Insider · CIK 0001248272

COOK GERALD

Reports to the SEC for 1 company · CITY OF INDUSTRY, CA

sec.gov

Transactions

Companies

Filings

CIK

0001248272

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-01-17	HOT TOPIC INC /CA/M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	+29K sh	$9.56	+$277K	45,285
2013-01-17	HOT TOPIC INC /CA/Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	−29K sh	—	—	6,250
2013-01-17	HOT TOPIC INC /CA/S Sale	Chief Store Officer	SSale	−29K sh	$11.08	−$321K	16,285
2013-01-16	HOT TOPIC INC /CA/Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	−47.4K sh	—	—	35,250
2013-01-16	HOT TOPIC INC /CA/M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	+47.4K sh	$9.56	+$453K	63,685
2013-01-16	HOT TOPIC INC /CA/S Sale	Chief Store Officer	SSale	−47.4K sh	$11.02	−$523K	16,285
2013-01-09	HOT TOPIC INC /CA/S Sale	Chief Store Officer	SSale	−16.9K sh	$11.00	−$186K	16,285
2013-01-09	HOT TOPIC INC /CA/M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	+16.9K sh	$9.56	+$162K	33,192
2013-01-09	HOT TOPIC INC /CA/Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	−16.9K sh	—	—	82,650
2013-01-04	HOT TOPIC INC /CA/S Sale	Chief Store Officer	SSale	−443 sh	$11.00	−$4,873	16,285
2013-01-04	HOT TOPIC INC /CA/Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	−443 sh	—	—	99,557
2013-01-04	HOT TOPIC INC /CA/M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	+443 sh	$9.56	+$4,235.08	16,728
2013-01-03	HOT TOPIC INC /CA/S Sale	Chief Store Officer	SSale	−41K sh	$10.45	−$428K	16,285
2013-01-03	HOT TOPIC INC /CA/S Sale	Chief Store Officer	SSale	−37.5K sh	$10.52	−$395K	16,285
2013-01-03	HOT TOPIC INC /CA/Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	−9,375 sh	—	—	181,575
2013-01-03	HOT TOPIC INC /CA/Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	−41K sh	—	—	140,625
2013-01-03	HOT TOPIC INC /CA/Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	−37.5K sh	—	—	31,250
2013-01-03	HOT TOPIC INC /CA/M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	+9,375 sh	$5.77	+$54.1K	25,660
2013-01-03	HOT TOPIC INC /CA/S Sale	Chief Store Officer	SSale	−9,375 sh	$10.23	−$95.9K	16,285
2013-01-03	HOT TOPIC INC /CA/M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	+41K sh	$5.77	+$236K	57,235
2013-01-03	HOT TOPIC INC /CA/M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	+37.5K sh	$6.37	+$239K	53,785
2012-12-18	HOT TOPIC INC /CA/Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	−2,856 sh	—	—	68,750
2012-12-18	HOT TOPIC INC /CA/Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	−2,800 sh	—	—	190,950
2012-12-18	HOT TOPIC INC /CA/M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	+2,856 sh	$6.37	+$18.2K	19,141
2012-12-18	HOT TOPIC INC /CA/M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	+2,800 sh	$5.77	+$16.2K	19,085
2012-12-18	HOT TOPIC INC /CA/S Sale	Chief Store Officer	SSale	−2,800 sh	$10.25	−$28.7K	16,285
2012-12-18	HOT TOPIC INC /CA/S Sale	Chief Store Officer	SSale	−2,856 sh	$10.04	−$28.7K	16,285
2012-12-17	HOT TOPIC INC /CA/M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	+1,844 sh	$6.37	+$11.7K	18,129
2012-12-17	HOT TOPIC INC /CA/Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	−1,844 sh	—	—	71,606
2012-12-17	HOT TOPIC INC /CA/S Sale	Chief Store Officer	SSale	−1,844 sh	$10.00	−$18.4K	16,285
2012-12-11	HOT TOPIC INC /CA/M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	+5,600 sh	$6.37	+$35.7K	21,885
2012-12-11	HOT TOPIC INC /CA/Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	−5,600 sh	—	—	73,450
2012-12-11	HOT TOPIC INC /CA/S Sale	Chief Store Officer	SSale	−5,600 sh	$10.00	−$56K	16,285
2012-12-07	HOT TOPIC INC /CA/S Sale	Chief Store Officer	SSale	−19.7K sh	$10.00	−$197K	16,285
2012-12-07	HOT TOPIC INC /CA/Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	−19.7K sh	—	—	79,050
2012-12-07	HOT TOPIC INC /CA/M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	+19.7K sh	$6.37	+$125K	35,985
2012-11-29	HOT TOPIC INC /CA/S Sale	Chief Store Officer	SSale	−1,250 sh	$10.01	−$12.5K	16,285
2012-11-29	HOT TOPIC INC /CA/M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	+1,250 sh	$6.37	+$7,962.5	17,535
2012-11-29	HOT TOPIC INC /CA/M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	+25K sh	$4.75	+$119K	41,285
2012-11-29	HOT TOPIC INC /CA/S Sale	Chief Store Officer	SSale	−25K sh	$10.01	−$250K	16,285
2012-11-29	HOT TOPIC INC /CA/Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	−25K sh	—	—	0
2012-11-29	HOT TOPIC INC /CA/Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	−1,250 sh	—	—	98,750
2012-11-27	HOT TOPIC INC /CA/M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	+36.9K sh	$5.77	+$213K	53,177
2012-11-27	HOT TOPIC INC /CA/Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	−36.9K sh	—	—	193,750
2012-11-27	HOT TOPIC INC /CA/S Sale	Chief Store Officer	SSale	−36.9K sh	$9.75	−$360K	16,285
2012-11-23	HOT TOPIC INC /CA/Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	−19.4K sh	—	—	230,642
2012-11-23	HOT TOPIC INC /CA/M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	+19.4K sh	$5.77	+$112K	35,643
2012-11-23	HOT TOPIC INC /CA/S Sale	Chief Store Officer	SSale	−19.4K sh	$9.79	−$189K	16,285
2012-11-23	HOT TOPIC INC /CA/M Exercise/Conversion	Chief Store Officer	MExercise/Conversion	+25K sh	$4.75	+$119K	41,285
2012-11-23	HOT TOPIC INC /CA/S Sale	Chief Store Officer	SSale	−25K sh	$9.79	−$245K	16,285

Recent filings

Accepted (ET)
Jan 174
COOK GERALD0001017712-13-000008
SEC(opens sec.gov)
Jan 104
COOK GERALD0001017712-13-000006
SEC(opens sec.gov)
Jan 84
COOK GERALD0001017712-13-000004
SEC(opens sec.gov)
Jan 74
COOK GERALD0001017712-13-000002
SEC(opens sec.gov)

Companies

HOT TOPIC INC /CA/Chief Store Officer

Address

18305 E. SAN JOSE AVE.

CITY OF INDUSTRY, CA, 91748