Insider · CIK 0001246365

DURHAM MICHAEL D

Reports to the SEC for 3 companies · LITTLETON, CO

sec.gov

Transactions

Companies

Filings

CIK

0001246365

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-03-03	ARQArq, Inc. · Performance Share UnitsA Award	Director, President and CEO	AAward	+72.2K sh	—	—	201,768
2015-03-03	ARQArq, Inc.A Award	Director, President and CEO	AAward	+36.1K sh	—	—	541,895
2014-12-10	ARQArq, Inc.G Gift	Director, President and CEO	GGift	−17K sh	—	—	505,817
2014-11-11	ARQArq, Inc.G Gift	Director, President and CEO	GGift	−10K sh	—	—	522,817
2014-08-22	ARQArq, Inc.F Tax Payment	Director, President and CEO	FTax Payment	−50.9K sh	$21.00	−$1.07M	532,817
2014-08-22	ARQArq, Inc. · Stock OptionM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	+98K sh	—	—	0
2014-08-22	ARQArq, Inc.F Tax Payment	Director, President and CEO	FTax Payment	−50.9K sh	$21.00	−$1.07M	560,161
2014-08-22	ARQArq, Inc.M Exercise/Conversion	Director, President and CEO	MExercise/Conversion	+98K sh	$4.30	+$421K	611,100
2014-08-22	ARQArq, Inc. · Stock OptionM Exercise/Conversion	Director, President and CEO	MExercise/Conversion	−98K sh	—	—	0
2014-08-22	ARQArq, Inc.M Exercise/Conversion	Director, President and CEO	MExercise/Conversion	+98K sh	$4.30	+$421K	583,756
2014-02-11	ARQArq, Inc.A Award	Director, President and CEO	AAward	+18 sh	$52.18	+$939.24	256,540
2014-02-03	ARQArq, Inc.G Gift	Director, President and CEO	GGift	−1,200 sh	—	—	485,700
2014-01-13	ARQArq, Inc.S Sale	Director, President and CEO	SSale	−2,099 sh	$52.32	−$110K	257,723
2014-01-13	ARQArq, Inc.S Sale	Director, President and CEO	SSale	−1,201 sh	$53.05	−$63.7K	256,522
2014-01-03	ARQArq, Inc. · Performance Share UnitA Award	Director, President and CEO	AAward	+24.5K sh	—	—	64,806
2014-01-03	ARQArq, Inc.A Award	Director, President and CEO	AAward	+12.3K sh	$53.00	+$649K	262,743
2014-01-03	ARQArq, Inc.F Tax Payment	Director, President and CEO	FTax Payment	−2,921 sh	$53.00	−$155K	259,822
2013-11-29	ARQArq, Inc.G Gift	Director, President and CEO	GGift	−12K sh	—	—	468,236
2013-11-06	ARQArq, Inc.A Award	Director, President and CEO	AAward	+157 sh	$37.96	+$5,959.72	250,490
2013-08-20	ARQArq, Inc.G Gift	Director, President and CEO	GGift	−6,600 sh	—	—	479,922
2013-08-01	ARQArq, Inc.A Award	Director, President and CEO	AAward	+119 sh	$42.95	+$5,111.05	250,333
2013-05-14	ADA-ES INCA Award	President and CEO	AAward	+5,150 sh	$31.29	+$161K	250,214
2013-05-14	ADA-ES INCPerformance Share UnitsA Award	President and CEO	AAward	+40.3K sh	—	—	40,300
2013-05-02	ADA-ES INCA Award	President and CEO	AAward	+244 sh	$24.33	+$5,936.52	245,064
2013-02-20	ADA-ES INCA Award	President and CEO	AAward	+306 sh	$18.23	+$5,578.38	244,820
2012-10-29	ADA-ES INCA Award	President and CEO	AAward	+308 sh	$19.25	+$5,929	244,514
