Insider · CIK 0001248235

DUTKIEWICZ RICHARD P

Reports to the SEC for 3 companies · LAKEWOOD, CO

sec.gov

Transactions

Companies

Filings

CIK

0001248235

Forms 4 and 5

Insider transactions

36 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-02-13	OCSLOaktree Specialty Lending CorpP Purchase	Director	PPurchase	+4,000 sh	$4.57	+$18.3K	24,452.47
2017-02-13	Oaktree Strategic Income CorpP Purchase	Director	PPurchase	+1,000 sh	$8.68	+$8,676.9	5,000
2016-12-06	OCSLOaktree Specialty Lending CorpP Purchase	Director	PPurchase	+5,000 sh	$5.53	+$27.7K	19,847.375
2015-12-16	Oaktree Strategic Income CorpP Purchase	Director	PPurchase	+1,000 sh	$7.90	+$7,901.3	4,000
2015-09-18	Oaktree Strategic Income CorpP Purchase	Director	PPurchase	+1,000 sh	$8.89	+$8,889.9	3,000
2014-09-25	Oaktree Strategic Income CorpP Purchase	Director	PPurchase	+1,000 sh	$11.50	+$11.5K	2,000
2013-12-02	OCSLOaktree Specialty Lending CorpP Purchase	Director	PPurchase	+250 sh	$9.35	+$2,336.275	10,564.67
2013-07-19	Oaktree Strategic Income CorpP Purchase	Director	PPurchase	+300 sh	$14.29	+$4,288.32	600
2013-07-19	Oaktree Strategic Income CorpP Purchase	Director	PPurchase	+400 sh	$14.29	+$5,716	1,000
2013-07-19	Oaktree Strategic Income CorpP Purchase	Director	PPurchase	+300 sh	$14.30	+$4,289.97	300
2013-05-15	OCSLOaktree Specialty Lending CorpP Purchase	Director	PPurchase	+2,000 sh	$10.79	+$21.6K	7,778.181
2013-05-15	OCSLOaktree Specialty Lending CorpP Purchase	Director	PPurchase	+1,000 sh	$10.79	+$10.8K	9,778.181
2013-05-15	OCSLOaktree Specialty Lending CorpP Purchase	Director	PPurchase	+1,000 sh	$10.79	+$10.8K	8,778.181
2012-03-12	OCSLOaktree Specialty Lending CorpP Purchase	Director	PPurchase	+100 sh	$9.95	+$994.75	5,361
2012-03-12	OCSLOaktree Specialty Lending CorpP Purchase	Director	PPurchase	+2,900 sh	$9.95	+$28.9K	5,261
2011-08-09	OCSLOaktree Specialty Lending CorpP Purchase	Director	PPurchase	+200 sh	$8.80	+$1,760	2,200
2011-08-09	OCSLOaktree Specialty Lending CorpP Purchase	Director	PPurchase	+1,000 sh	$8.80	+$8,796.7	2,000
2010-03-15	OCSLOaktree Specialty Lending CorpP Purchase	Director	PPurchase	+800 sh	$12.00	+$9,600	1,000
2010-02-23	EINSTEIN NOAH RESTAURANT GROUP INCEmployee stock option (right to buy)A Award	Chief Financial Officer	AAward	+25K sh	—	—	25,000
2009-02-27	EINSTEIN NOAH RESTAURANT GROUP INCEmployee stock option (right to buy)A Award	Chief Financial Officer	AAward	+18K sh	—	—	18,000
2007-12-20	EINSTEIN NOAH RESTAURANT GROUP INCS Sale	Chief Financial Officer	SSale	−125 sh	$16.85	−$2,106.25	9,716
2007-12-20	EINSTEIN NOAH RESTAURANT GROUP INCS Sale	Chief Financial Officer	SSale	−159 sh	$16.44	−$2,613.96	9,841
2007-12-20	EINSTEIN NOAH RESTAURANT GROUP INCS Sale	Chief Financial Officer	SSale	−300 sh	$17.63	−$5,289.03	9,000
2007-12-20	EINSTEIN NOAH RESTAURANT GROUP INCS Sale	Chief Financial Officer	SSale	−141 sh	$16.86	−$2,377.26	9,300
2007-12-20	EINSTEIN NOAH RESTAURANT GROUP INCS Sale	Chief Financial Officer	SSale	−275 sh	$16.85	−$4,633.778	9,441
2007-12-19	EINSTEIN NOAH RESTAURANT GROUP INCS Sale	Chief Financial Officer	SSale	−200 sh	$16.50	−$3,300	10,100
2007-12-19	EINSTEIN NOAH RESTAURANT GROUP INCS Sale	Chief Financial Officer	SSale	−400 sh	$16.37	−$6,548.04	10,300
2007-12-19	EINSTEIN NOAH RESTAURANT GROUP INCS Sale	Chief Financial Officer	SSale	−100 sh	$16.62	−$1,662	10,000
2007-12-19	EINSTEIN NOAH RESTAURANT GROUP INCS Sale	Chief Financial Officer	SSale	−100 sh	$15.75	−$1,575.01	10,700
2007-12-19	EINSTEIN NOAH RESTAURANT GROUP INCS Sale	Chief Financial Officer	SSale	−200 sh	$15.75	−$3,150	10,800
2006-04-27	EINSTEIN NOAH RESTAURANT GROUP INCEmployee stock option (right to buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+909 sh	—	—	14,716
2006-04-27	EINSTEIN NOAH RESTAURANT GROUP INCEmployee stock option (right to buy)M Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+5,208 sh	—	—	0
2006-04-27	EINSTEIN NOAH RESTAURANT GROUP INCM Exercise/Conversion	Chief Financial Officer	MExercise/Conversion	+6,117 sh	$2.30	+$14.1K	7,000
2005-12-30	EINSTEIN NOAH RESTAURANT GROUP INCG Gift	Chief Financial Officer	GGift	−200 sh	—	—	883
2005-09-06	EINSTEIN NOAH RESTAURANT GROUP INCP Purchase	Chief Financial Officer	PPurchase	+500 sh	$2.50	+$1,250	1,000
2005-08-25	EINSTEIN NOAH RESTAURANT GROUP INCP Purchase	Chief Financial Officer	PPurchase	+500 sh	$2.50	+$1,250	500

