Insider · CIK 0001262241

HOGARTY DANIEL J

Reports to the SEC for 2 companies · LOCKPORT, NY

sec.gov

Transactions

Companies

Filings

CIK

0001262241

Forms 4 and 5

Insider transactions

19 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2009-01-27	FIRST NIAGARA FINANCIAL GROUP INCA Award	Director, Vice Chairman	AAward	+3,396 sh	—	—	121,709
2007-03-22	FIRST NIAGARA FINANCIAL GROUP INCS Sale	Director, Vice Chairman	SSale	−93.1K sh	$14.06	−$1.31M	164,569
2007-03-22	FIRST NIAGARA FINANCIAL GROUP INCS Sale	Director, Vice Chairman	SSale	−6,896 sh	$14.06	−$97K	0
2004-12-23	FIRST NIAGARA FINANCIAL GROUP INCS Sale	Director, Vice Chairman	SSale	−31.9K sh	$14.16	−$452K	6,896
2004-12-22	FIRST NIAGARA FINANCIAL GROUP INCS Sale	Director, Vice Chairman	SSale	−40.1K sh	$14.16	−$568K	38,809
2004-01-16	TROY FINANCIAL CORPM Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+9,710 sh	$10.30	+$100K	173,473
2004-01-16	TROY FINANCIAL CORPS Sale	Director, President & CEO	SSale	−105K sh	$35.50	−$3.74M	68,077
2004-01-16	TROY FINANCIAL CORPS Sale	Director, President & CEO	SSale	−22.8K sh	$35.50	−$808K	30,188
2004-01-16	TROY FINANCIAL CORPS Sale	Director, President & CEO	SSale	−12.1K sh	$35.50	−$428K	2,943
2004-01-16	TROY FINANCIAL CORPEmployee Stock Option (Right to buy)M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+9,710 sh	$10.30	+$100K	219,198
2004-01-16	TROY FINANCIAL CORPEmployee Stock Option (Right to buy)D Disposition to Issuer	Director, President & CEO	DDisposition to Issuer	−219K sh	$10.30	−$2.26M	0
2004-01-16	FIRST NIAGARA FINANCIAL GROUP INCA Award	Director, Vice Chairman	AAward	+6,565 sh	—	—	166,084
2004-01-16	FIRST NIAGARA FINANCIAL GROUP INCNon-Qualified Stock Option (right to buy)A Award	Director, Vice Chairman	AAward	+19.7K sh	—	—	19,700
2003-11-14	TROY FINANCIAL CORPM Exercise/Conversion	Director, President & CEO	MExercise/Conversion	+38.8K sh	$10.30	+$400K	163,758
2003-11-14	TROY FINANCIAL CORPEmployee Stock Option (Right to buy)M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−9,711 sh	$10.30	−$100K	43,839
2003-11-14	TROY FINANCIAL CORPEmployee Stock Option (Right to buy)M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−9,711 sh	$10.30	−$100K	43,839
2003-11-14	TROY FINANCIAL CORPEmployee Stock Option (Right to buy)M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−9,710 sh	$10.30	−$100K	43,840
2003-11-14	TROY FINANCIAL CORPEmployee Stock Option (Right to buy)M Exercise/Conversion	Director, President & CEO	MExercise/Conversion	−9,710 sh	$10.30	−$100K	43,840
2003-10-01	TROY FINANCIAL CORPF Tax Payment	Director, President & CEO	FTax Payment	−9,021 sh	$35.18	−$317K	124,916

Recent filings

Accepted (ET)
Jan 284
HOGARTY DANIEL J0001299911-09-000008
SEC(opens sec.gov)
Mar 264
FIRST NIAGARA FINANCIAL GROUP INC0001262241-07-000002
SEC(opens sec.gov)
Dec 274
HOGARTY DANIEL J0001237030-04-000004
SEC(opens sec.gov)
Dec 234
FIRST NIAGARA FINANCIAL GROUP INC0001262241-04-000005
SEC(opens sec.gov)
Jan 214
TROY FINANCIAL CORP0001262241-04-000003
SEC(opens sec.gov)
Jan 204
FIRST NIAGARA FINANCIAL GROUP INC0001262241-04-000002
SEC(opens sec.gov)
Nov 184
TROY FINANCIAL CORP0001262241-03-000002
SEC(opens sec.gov)
Oct 24
TROY FINANCIAL CORP0001262241-03-000001
SEC(opens sec.gov)

Companies

Address

6950 SOUTH TRANSIT ROAD

LOCKPORT, NY, 14094