2012-08-08	ADA-ES INCA Award	President and CEO	AAward	+232 sh	$21.94	+$5,090.08	244,206
2012-05-02	ADA-ES INCA Award	President and CEO	AAward	+262 sh	$22.64	+$5,931.68	243,974
2012-05-01	ARQArq, Inc.G Gift	Director, President and CEO	GGift	−8,000 sh	—	—	473,280
2012-04-10	ARQArq, Inc.G Gift	Director, President and CEO	GGift	−6,000 sh	—	—	481,280
2012-01-31	ADA-ES INCA Award	President and CEO	AAward	+10 sh	$21.75	+$217.5	243,712
2012-01-31	ADA-ES INCA Award	President and CEO	AAward	+234 sh	$21.75	+$5,089.5	243,936
2011-11-18	ADA-ES INCA Award	President and CEO	AAward	+658 sh	$15.28	+$10.1K	243,702
2011-10-19	ADA-ES INCA Award	President and CEO	AAward	+416 sh	$14.26	+$5,932.16	243,044
2011-08-16	ADA-ES INCA Award	President and CEO	AAward	+399 sh	$14.86	+$5,929.14	242,628
2011-05-04	ADA-ES INCA Award	President and CEO	AAward	+484 sh	$10.49	+$5,077.16	242,229
2011-02-14	ADA-ES INCA Award	President and CEO	AAward	+494 sh	$12.00	+$5,928	241,745
2011-02-04	ADA-ES INCA Award	President and CEO	AAward	+14K sh	$12.12	+$170K	241,251
2010-12-22	ADA-ES INCS Sale	President and CEO	SSale	−5,000 sh	$10.13	−$50.7K	227,236
2010-12-21	ADA-ES INCS Sale	President and CEO	SSale	−5,000 sh	$10.06	−$50.3K	232,236
2010-11-16	ADA-ES INCF Tax Payment	President and CEO	FTax Payment	−875 sh	$5.58	−$4,882.5	237,236
2010-10-29	ADA-ES INCA Award	President and CEO	AAward	+845 sh	$6.01	+$5,078.45	238,111
2010-07-15	ADA-ES INCA Award	President and CEO	AAward	+715 sh	$6.47	+$4,626.05	236,559
2010-03-31	ADA-ES INCA Award	President and CEO	AAward	+349 sh	$7.96	+$2,778.04	239,559
2010-02-25	ADA-ES INCA Award	President and CEO	AAward	+8,124 sh	$5.17	+$42K	236,210
2010-02-17	ADA-ES INCA Award	President and CEO	AAward	+1,014 sh	$5.45	+$5,526.3	228,086
2010-01-27	ADA-ES INCA Award	President and CEO	AAward	+14.8K sh	$6.17	+$91.1K	219,983
2010-01-27	ADA-ES INCA Award	President and CEO	AAward	+7,107 sh	$6.17	+$43.9K	227,072
2009-11-09	ADA-ES INCA Award	President and CEO	AAward	+1,316 sh	$2.11	+$2,776.76	205,196
2009-08-18	ADA-ES INCA Award	President and CEO	AAward	+880 sh	$3.95	+$3,476	203,880

Recent filings

Accepted (ET)
Mar 54
Advanced Emissions Solutions, Inc.0001532659-15-000006
SEC(opens sec.gov)
Feb 175
Advanced Emissions Solutions, Inc.0001209191-15-014539
SEC(opens sec.gov)
Feb 174/A
Advanced Emissions Solutions, Inc.0001209191-15-014536
SEC(opens sec.gov)
Aug 264
Advanced Emissions Solutions, Inc.0001515156-14-000041
SEC(opens sec.gov)
Feb 184
Advanced Emissions Solutions, Inc.0001515156-14-000031
SEC(opens sec.gov)
Jan 154
Advanced Emissions Solutions, Inc.0001515156-14-000008
SEC(opens sec.gov)
Jan 74
Advanced Emissions Solutions, Inc.0001515156-14-000003
SEC(opens sec.gov)

Companies

Address

8100 SOUTHPARK WAY, B C/O ADA-ES, INC.

LITTLETON, CO, 80120-4525