Insider · CIK 0001252907

CRUMRINE DONALD F

Reports to the SEC for 5 companies · PASADENA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001252907

Forms 4 and 5

Insider transactions

13 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-11-30	FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCJ Other	Affiliated Person of Adviser	JOther	0 sh	—	—	14,572.064
2015-11-30	FLCFLAHERTY & CRUMRINE TOTAL RETURN FUND INCJ Other	Affiliated Person of Adviser	JOther	0 sh	—	—	10,951.04
2015-11-30	PFOFlaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INCJ Other	Affiliated Person of Adviser	JOther	0 sh	—	—	5,800
2015-11-30	PFDFLAHERTY & CRUMRINE PREFERRED & INCOME FUND INCJ Other	Affiliated Person of Adviser	JOther	0 sh	—	—	4,800
2015-11-30	DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncJ Other	Affiliated Person of Adviser	JOther	0 sh	—	—	12,050
2013-12-30	DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncG Gift	Affiliated Person of Adviser	GGift	−1,950 sh	$20.10	−$39.2K	12,050
2013-08-13	DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncP Purchase	Affiliated Person of Adviser	PPurchase	+3,500 sh	$21.52	+$75.3K	14,000
2013-08-13	DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncP Purchase	Affiliated Person of Adviser	PPurchase	+3,500 sh	$21.52	+$75.3K	14,000
2013-08-12	DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncP Purchase	Affiliated Person of Adviser	PPurchase	+10.5K sh	$21.60	+$227K	10,500
2013-08-12	DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncP Purchase	Affiliated Person of Adviser	PPurchase	+10.5K sh	$21.60	+$227K	10,500
2006-05-02	FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCP Purchase	Affiliated Person of Adviser	PPurchase	+1,500 sh	$19.60	+$29.4K	5,500
2006-05-02	FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCP Purchase	Affiliated Person of Adviser	PPurchase	+1,500 sh	$19.60	+$29.4K	7,000
2004-04-14	FLCFLAHERTY & CRUMRINE TOTAL RETURN FUND INCP Purchase	Affiliated Person of Adviser	PPurchase	+2,000 sh	$24.68	+$49.4K	2,000

Recent filings

Accepted (ET)
Feb 195
Flaherty & Crumrine PREFERRED SECURITIES INCOME FUND INC0001252907-16-000003
SEC(opens sec.gov)
Feb 195
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC0001252907-16-000004
SEC(opens sec.gov)
Feb 195
Flaherty & Crumrine PREFERRED INCOME OPPORTUNITY FUND INC0001252907-16-000002
SEC(opens sec.gov)
Feb 195
FLAHERTY & CRUMRINE PREFERRED INCOME FUND INC0001252907-16-000001
SEC(opens sec.gov)
Feb 195
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc0001252907-16-000005
SEC(opens sec.gov)
Jan 105
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc0001252907-14-000001
SEC(opens sec.gov)
Aug 164/A
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc0001252907-13-000003
SEC(opens sec.gov)
Aug 164/A
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc0001252907-13-000004
SEC(opens sec.gov)
Aug 134
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc0001252907-13-000001
SEC(opens sec.gov)
Aug 134
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc0001252907-13-000002
SEC(opens sec.gov)
May 24
CRUMRINE DONALD F0001252907-06-000001
SEC(opens sec.gov)
Apr 154
FLAHERTY & CRUMRINE/CLAYMORE TOTAL RETURN FUND INC0001252907-04-000001
SEC(opens sec.gov)

Companies

Address

301 E COLORADO BLVD STE 720

PASADENA, CA, 91101