Insider · CIK 0001257108

LIPSON ARTHUR D

Reports to the SEC for 7 companies · MIDVALE, UT

sec.gov

Transactions

Companies

Filings

CIK

0001257108

Forms 4 and 5

Insider transactions

37 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-12-23	MVC CAPITAL, INC.D Disposition to Issuer	Director	DDisposition to Issuer	−202K sh	—	—	0
2010-08-23	DWS ENHANCED COMMODITY STRATEGY FUND, INC.J Other	10% Owner	JOther	−19.3K sh	—	—	0
2010-08-23	DWS ENHANCED COMMODITY STRATEGY FUND, INC.J Other	10% Owner	JOther	−530K sh	—	—	0
2010-08-23	DWS ENHANCED COMMODITY STRATEGY FUND, INC.J Other	10% Owner	JOther	−531K sh	—	—	0
2010-08-23	DWS ENHANCED COMMODITY STRATEGY FUND, INC.J Other	10% Owner	JOther	−1,337.24 sh	—	—	0
2010-08-23	DWS ENHANCED COMMODITY STRATEGY FUND, INC.J Other	10% Owner	JOther	−530K sh	—	—	0
2010-08-23	DWS ENHANCED COMMODITY STRATEGY FUND, INC.J Other	10% Owner	JOther	−531K sh	—	—	0
2010-08-13	DWS RREEF WORLD REAL ESTATE FUND, INC.P Purchase	10% Owner	PPurchase	+500 sh	$14.89	+$7,445	33,500
2010-08-12	DWS RREEF WORLD REAL ESTATE FUND, INC.P Purchase	10% Owner	PPurchase	+4,500 sh	$14.92	+$67.1K	33,000
2010-08-11	DWS RREEF WORLD REAL ESTATE FUND, INC.P Purchase	10% Owner	PPurchase	+1,300 sh	$15.20	+$19.8K	28,500
2010-08-10	DWS RREEF WORLD REAL ESTATE FUND, INC.P Purchase	10% Owner	PPurchase	+3,200 sh	$15.56	+$49.8K	27,200
2010-07-21	DWS RREEF WORLD REAL ESTATE FUND, INC.P Purchase	10% Owner	PPurchase	+1,800 sh	$14.14	+$25.5K	24,000
2010-07-16	DWS RREEF WORLD REAL ESTATE FUND, INC.P Purchase	10% Owner	PPurchase	+6,400 sh	$13.97	+$89.4K	22,200
2010-07-15	DWS RREEF WORLD REAL ESTATE FUND, INC.P Purchase	10% Owner	PPurchase	+6,300 sh	$14.18	+$89.4K	15,800
2010-07-14	DWS RREEF WORLD REAL ESTATE FUND, INC.P Purchase	10% Owner	PPurchase	+2,100 sh	$14.20	+$29.8K	9,500
2010-07-13	DWS RREEF WORLD REAL ESTATE FUND, INC.P Purchase	10% Owner	PPurchase	+2,300 sh	$14.12	+$32.5K	7,400
2010-07-12	DWS RREEF WORLD REAL ESTATE FUND, INC.P Purchase	10% Owner	PPurchase	+2,200 sh	$14.00	+$30.8K	5,100
2010-07-09	DWS RREEF WORLD REAL ESTATE FUND, INC.P Purchase	10% Owner	PPurchase	+1,000 sh	$13.95	+$14K	2,900
2010-07-08	DWS RREEF WORLD REAL ESTATE FUND, INC.P Purchase	10% Owner	PPurchase	+1,400 sh	$13.88	+$19.4K	1,900
2010-07-07	DWS RREEF WORLD REAL ESTATE FUND, INC.P Purchase	10% Owner	PPurchase	+500 sh	$13.77	+$6,885	500
2010-05-18	DWS RREEF WORLD REAL ESTATE FUND, INC.G Gift	10% Owner	GGift	−100 sh	—	—	900
