Insider · CIK 0001260350

BAKER JAMES BRYAN

Reports to the SEC for 1 company · WACO, TX

sec.gov

Transactions

Companies

Filings

CIK

0001260350

Forms 4 and 5

Insider transactions

19 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-05-17	FIRSTCITY FINANCIAL CORPD Disposition to Issuer	Chief Financial Officer, Senior Vice President	DDisposition to Issuer	−50.2K sh	—	—	0
2013-05-17	FIRSTCITY FINANCIAL CORPStock option (right to buy)D Disposition to Issuer	Chief Financial Officer, Senior Vice President	DDisposition to Issuer	−15K sh	—	—	0
2013-05-17	FIRSTCITY FINANCIAL CORPStock option (right to buy)D Disposition to Issuer	Chief Financial Officer, Senior Vice President	DDisposition to Issuer	−8,000 sh	—	—	0
2013-05-17	FIRSTCITY FINANCIAL CORPStock option (right to buy)D Disposition to Issuer	Chief Financial Officer, Senior Vice President	DDisposition to Issuer	−20K sh	—	—	0
2012-03-30	FIRSTCITY FINANCIAL CORPA Award	Chief Financial Officer, Senior Vice President	AAward	+17.4K sh	—	—	50,227
2011-03-31	FIRSTCITY FINANCIAL CORPA Award	Chief Financial Officer, Senior Vice President	AAward	+8,274 sh	—	—	32,760
2010-11-30	FIRSTCITY FINANCIAL CORPS Sale	Chief Financial Officer, Senior Vice President	SSale	−6,500 sh	$7.85	−$51K	24,486
2010-11-29	FIRSTCITY FINANCIAL CORPS Sale	Chief Financial Officer, Senior Vice President	SSale	−1,000 sh	$7.87	−$7,870	30,986
2010-11-22	FIRSTCITY FINANCIAL CORPOptions to Acquire Common StockM Exercise/Conversion	Chief Financial Officer, Senior Vice President	MExercise/Conversion	−30K sh	—	—	0
2010-11-22	FIRSTCITY FINANCIAL CORPM Exercise/Conversion	Chief Financial Officer, Senior Vice President	MExercise/Conversion	+30K sh	$2.00	+$60K	39,486
2010-11-22	FIRSTCITY FINANCIAL CORPF Tax Payment	Chief Financial Officer, Senior Vice President	FTax Payment	−7,500 sh	$8.00	−$60K	31,986
2009-12-15	FIRSTCITY FINANCIAL CORPS Sale	Chief Financial Officer, Senior Vice President	SSale	−1,000 sh	$7.50	−$7,500	9,486
2009-12-10	FIRSTCITY FINANCIAL CORPS Sale	Chief Financial Officer, Senior Vice President	SSale	−1,000 sh	$7.50	−$7,500	10,486
2009-12-02	FIRSTCITY FINANCIAL CORPS Sale	Chief Financial Officer, Senior Vice President	SSale	−930 sh	$7.60	−$7,068	11,486
2009-11-23	FIRSTCITY FINANCIAL CORPS Sale	Chief Financial Officer, Senior Vice President	SSale	−100 sh	$7.80	−$780	12,416
2009-11-18	FIRSTCITY FINANCIAL CORPS Sale	Chief Financial Officer, Senior Vice President	SSale	−8,600 sh	$7.80	−$67.1K	12,516
2009-11-18	FIRSTCITY FINANCIAL CORPM Exercise/Conversion	Chief Financial Officer, Senior Vice President	MExercise/Conversion	+20K sh	$3.06	+$61.2K	21,116
2009-11-18	FIRSTCITY FINANCIAL CORPOptions to acquire Common StockM Exercise/Conversion	Chief Financial Officer, Senior Vice President	MExercise/Conversion	−20K sh	—	—	0
2009-08-13	FIRSTCITY FINANCIAL CORPOption to Acquire Common StockA Award	Chief Financial Officer, Senior Vice President	AAward	+20K sh	—	—	20,000

Recent filings

Accepted (ET)
May 174
BAKER JAMES BRYAN0001104659-13-042830
SEC(opens sec.gov)
Apr 34
BAKER JAMES BRYAN0001209191-12-021501
SEC(opens sec.gov)
Apr 14
BAKER JAMES BRYAN0001209191-11-020417
SEC(opens sec.gov)
Dec 14
BAKER JAMES BRYAN0001209191-10-057496
SEC(opens sec.gov)
Nov 234
BAKER JAMES BRYAN0001209191-10-056588
SEC(opens sec.gov)
Dec 174
BAKER JAMES BRYAN0001209191-09-057761
SEC(opens sec.gov)
Dec 114
BAKER JAMES BRYAN0001209191-09-056722
SEC(opens sec.gov)
Dec 44
BAKER JAMES BRYAN0001209191-09-055541
SEC(opens sec.gov)
Nov 244
BAKER JAMES BRYAN0001209191-09-054294
SEC(opens sec.gov)
Nov 204
BAKER JAMES BRYAN0001209191-09-053742
SEC(opens sec.gov)
Aug 174
BAKER JAMES BRYAN0001209191-09-040818
SEC(opens sec.gov)

Companies

FIRSTCITY FINANCIAL CORPChief Financial Officer, Senior Vice President

Address

6400 IMPERIAL DRIVE

WACO, TX, 76712