMUNICATIONS INCOption to PurchaseM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	+174K sh	—	—	0
2012-08-29	OPLINK COMMUNICATIONS INCOption (Right to buy)A Award	Director, Chairman and CEO	AAward	+200K sh	—	—	200,000
2012-08-13	OPLINK COMMUNICATIONS INCM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	+25K sh	—	—	488,696
2012-08-13	OPLINK COMMUNICATIONS INCF Tax Payment	Director, Chairman and CEO	FTax Payment	−9,170 sh	$13.64	−$125K	479,526
2012-08-13	OPLINK COMMUNICATIONS INCRestricted Stock UnitsM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	−25K sh	—	—	25,000
2012-05-31	OPLINK COMMUNICATIONS INCP Purchase	Director, Chairman and CEO	PPurchase	+387K sh	$4.64	+$1.8M	463,696
2012-05-31	OPLINK COMMUNICATIONS INCOption to PurchaseM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	+387K sh	—	—	0
2011-08-12	OPLINK COMMUNICATIONS INCM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	+50K sh	—	—	365,925
2011-08-12	OPLINK COMMUNICATIONS INCF Tax Payment	Director, Chairman and CEO	FTax Payment	−18.3K sh	$15.86	−$291K	347,585
2011-08-12	OPLINK COMMUNICATIONS INCRestricted Stock UnitsM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	−50K sh	—	—	50,000
2011-02-28	OPLINK COMMUNICATIONS INCS Sale	Director, Chairman and CEO	SSale	−28.2K sh	$27.46	−$773K	315,925
2011-02-28	OPLINK COMMUNICATIONS INCOption to PurchaseM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	−28.2K sh	—	—	174,216
2011-02-18	OPLINK COMMUNICATIONS INCS Sale	Director, Chairman and CEO	SSale	−75K sh	$28.23	−$2.12M	315,925
2011-02-18	OPLINK COMMUNICATIONS INCOption to PurchaseM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	−75K sh	—	—	202,381
2011-02-10	OPLINK COMMUNICATIONS INCS Sale	Director, Chairman and CEO	SSale	−50K sh	$27.63	−$1.38M	315,925
2011-02-10	OPLINK COMMUNICATIONS INCOption to PurchaseM Exercise/Conversion	Director, Chairman and CEO	MExercise/Conversion	−50K sh	—	—	277,381
2009-08-12	OPLINK COMMUNICATIONS INCRestricted Stock UnitsA Award	Director, Chairman and CEO	AAward	+100K sh	—	—	100,000
2006-06-02	OPLINK COMMUNICATIONS INCOption (Right to buy)A Award	Director, Chairman and CEO	AAward	+700K sh	—	—	700,000
2005-06-09	INTERVIDEO INCStock Option (right to buy)A Award	Director	AAward	+5,412 sh	—	—	5,412
2004-05-31	INTERVIDEO INCStock Option (right to buy)A Award	Director	AAward	+5,412 sh	—	—	5,412

Recent filings

Accepted (ET)
Dec 234
OPLINK COMMUNICATIONS INC0001104659-14-088388
SEC(opens sec.gov)
Aug 144
OPLINK COMMUNICATIONS INC0001140361-14-032989
SEC(opens sec.gov)
Aug 154
OPLINK COMMUNICATIONS INC0001140361-13-033283
SEC(opens sec.gov)
Sep 244
LIU JOSEPH Y0001140361-12-041319
SEC(opens sec.gov)
Aug 314
LIU JOSEPH Y0001140361-12-039119
SEC(opens sec.gov)
Aug 164
LIU JOSEPH Y0001140361-12-037385
SEC(opens sec.gov)
Jun 44
LIU JOSEPH Y0001140361-12-028615
SEC(opens sec.gov)
Aug 164
LIU JOSEPH Y0001140361-11-042386
SEC(opens sec.gov)

Companies

Address

46335 LANDING PARKWAY

FREMONT, CA, 94538