Insider · CIK 0001249603

LELAND DANIEL

Reports to the SEC for 1 company · DALLAS, TX

sec.gov

Transactions

Companies

Filings

CIK

0001249603

Forms 4 and 5

Insider transactions

27 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-01-01	Hilltop Securities Holdings LLCD Disposition to Issuer	Executive Vice President	DDisposition to Issuer	−101K sh	—	—	16,461
2015-01-01	Hilltop Securities Holdings LLCD Disposition to Issuer	Executive Vice President	DDisposition to Issuer	−16.5K sh	—	—	0
2015-01-01	Hilltop Securities Holdings LLCD Disposition to Issuer	Executive Vice President	DDisposition to Issuer	−40K sh	—	—	0
2014-08-21	Hilltop Securities Holdings LLCF Tax Payment	Executive Vice President	FTax Payment	−3,266 sh	—	—	100,910
2014-08-20	Hilltop Securities Holdings LLCA Award	Executive Vice President	AAward	+16.5K sh	—	—	120,637
2013-08-21	Hilltop Securities Holdings LLCA Award	Executive Vice President	AAward	+36.7K sh	—	—	104,176
2012-08-24	Hilltop Securities Holdings LLCF Tax Payment	Executive Vice President	FTax Payment	−201 sh	—	—	67,485
2012-02-02	Hilltop Securities Holdings LLCA Award	Executive Vice President	AAward	+6,702 sh	—	—	67,686
2011-09-15	Hilltop Securities Holdings LLCP Purchase	Executive Vice President	PPurchase	+4,000 sh	$5.60	+$22.4K	61,446
2011-09-14	Hilltop Securities Holdings LLCP Purchase	Executive Vice President	PPurchase	+10K sh	$5.44	+$54.4K	57,446
2011-09-13	Hilltop Securities Holdings LLCP Purchase	Executive Vice President	PPurchase	+5,000 sh	$5.26	+$26.3K	47,446
2011-09-12	Hilltop Securities Holdings LLCP Purchase	Executive Vice President	PPurchase	+5,000 sh	$5.10	+$25.5K	42,446
2011-09-07	Hilltop Securities Holdings LLCP Purchase	Executive Vice President	PPurchase	+10K sh	$4.94	+$49.4K	37,446
2011-09-06	Hilltop Securities Holdings LLCP Purchase	Executive Vice President	PPurchase	+10.9K sh	$4.26	+$46.4K	27,446
2011-05-25	Hilltop Securities Holdings LLCP Purchase	Executive Vice President	PPurchase	+2,000 sh	$6.15	+$12.3K	16,346
2011-05-25	Hilltop Securities Holdings LLCP Purchase	Executive Vice President	PPurchase	+200 sh	$6.12	+$1,224	16,546
2011-05-24	Hilltop Securities Holdings LLCP Purchase	Executive Vice President	PPurchase	+4,000 sh	$6.15	+$24.6K	11,346
2011-05-24	Hilltop Securities Holdings LLCP Purchase	Executive Vice President	PPurchase	+3,000 sh	$6.18	+$18.5K	14,346
2010-08-25	Hilltop Securities Holdings LLCF Tax Payment	Executive Vice President	FTax Payment	+224 sh	—	—	6,659
2010-08-24	Hilltop Securities Holdings LLCF Tax Payment	Executive Vice President	FTax Payment	−463 sh	—	—	6,883
2010-05-12	Hilltop Securities Holdings LLCP Purchase	Executive Vice President	PPurchase	+40K sh	$10.51	+$420K	40,000
2009-08-25	Hilltop Securities Holdings LLCF Tax Payment	Executive Vice President	FTax Payment	−258 sh	—	—	7,346
2009-08-24	Hilltop Securities Holdings LLCA Award	Executive Vice President	AAward	+2,283 sh	—	—	7,866
2009-08-24	Hilltop Securities Holdings LLCF Tax Payment	Executive Vice President	FTax Payment	−262 sh	—	—	7,604
2008-08-25	Hilltop Securities Holdings LLCA Award	Executive Vice President	AAward	+2,550 sh	—	—	5,879
2008-08-25	Hilltop Securities Holdings LLCF Tax Payment	Executive Vice President	FTax Payment	−296 sh	—	—	5,583
2003-11-12	Hilltop Securities Holdings LLCA Award	Executive Vice President	AAward	+615 sh	—	—	60,973

Recent filings

Accepted (ET)
Jan 24
Hilltop Securities Holdings LLC0000950103-15-000010
SEC(opens sec.gov)
Aug 264
SWS GROUP INC0001225208-14-019141
SEC(opens sec.gov)
Aug 224
SWS GROUP INC0001225208-14-019047
SEC(opens sec.gov)
Aug 234
SWS GROUP INC0001225208-13-018521
SEC(opens sec.gov)
Aug 284
LELAND DANIEL0001225208-12-018681
SEC(opens sec.gov)
Feb 64
LELAND DANIEL0001225208-12-003135
SEC(opens sec.gov)
Sep 154
LELAND DANIEL0001225208-11-021778
SEC(opens sec.gov)
Sep 144
LELAND DANIEL0001225208-11-021721
SEC(opens sec.gov)
Sep 84
LELAND DANIEL0001225208-11-021566
SEC(opens sec.gov)
May 264
LELAND DANIEL0001225208-11-015240
SEC(opens sec.gov)
Aug 264
LELAND DANIEL0001223203-10-000195
SEC(opens sec.gov)

Companies

Hilltop Securities Holdings LLCExecutive Vice President

Address

1201 ELM STREET SUITE 3500

DALLAS, TX, 75270