Insider · CIK 0001258030

HAWS JAY B

Reports to the SEC for 1 company · DURANGO, CO

sec.gov

Transactions

Companies

Filings

CIK

0001258030

Forms 4 and 5

Insider transactions

21 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-03-19	ROCKY MOUNTAIN CHOCOLATE FACTORY INCM Exercise/Conversion	VP Creative Services	MExercise/Conversion	+22.1K sh	$7.41	+$163K	97,590
2014-03-19	ROCKY MOUNTAIN CHOCOLATE FACTORY INCStock OptionsM Exercise/Conversion	VP Creative Services	MExercise/Conversion	−22.1K sh	$7.41	−$163K	0
2014-03-19	ROCKY MOUNTAIN CHOCOLATE FACTORY INCF Tax Payment	VP Creative Services	FTax Payment	−17.3K sh	$11.88	−$205K	80,337
2013-06-05	ROCKY MOUNTAIN CHOCOLATE FACTORY INCA Award	VP Creative Services	AAward	+20K sh	—	—	75,540
2013-04-11	ROCKY MOUNTAIN CHOCOLATE FACTORY INCS Sale	VP Creative Services	SSale	−1,300 sh	$12.08	−$15.7K	55,540
2010-05-05	ROCKY MOUNTAIN CHOCOLATE FACTORY INCA Award	VP Creative Services	AAward	+6,300 sh	—	—	56,840
2007-07-11	ROCKY MOUNTAIN CHOCOLATE FACTORY INCS Sale	VP Creative Services	SSale	−700 sh	$17.78	−$12.4K	30,800
2007-07-10	ROCKY MOUNTAIN CHOCOLATE FACTORY INCS Sale	VP Creative Services	SSale	−2,000 sh	$17.76	−$35.5K	31,500
2006-06-29	ROCKY MOUNTAIN CHOCOLATE FACTORY INCA Award	VP Creative Services	AAward	+2,700 sh	$13.01	+$35.1K	33,500
2006-04-28	ROCKY MOUNTAIN CHOCOLATE FACTORY INCOptionsM Exercise/Conversion	VP Creative Services	MExercise/Conversion	+11.5K sh	$21.60	+$248K	32,500
2005-07-22	ROCKY MOUNTAIN CHOCOLATE FACTORY INCS Sale	VP Creative Services	SSale	−30.8K sh	$22.38	−$689K	0
2005-07-20	ROCKY MOUNTAIN CHOCOLATE FACTORY INCOptionsM Exercise/Conversion	VP Creative Services	MExercise/Conversion	−30.8K sh	$2.52	−$77.6K	51,800
2005-07-20	ROCKY MOUNTAIN CHOCOLATE FACTORY INCA Award	VP Creative Services	AAward	+30.8K sh	$2.52	+$77.6K	30,800
2004-01-21	ROCKY MOUNTAIN CHOCOLATE FACTORY INCS Sale	VP Creative Services	SSale	−3,833 sh	$14.25	−$54.6K	26,666
2004-01-21	ROCKY MOUNTAIN CHOCOLATE FACTORY INCCommonD Disposition to Issuer	VP Creative Services	DDisposition to Issuer	−3,833 sh	$14.25	−$54.6K	26,666
2004-01-20	ROCKY MOUNTAIN CHOCOLATE FACTORY INCD Disposition to Issuer	VP Creative Services	DDisposition to Issuer	−8,500 sh	$14.25	−$121K	30,499
2004-01-20	ROCKY MOUNTAIN CHOCOLATE FACTORY INCS Sale	VP Creative Services	SSale	−8,500 sh	$14.25	−$121K	30,499
2004-01-16	ROCKY MOUNTAIN CHOCOLATE FACTORY INCD Disposition to Issuer	VP Creative Services	DDisposition to Issuer	−5,000 sh	$14.25	−$71.3K	38,999
2004-01-16	ROCKY MOUNTAIN CHOCOLATE FACTORY INCS Sale	VP Creative Services	SSale	−5,000 sh	$14.25	−$71.3K	38,999
2004-01-13	ROCKY MOUNTAIN CHOCOLATE FACTORY INCOptionsM Exercise/Conversion	VP Creative Services	MExercise/Conversion	+17.3K sh	$10.13	+$175K	43,999
2004-01-13	ROCKY MOUNTAIN CHOCOLATE FACTORY INCOptionsM Exercise/Conversion	VP Creative Services	MExercise/Conversion	+17.3K sh	$10.13	+$175K	43,999

Recent filings

Accepted (ET)
Mar 204
ROCKY MOUNTAIN CHOCOLATE FACTORY INC0001437749-14-004670
SEC(opens sec.gov)
Jun 54
ROCKY MOUNTAIN CHOCOLATE FACTORY INC0001437749-13-007112
SEC(opens sec.gov)
Apr 124
HAWS JAY B0001437749-13-004348
SEC(opens sec.gov)
May 74
HAWS JAY B0001209191-10-026071
SEC(opens sec.gov)
Jul 124
ROCKY MOUNTAIN CHOCOLATE FACTORY INC0001209191-07-042215
SEC(opens sec.gov)
Jun 304
HAWS JAY B0001209191-06-038897
SEC(opens sec.gov)
May 24
ROCKY MOUNTAIN CHOCOLATE FACTORY INC0001209191-06-027079
SEC(opens sec.gov)
Jul 254
ROCKY MOUNTAIN CHOCOLATE FACTORY INC0001209191-05-038471
SEC(opens sec.gov)
Jul 224
HAWS JAY B0001209191-05-038304
SEC(opens sec.gov)
Jan 274/A
ROCKY MOUNTAIN CHOCOLATE FACTORY INC0001209191-04-004786
SEC(opens sec.gov)
Jan 274/A
ROCKY MOUNTAIN CHOCOLATE FACTORY INC0001209191-04-004789
SEC(opens sec.gov)
Jan 214
ROCKY MOUNTAIN CHOCOLATE FACTORY INC0001209191-04-003939
SEC(opens sec.gov)
Jan 204
ROCKY MOUNTAIN CHOCOLATE FACTORY INC0001209191-04-003728
SEC(opens sec.gov)
Jan 154/A
ROCKY MOUNTAIN CHOCOLATE FACTORY INC0001209191-04-003075
SEC(opens sec.gov)

Companies

ROCKY MOUNTAIN CHOCOLATE FACTORY INCVP Creative Services

Address

265 TURNER DRIVE

DURANGO, CO, 81303