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Insider · CIK 0001258734

MONTGOMERY SCOTT A

Reports to the SEC for 1 company · LOS ANGELES, CA

Transactions

7

Companies

1

Filings

3

CIK

0001258734

Forms 4 and 5

Insider transactions

7 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2006-11-22	NATIONAL MERCANTILE BANCORPS Sale	Director, Pres. & Chief Exec. Officer	SSale	−40.9K sh	$15.64	−$639K	55,735
2006-11-22	NATIONAL MERCANTILE BANCORPM Exercise/Conversion	Director, Pres. & Chief Exec. Officer	MExercise/Conversion	+82.7K sh	$5.28	+$436K	138,427
2006-11-22	NATIONAL MERCANTILE BANCORPStock Option (right to buy)X Exercise of In-Money	Director, Pres. & Chief Exec. Officer	XExercise of In-Money	−82.7K sh	—	—	51,443
2005-10-28	NATIONAL MERCANTILE BANCORPStock Option (right to buy)A Award	Director, Pres. & Chief Exec. Officer	AAward	+25K sh	—	—	31,250
2004-10-19	NATIONAL MERCANTILE BANCORPM Exercise/Conversion	Director, Pres. & Chief Exec. Officer	MExercise/Conversion	+16.5K sh	$7.23	+$119K	39,180
2004-10-19	NATIONAL MERCANTILE BANCORPEmployee Stock Option (right to buy)M Exercise/Conversion	Director, Pres. & Chief Exec. Officer	MExercise/Conversion	−16.5K sh	$7.23	−$119K	0
2004-08-31	NATIONAL MERCANTILE BANCORPP Purchase	Director, Pres. & Chief Exec. Officer	PPurchase	+1,800 sh	$10.10	+$18.2K	22,680

Recent filings

3

Accepted (ET)
Dec 274/A
MONTGOMERY SCOTT A0001250853-06-000171
SEC(opens sec.gov)
Oct 204
NATIONAL MERCANTILE BANCORP0001250853-04-000084
SEC(opens sec.gov)
Sep 14
NATIONAL MERCANTILE BANCORP0001250853-04-000067
SEC(opens sec.gov)

Companies

1

NATIONAL MERCANTILE BANCORPDirector, Pres. & Chief Exec. Officer

Address

1880 CENTURY PARK EAST, #800

LOS ANGELES, CA, 90067