Insider · CIK 0001249307

MCFARLAND STUART A

Reports to the SEC for 12 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001249307

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-12-12	RABrookfield Real Assets Income Fund Inc.S Sale	Director	SSale	−1,860 sh	$13.38	−$24.9K	17,443
2023-10-09	CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUNDJ Other	Director	JOther	−166 sh	—	—	0
2021-03-15	DSHKDrive Shack Inc.P Purchase	Director	PPurchase	+1,525 sh	$3.23	+$4,918.125	96,949
2020-12-18	DSHKDrive Shack Inc.A Award	Director	AAward	+24.5K sh	—	—	95,424
2020-12-15	New Senior Investment Group Inc.A Award	Director	AAward	+5,575 sh	—	—	72,031
2020-07-06	CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUNDA Award	Director	AAward	+1,660 sh	—	—	166
2020-05-28	New Senior Investment Group Inc.A Award	Director	AAward	+33.6K sh	—	—	66,373
2020-05-28	New Senior Investment Group Inc.A Award	Director	AAward	+10.9K sh	—	—	32,816
2020-03-11	RABrookfield Real Assets Income Fund Inc.A Award	Director	AAward	+180 sh	—	—	8,629
2020-03-11	Brookfield Global Listed Infrastructure Income Fund Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−660 sh	—	—	289
2020-03-11	Brookfield Global Listed Infrastructure Income Fund Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−289 sh	—	—	0
2020-03-11	RABrookfield Real Assets Income Fund Inc.A Award	Director	AAward	+412 sh	—	—	8,449
2019-12-27	DSHKDrive Shack Inc.A Award	Director	AAward	+2,711 sh	—	—	70,934
2019-08-01	CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUNDP Purchase	Director	PPurchase	+1,275 sh	$7.85	+$10K	1,275
2019-07-08	DSHKDrive Shack Inc.A Award	Director	AAward	+10.4K sh	—	—	68,223
2019-06-12	New Senior Investment Group Inc.A Award	Director	AAward	+15.5K sh	—	—	21,910
2018-12-21	DSHKDrive Shack Inc.A Award	Director	AAward	+2,778 sh	—	—	57,849
2018-08-22	DSHKDrive Shack Inc.A Award	Director	AAward	+8,726 sh	—	—	55,071
2017-09-22	RABrookfield Real Assets Income Fund Inc.P Purchase	Director	PPurchase	+630 sh	$23.71	+$14.9K	8,037
2017-08-15	RABrookfield Real Assets Income Fund Inc.P Purchase	Director	PPurchase	+675 sh	$23.71	+$16K	7,407
2017-06-06	RABrookfield Real Assets Income Fund Inc.P Purchase	Director	PPurchase	+840 sh	$23.74	+$19.9K	6,732
2017-05-30	DSHKDrive Shack Inc.A Award	Director	AAward	+15.1K sh	—	—	46,345
2016-12-05	RABrookfield Real Assets Income Fund Inc.A Award	Director	AAward	+2,037 sh	—	—	2,895
2016-12-05	BROOKFIELD HIGH INCOME FUND INC.D Disposition to Issuer	Director	DDisposition to Issuer	−6,346 sh	—	—	0
2016-12-05	RABrookfield Real Assets Income Fund Inc.A Award	Director	AAward	+858 sh	—	—	858
2016-12-05	RABrookfield Real Assets Income Fund Inc.A Award	Director	AAward	+2,997 sh	—	—	5,892
2016-12-05	Brookfield Mortgage Opportunity Income Fund Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−1,307 sh	—	—	0
2016-12-05	BROOKFIELD TOTAL RETURN FUND INCD Disposition to Issuer	Director	DDisposition to Issuer	−3,128 sh	—	—	0
2016-05-19	DSHKDrive Shack Inc.A Award	Director	AAward	+11.5K sh	—	—	31,093
2015-06-26	DSHKDrive Shack Inc.A Award	Director	AAward	+10.8K sh	—	—	19,545
2015-05-22	Brookfield Global Listed Infrastructure Income Fund Inc.P Purchase	Director	PPurchase	+214 sh	$17.20	+$3,680.8	855
2015-04-14	NEW AMERICA HIGH INCOME FUND INCP Purchase	Director	PPurchase	+1,083 sh	$9.21	+$9,974.43	11,385
2015-03-13	NEW AMERICA HIGH INCOME FUND INCP Purchase	Director	PPurchase	+5,470 sh	$9.16	+$50.1K	10,302
2015-01-07	DSHKDrive Shack Inc.A Award	Director	AAward	+2,203 sh	—	—	8,722
2014-11-24	New Senior Investment Group Inc.Stock Option (right to buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2014-09-03	DSHKDrive Shack Inc.S Sale	Director	SSale	−6,173 sh	$13.50	−$83.3K	13,038
2014-01-17	NEW AMERICA HIGH INCOME FUND INCP Purchase	Director	PPurchase	+4,610 sh	$9.64	+$44.4K	4,610
2013-10-18	Brookfield Global Listed Infrastructure Income Fund Inc.P Purchase	Director	PPurchase	+151 sh	$19.29	+$2,912.79	606
2013-09-10	Brookfield Global Listed Infrastructure Income Fund Inc.P Purchase	Director	PPurchase	+455 sh	$22.26	+$10.1K	455
2013-06-07	DSHKDrive Shack Inc.A Award	Director	AAward	+9,025 sh	—	—	47,283
2013-03-26	Brookfield Mortgage Opportunity Income Fund Inc.P Purchase	Director	PPurchase	+1,250 sh	$20.01	+$25K	1,250
2012-05-08	DSHKDrive Shack Inc.A Award	Director	AAward	+5,698 sh	—	—	38,258
2012-05-01	BROOKFIELD TOTAL RETURN FUND INCP Purchase	Director	PPurchase	+5,720 sh	$6.02	+$34.4K	7,726
2011-11-04	BROOKFIELD HIGH INCOME FUND INC.P Purchase	Director	PPurchase	+790 sh	$9.50	+$7,503.42	1,580
2011-11-03	BROOKFIELD HIGH INCOME FUND INC.P Purchase	Director	PPurchase	+790 sh	$9.52	+$7,518.825	790
2011-10-26	HELIOS STRATEGIC MORTGAGE INCOME FUND, INC.S Sale	Director	SSale	−836.68 sh	$6.06	−$5,070.278	780.32
2011-10-26	BROOKFIELD TOTAL RETURN FUND INCP Purchase	Director	PPurchase	−1,181.627 sh	$5.97	−$7,054.314	1,175.372
2011-10-26	BROOKFIELD TOTAL RETURN FUND INCS Sale	Director	SSale	−1,181.627 sh	$5.97	−$7,054.314	1,175.372
2011-10-26	BROOKFIELD TOTAL RETURN FUND INCS Sale	Director	SSale	−1,181.627 sh	$5.97	−$7,054.314	963.372
2011-10-26	BROOKFIELD TOTAL RETURN FUND INCS Sale	Director	SSale	−836.68 sh	$6.06	−$5,070.278	613.32

