Insider · CIK 0001249891

CALDWELL JOHN E

Reports to the SEC for 2 companies · MARKHAM, A6

sec.gov

Transactions

Companies

Filings

CIK

0001249891

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-06-01	FARO TECHNOLOGIES INCA Award	Director	AAward	+1,742 sh	—	—	25,864
2019-05-31	FARO TECHNOLOGIES INCA Award	Director	AAward	+2,267 sh	—	—	24,122
2018-05-14	FARO TECHNOLOGIES INCA Award	Director	AAward	+1,883 sh	—	—	21,855
2017-05-15	FARO TECHNOLOGIES INCA Award	Director	AAward	+2,873 sh	—	—	19,972
2016-05-16	FARO TECHNOLOGIES INCA Award	Director	AAward	+2,988 sh	—	—	17,099
2015-05-21	FARO TECHNOLOGIES INCA Award	Director	AAward	+1,868 sh	—	—	14,111
2013-11-05	FARO TECHNOLOGIES INCS Sale	Director	SSale	−12K sh	$52.00	−$624K	10,362
2013-05-24	FARO TECHNOLOGIES INCA Award	Director	AAward	+2,180 sh	—	—	22,362
2012-05-17	FARO TECHNOLOGIES INCA Award	Director	AAward	+1,463 sh	—	—	20,182
2011-05-31	FARO TECHNOLOGIES INCS Sale	Director	SSale	−8,600 sh	$44.51	−$383K	18,719
2011-05-27	FARO TECHNOLOGIES INCM Exercise/Conversion	Director	MExercise/Conversion	+3,000 sh	$21.56	+$64.7K	27,719
2011-05-27	FARO TECHNOLOGIES INCM Exercise/Conversion	Director	MExercise/Conversion	+3,000 sh	$4.42	+$13.3K	24,719
2011-05-27	FARO TECHNOLOGIES INCNonemployee Director Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−3,000 sh	—	—	0
2011-05-27	FARO TECHNOLOGIES INCNonemployee Director Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−3,000 sh	—	—	0
2011-05-27	FARO TECHNOLOGIES INCM Exercise/Conversion	Director	MExercise/Conversion	+3,000 sh	$1.61	+$4,830	21,719
2011-05-27	FARO TECHNOLOGIES INCS Sale	Director	SSale	−400 sh	$44.50	−$17.8K	27,319
2011-05-27	FARO TECHNOLOGIES INCNonemployee Director Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−3,000 sh	—	—	0
2011-05-13	FARO TECHNOLOGIES INCA Award	Director	AAward	+1,718 sh	—	—	18,719
2011-03-31	SMTC CORPEmployee Stock Option to Purchase Common StockM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−2,998 sh	—	—	0
2011-03-31	SMTC CORPS Sale	Director, Chief Executive Officer	SSale	−2,998 sh	$2.90	−$8,694.2	0
2011-03-31	SMTC CORPM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+2,998 sh	$1.64	+$4,916.72	2,998
2011-03-30	SMTC CORPM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+1,000 sh	$1.64	+$1,640	1,000
2011-03-30	SMTC CORPEmployee Stock Option to Purchase Common StockM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−1,000 sh	—	—	2,998
2011-03-30	SMTC CORPS Sale	Director, Chief Executive Officer	SSale	−1,000 sh	$2.90	−$2,900	0
2011-03-03	SMTC CORPS Sale	Director, Chief Executive Officer	SSale	−12K sh	$3.71	−$44.5K	0
2011-03-03	SMTC CORPEmployee Stock Option to Purchase Common StockM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−12K sh	—	—	3,998
2011-03-03	SMTC CORPM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+12K sh	$1.64	+$19.7K	12,007
2011-03-01	SMTC CORPEmployee Stock Option to Purchase Common StockM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−2,782 sh	—	—	16,005
2011-03-01	SMTC CORPS Sale	Director, Chief Executive Officer	SSale	−2,782 sh	$3.70	−$10.3K	0
2011-03-01	SMTC CORPM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+2,782 sh	$1.64	+$4,562.48	2,782
2011-01-18	SMTC CORPEmployee Stock Option to Purchase Common StockM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−1,364 sh	—	—	18,787
2011-01-18	SMTC CORPS Sale	Director, Chief Executive Officer	SSale	−1,364 sh	$3.70	−$5,046.8	0
2011-01-18	SMTC CORPM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+1,364 sh	$1.64	+$2,236.96	1,364
2010-11-29	SMTC CORPEmployee Stock Option to Purchase Common StockM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−1,754 sh	—	—	20,151
2010-11-29	SMTC CORPM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+1,754 sh	$1.64	+$2,876.56	1,754
2010-11-29	SMTC CORPS Sale	Director, Chief Executive Officer	SSale	−1,754 sh	$3.85	−$6,752.9	0
2010-11-24	SMTC CORPM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+9,412 sh	$1.64	+$15.4K	9,412
2010-11-24	SMTC CORPS Sale	Director, Chief Executive Officer	SSale	−9,412 sh	$3.86	−$36.3K	0
2010-11-24	SMTC CORPEmployee Stock Option to Purchase Common StockM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−9,412 sh	—	—	21,905
2010-11-23	SMTC CORPEmployee Stock Option to Purchase Common StockM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−33.3K sh	—	—	66,667
2010-11-23	SMTC CORPM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+33.3K sh	$1.00	+$33.3K	44,958
2010-11-23	SMTC CORPM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+11.6K sh	$0.70	+$8,137.5	11,625
2010-11-23	SMTC CORPEmployee Stock Option to Purchase Common StockM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−11.6K sh	—	—	33,334
2010-11-23	SMTC CORPM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+7,016 sh	$1.64	+$11.5K	51,974
2010-11-23	SMTC CORPS Sale	Director, Chief Executive Officer	SSale	−52K sh	$3.88	−$202K	0
2010-11-23	SMTC CORPEmployee Stock Option to Purchase Common StockM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−7,016 sh	—	—	31,317
2010-11-22	SMTC CORPEmployee Stock Option to Purchase Common StockM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−21.7K sh	—	—	44,959
2010-11-22	SMTC CORPS Sale	Director, Chief Executive Officer	SSale	−21.7K sh	$3.86	−$83.8K	0
2010-11-22	SMTC CORPM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+21.7K sh	$0.70	+$15.2K	21,708
2010-10-18	SMTC CORPM Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+40.7K sh	$2.50	+$102K	40,687

