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Insider · CIK 0001258603

BRANDT THOMAS HOWARD

Reports to the SEC for 1 company · GREENWICH, CT

Transactions

7

Companies

1

Filings

4

CIK

0001258603

Forms 4 and 5

Insider transactions

7 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-11-29	Fifth Street Asset Management Inc.S Sale	Director	SSale	−5,805 sh	$4.08	−$23.7K	1,095
2017-11-29	Fifth Street Asset Management Inc.M Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$3.60	+$36K	10,000
2017-11-29	Fifth Street Asset Management Inc.S Sale	Director	SSale	−3,100 sh	$4.12	−$12.8K	6,900
2017-11-29	Fifth Street Asset Management Inc.Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−10K sh	—	—	0
2017-05-04	Fifth Street Asset Management Inc.Option (right to buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2016-06-16	Fifth Street Asset Management Inc.Option (right to buy)A Award	Director	AAward	+5,000 sh	—	—	5,000
2015-12-14	Fifth Street Asset Management Inc.Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000

Recent filings

4

Accepted (ET)
Dec 14
BRANDT THOMAS HOWARD0001209191-17-063138
SEC(opens sec.gov)
May 94
Fifth Street Asset Management Inc.0001144204-17-025710
SEC(opens sec.gov)
Jun 204
Fifth Street Asset Management Inc.0001611988-16-000034
SEC(opens sec.gov)
Dec 164
Fifth Street Asset Management Inc.0001144204-15-071377
SEC(opens sec.gov)

Companies

1

Fifth Street Asset Management Inc.Director

Address

777 WEST PUTNAM AVENUE, 3RD FLOOR

GREENWICH, CT, 06830