2010-04-23	DWS ENHANCED COMMODITY STRATEGY FUND, INC.P Purchase	10% Owner	PPurchase	+300 sh	$9.02	+$2,706	19,275
2010-03-30	DWS ENHANCED COMMODITY STRATEGY FUND, INC.P Purchase	10% Owner	PPurchase	+1,100 sh	$8.24	+$9,064.99	18,975
2010-03-29	DWS ENHANCED COMMODITY STRATEGY FUND, INC.P Purchase	10% Owner	PPurchase	+1,300 sh	$8.23	+$10.7K	17,875
2010-03-26	DWS ENHANCED COMMODITY STRATEGY FUND, INC.P Purchase	10% Owner	PPurchase	+2,100 sh	$8.04	+$16.9K	16,575
2010-02-08	DWS ENHANCED COMMODITY STRATEGY FUND, INC.P Purchase	10% Owner	PPurchase	+1,075 sh	$7.48	+$8,041	9,275
2010-02-08	DWS ENHANCED COMMODITY STRATEGY FUND, INC.P Purchase	10% Owner	PPurchase	+2,500 sh	$7.53	+$18.8K	11,775
2010-02-08	DWS ENHANCED COMMODITY STRATEGY FUND, INC.P Purchase	10% Owner	PPurchase	+2,700 sh	$7.53	+$20.3K	14,475
2010-02-05	DWS ENHANCED COMMODITY STRATEGY FUND, INC.P Purchase	10% Owner	PPurchase	+400 sh	$7.39	+$2,956	8,200
2010-01-22	DWS ENHANCED COMMODITY STRATEGY FUND, INC.P Purchase	10% Owner	PPurchase	+4,400 sh	$8.02	+$35.3K	7,800
2009-12-11	DWS ENHANCED COMMODITY STRATEGY FUND, INC.P Purchase	10% Owner	PPurchase	+900 sh	$8.17	+$7,353	3,200
2009-12-11	DWS ENHANCED COMMODITY STRATEGY FUND, INC.P Purchase	10% Owner	PPurchase	+200 sh	$8.23	+$1,646	3,400
2009-12-09	DWS ENHANCED COMMODITY STRATEGY FUND, INC.P Purchase	10% Owner	PPurchase	+300 sh	$8.14	+$2,442	2,300
2009-11-23	DWS ENHANCED COMMODITY STRATEGY FUND, INC.P Purchase	10% Owner	PPurchase	+2,000 sh	$8.42	+$16.8K	2,000
2008-01-04	PIONEER MUNICIPAL & EQUITY INCOME TRUSTEquity Swap (obligation to purchase)P Purchase	Director	PPurchase	+1,000 sh	—	—	1,000
2007-10-15	PIONEER MUNICIPAL & EQUITY INCOME TRUSTEquity Swap (obligation to purchase)P Purchase	Director	PPurchase	+1,800 sh	—	—	1,800
2007-08-10	PIONEER MUNICIPAL & EQUITY INCOME TRUSTEquity Swap (obligation to purchase)P Purchase	Director	PPurchase	+9,100 sh	—	—	9,100

Recent filings

Accepted (ET)
Dec 234
LIPSON ARTHUR D0001140361-20-029439
SEC(opens sec.gov)
Aug 254
LIPSON ARTHUR D0000921895-10-001324
SEC(opens sec.gov)
Aug 174
LIPSON ARTHUR D0000921895-10-001277
SEC(opens sec.gov)
Aug 124
LIPSON ARTHUR D0000921895-10-001256
SEC(opens sec.gov)
Jul 234
LIPSON ARTHUR D0000921895-10-001186
SEC(opens sec.gov)
Jul 164
LIPSON ARTHUR D0000921895-10-001152
SEC(opens sec.gov)
Jul 134
LIPSON ARTHUR D0000921895-10-001120
SEC(opens sec.gov)
Jul 94
LIPSON ARTHUR D0000921895-10-001102
SEC(opens sec.gov)

Companies

Address

7050 S. UNION PARK CENTER SUITE 590

MIDVALE, UT, 84047