Recent filings

Accepted (ET)
Jun 34
CALDWELL JOHN E0000917491-20-000048
SEC(opens sec.gov)
Jun 44
CALDWELL JOHN E0000911916-19-000127
SEC(opens sec.gov)
May 164
CALDWELL JOHN E0000911916-18-000114
SEC(opens sec.gov)
May 174
FARO TECHNOLOGIES INC0000911916-17-000188
SEC(opens sec.gov)
May 184
FARO TECHNOLOGIES INC0000911916-16-000569
SEC(opens sec.gov)
May 264
FARO TECHNOLOGIES INC0000911916-15-000216
SEC(opens sec.gov)
Nov 74
FARO TECHNOLOGIES INC0001181431-13-057616
SEC(opens sec.gov)
May 294
FARO TECHNOLOGIES INC0001181431-13-031187
SEC(opens sec.gov)
May 214
FARO TECHNOLOGIES INC0001181431-12-031461
SEC(opens sec.gov)
Jun 14
FARO TECHNOLOGIES INC0001181431-11-033878
SEC(opens sec.gov)
May 314
FARO TECHNOLOGIES INC0001181431-11-033503
SEC(opens sec.gov)
May 174
FARO TECHNOLOGIES INC0001181431-11-030295
SEC(opens sec.gov)
Apr 14
SMTC CORP0001181431-11-021362
SEC(opens sec.gov)

Companies

Address

635 HOOD ROAD

MARKHAM, A6, L3R 4N6