ETTINGER ROBERT M

CIK 00012529105 companiesPASADENA, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001252910

Recent Transactions

49 trades

Other
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC$PFD
Common Stock
2015-11-30+0→ 5,977.199 total
Other
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC$PFO
Common Stock
2015-11-30+0→ 13,625.521 total
Other
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc$DFP
Common Stock
2015-11-30+0→ 42,011.102 total
Other
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC$FFC
Common Stock
2015-11-30+0→ 64,147.756 total
Other
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC$FLC
Common Stock
2015-11-30+0→ 44,893.668 total
Purchase
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC$FFC
Common Stock
2015-06-29$18.35/sh+15,000→ 61,664.59 total
Purchase
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc$DFP
Common Stock
2015-06-22$21.88/sh+13,658→ 38,594 total
Purchase
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc$DFP
Common Stock
2014-09-16$22.84/sh+1,500→ 24,936 total
Purchase
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc$DFP
Common Stock
2014-09-16$22.85/sh+3,000→ 23,436 total
Purchase
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc$DFP
Common Stock
2014-03-10$21.83/sh+2,210→ 15,210 total
Purchase
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc$DFP
Common Stock
2014-03-10$21.82/sh+3,790→ 19,000 total
Purchase
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc$DFP
Common Stock
2014-03-10$21.81/sh+600→ 19,600 total
Purchase
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc$DFP
Common Stock
2013-11-20$19.94/sh+3,000→ 13,000 total
Purchase
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc$DFP
Common Stock
2013-11-20$19.95/sh+2,400→ 10,000 total
Purchase
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc$DFP
Common Stock
2013-11-20$19.91/sh+300→ 7,600 total
Purchase
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc$DFP
Common Stock
2013-11-20$19.92/sh+2,300→ 7,300 total
Purchase
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc$DFP
Common Stock
2013-08-16$20.90/sh+5,000→ 5,000 total
Gift
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC$FLC
Common Stock
2012-12-28$19.82/sh−7,000→ 4,198 total
Gift
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC$PFO
Common Stock
2012-12-28$10.97/sh−9,200→ 8,603 total
Gift
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC$PFD
Common Stock
2012-12-28$13.39/sh+8,000→ 7,169 total
Gift
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC$FFC
Common Stock
2012-12-28$19.03/sh−7,000→ 4,346 total
Gift
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC$PFD
Common Stock
2012-12-28$13.39/sh−8,000→ 7,169 total
Purchase
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC$FLC
Common Stock
2011-08-09$15.80/sh+900→ 29,400 total
Purchase
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC$FLC
Common Stock
2011-08-09$15.98/sh+1,400→ 35,772 total
Purchase
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC$FLC
Common Stock
2011-08-09$15.75/sh+100→ 28,400 total
Purchase
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC$FLC
Common Stock
2011-08-09$15.85/sh+200→ 29,600 total
Purchase
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC$FLC
Common Stock
2011-08-09$15.82/sh+100→ 30,028 total
Purchase
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC$FLC
Common Stock
2011-08-09$15.83/sh+300→ 30,428 total
Purchase
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC$FLC
Common Stock
2011-08-09$15.84/sh+300→ 30,828 total
Purchase
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC$FLC
Common Stock
2011-08-09$15.98/sh+200→ 31,128 total
Purchase
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC$FLC
Common Stock
2011-08-09$15.85/sh+400→ 34,172 total
Purchase
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC$FLC
Common Stock
2011-08-09$15.92/sh+200→ 34,372 total
Purchase
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC$FLC
Common Stock
2011-08-09$15.89/sh+328→ 29,928 total
Purchase
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC$FLC
Common Stock
2011-08-09$15.85/sh+100→ 30,928 total
Purchase
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC$FLC
Common Stock
2011-08-09$16.00/sh+2,644→ 33,772 total
Purchase
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC$FLC
Common Stock
2011-08-09$16.00/sh+2,300→ 38,072 total
Purchase
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC$FLC
Common Stock
2011-08-09$15.86/sh+228→ 38,300 total
Purchase
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC$FLC
Common Stock
2011-08-09$15.78/sh+100→ 28,500 total
Purchase
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC$FLC
Common Stock
2011-08-09$15.90/sh+100→ 30,128 total
Purchase
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC$FLC
Common Stock
2011-08-09$15.95/sh+100→ 30,528 total
Purchase
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC$FLC
Common Stock
2011-08-08$16.62/sh+18,400→ 28,300 total
Purchase
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC$FFC
Common Stock
2010-05-25$14.20/sh+10,000→ 35,363 total
Purchase
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC$PFD
Common Stock
2007-11-07$12.55/sh+5,000→ 10,309 total
Purchase
FLAHERTY & CRUMRINE PREFERRED & INCOME FUND INC$PFD
Common Stock
2007-11-06$12.66/sh+1,309→ 5,309 total
Purchase
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC$PFO
Common Stock
2004-04-26$12.35/sh+5,000→ 12,000 total
Purchase
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC$FLC
Common Stock
2004-04-20$24.34/sh+3,200→ 5,000 total
Purchase
FLAHERTY & CRUMRINE TOTAL RETURN FUND INC$FLC
Common Stock
2004-04-14$24.68/sh+1,800→ 1,800 total
Purchase
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC$FFC
Common Stock
2004-04-13$25.49/sh+4,000→ 6,588 total
Other
Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC$FFC
Common Stock
2003-12-31$25.42/sh+88.513→ 2,588.513 total

Companies

Recent Filings

Address

301 E COLORADO BLVD STE 720

PASADENA, CA, 91101

View on SEC.gov