Recent filings

Accepted (ET)
Feb 134
Fifth Street Finance Corp.0001414932-17-000006
SEC(opens sec.gov)
Feb 134
Fifth Street Senior Floating Rate Corp.0001577791-17-000005
SEC(opens sec.gov)
Dec 74
Fifth Street Finance Corp.0001414932-16-000035
SEC(opens sec.gov)
Dec 174
Fifth Street Senior Floating Rate Corp.0001577791-15-000019
SEC(opens sec.gov)
Sep 184
Fifth Street Senior Floating Rate Corp.0001577791-15-000015
SEC(opens sec.gov)
Sep 264
Fifth Street Senior Floating Rate Corp.0001577791-14-000048
SEC(opens sec.gov)
Dec 34
Fifth Street Finance Corp.0001414932-13-000016
SEC(opens sec.gov)
Jul 194
Fifth Street Senior Floating Rate Corp.0001209191-13-037330
SEC(opens sec.gov)
May 164
DUTKIEWICZ RICHARD P0001209191-13-026718
SEC(opens sec.gov)
Mar 134
DUTKIEWICZ RICHARD P0001209191-12-017925
SEC(opens sec.gov)
Aug 114
DUTKIEWICZ RICHARD P0001209191-11-043668
SEC(opens sec.gov)
Mar 174
DUTKIEWICZ RICHARD P0001209191-10-017512
SEC(opens sec.gov)
Feb 244
DUTKIEWICZ RICHARD P0001235110-10-000065
SEC(opens sec.gov)
Mar 34
DUTKIEWICZ RICHARD P0001235110-09-000058
SEC(opens sec.gov)

Companies

Address

C/O EINSTEIN NOAH RESTAURANT GROUP, INC. 555 ZANG STREET, SUITE 300

LAKEWOOD, CO, 80228