Insider · CIK 0001258946

BERNSTEIN JOSEPH E

Reports to the SEC for 2 companies · MONTICELLO, NY

sec.gov

Transactions

Companies

Filings

CIK

0001258946

Forms 4 and 5

Insider transactions

21 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-09-24	GRANDPARENTS.COM, INC.S Sale	Director, Co-CEO, CFO and Treasurer, 10% Owner	SSale	−117K sh	—	—	52,940,772
2013-07-31	GRANDPARENTS.COM, INC.S Sale	Director, Co-CEO, CFO and Treasurer, 10% Owner	SSale	−830K sh	—	—	53,057,491
2013-06-20	GRANDPARENTS.COM, INC.Warrant (Right to Buy)A Award	Director, Co-CEO, CFO and Treasurer, 10% Owner	AAward	+1M sh	—	—	1,000,000
2013-04-01	GRANDPARENTS.COM, INC.J Other	Director, Co-CEO, CFO and Treasurer, 10% Owner	JOther	−2M sh	$0.07	−$140K	53,887,491
2013-04-01	GRANDPARENTS.COM, INC.J Other	Director, Co-CEO, CFO and Treasurer, 10% Owner	JOther	−2M sh	—	—	55,887,491
2013-02-26	GRANDPARENTS.COM, INC.Common Stock Warrant (Right to Buy)A Award	Director, Co-CEO, CFO and Treasurer, 10% Owner	AAward	+380K sh	—	—	380,000
2013-02-26	GRANDPARENTS.COM, INC.Common Stock Warrant (Right to Buy)A Award	Director, Co-CEO, CFO and Treasurer, 10% Owner	AAward	+100K sh	—	—	100,000
2012-05-09	GRANDPARENTS.COM, INC.C Conversion	Director, Co-CEO, CFO and Treasurer, 10% Owner	CConversion	+55.9M sh	—	—	55,887,491
2012-05-09	GRANDPARENTS.COM, INC.Series A Convertible Preferred StockC Conversion	Director, Co-CEO, CFO and Treasurer, 10% Owner	CConversion	−1 sh	—	—	0
2009-12-30	EMPIRE RESORTS INCG Gift	CEO	GGift	−60K sh	—	—	1,272,229
2009-06-16	EMPIRE RESORTS INCStock Option (Right to Buy)A Award	CEO	AAward	+250K sh	—	—	250,000
2009-06-16	EMPIRE RESORTS INCStock Option (Right to Buy)A Award	CEO	AAward	+1M sh	—	—	1,000,000
2009-06-16	EMPIRE RESORTS INCStock Option (Right to Buy)A Award	CEO	AAward	+500K sh	—	—	500,000
2009-06-16	EMPIRE RESORTS INCStock Option (Right to Buy)A Award	CEO	AAward	+250K sh	—	—	250,000
2007-01-30	EMPIRE RESORTS INCStock Option (Right to Buy)A Award	CEO	AAward	+10K sh	—	—	10,000
2005-07-26	EMPIRE RESORTS INCG Gift	CEO	GGift	−162K sh	—	—	2,031,143
2005-07-15	EMPIRE RESORTS INCG Gift	CEO	GGift	−98.5K sh	—	—	0
2005-01-07	EMPIRE RESORTS INCStock Option (Right to Buy)A Award	CEO	AAward	+10K sh	—	—	10,000
2004-08-19	EMPIRE RESORTS INCG Gift	CEO	GGift	+100K sh	—	—	2,192,643
2004-08-19	EMPIRE RESORTS INCG Gift	CEO	GGift	+50K sh	—	—	2,092,643
2004-01-12	EMPIRE RESORTS INCP Purchase	CEO	PPurchase	+2.31M sh	—	—	2,309,753

Recent filings

Accepted (ET)
Sep 264
GRANDPARENTS.COM, INC.0001144204-13-052559
SEC(opens sec.gov)
Aug 24
GRANDPARENTS.COM, INC.0001144204-13-042827
SEC(opens sec.gov)
Jun 244
GRANDPARENTS.COM, INC.0001144204-13-036270
SEC(opens sec.gov)
Apr 34
GRANDPARENTS.COM, INC.0001144204-13-020069
SEC(opens sec.gov)
Feb 284
GRANDPARENTS.COM, INC.0001144204-13-012176
SEC(opens sec.gov)
Jan 65
EMPIRE RESORTS INC0001434318-10-000001
SEC(opens sec.gov)
Jun 184
EMPIRE RESORTS INC0000921895-09-001686
SEC(opens sec.gov)
Jan 314
EMPIRE RESORTS INC0000921895-07-000224
SEC(opens sec.gov)
Jul 264
EMPIRE RESORTS INC0000921895-05-001192
SEC(opens sec.gov)
Jul 194
EMPIRE RESORTS INC0000921895-05-001146
SEC(opens sec.gov)
Feb 84
EMPIRE RESORTS INC0000921895-05-000149
SEC(opens sec.gov)
Aug 194
BERNSTEIN JOSEPH E0000921895-04-001210
SEC(opens sec.gov)

Companies

Address

C/O MONTICELLO CASINO AND RACEWAY ROUTE 17B, P.O. BOX 5013

MONTICELLO, NY, 12701