Recent filings

Accepted (ET)
Dec 164
MCFARLAND STUART A0001415889-24-029437
SEC(opens sec.gov)
Dec 164
MCFARLAND STUART A0001415889-24-029438
SEC(opens sec.gov)
Feb 145
MCFARLAND STUART A0001415889-24-003701
SEC(opens sec.gov)
Mar 174
MCFARLAND STUART A0001209191-21-021533
SEC(opens sec.gov)
Mar 154
MCFARLAND STUART A0001576340-21-000007
SEC(opens sec.gov)
Dec 234
MCFARLAND STUART A0001209191-20-064976
SEC(opens sec.gov)
Dec 164
MCFARLAND STUART A0000899243-20-034207
SEC(opens sec.gov)
Jun 14
MCFARLAND STUART A0000899243-20-014661
SEC(opens sec.gov)
Mar 254
MCFARLAND STUART A0001655099-20-000004
SEC(opens sec.gov)
Mar 254
MCFARLAND STUART A0001522807-20-000001
SEC(opens sec.gov)
Jan 34
MCFARLAND STUART A0001209191-20-000871
SEC(opens sec.gov)
Aug 14
MCFARLAND STUART A0001576340-19-000002
SEC(opens sec.gov)
Jul 104
MCFARLAND STUART A0001209191-19-041695
SEC(opens sec.gov)
Jun 134
MCFARLAND STUART A0001209191-19-036913
SEC(opens sec.gov)
Dec 264
MCFARLAND STUART A0001140361-18-045858
SEC(opens sec.gov)
Aug 244
MCFARLAND STUART A0001209191-18-048398
SEC(opens sec.gov)
Sep 224
MCFARLAND STUART A0001655099-17-000004
SEC(opens sec.gov)

Companies

Address

C/O HYPERION BROOKFIELD ASSET MGMT, INC. 3 WFC, 200 VESEY STREET, 10TH FLOOR

NEW YORK, NY, 10281-1010