Insider · CIK 0001264973

ROGERS THOMAS S

Reports to the SEC for 5 companies · ALVISO, CA

sec.gov

Transactions

Companies

Filings

CIK

0001264973

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-11-03	Frankly IncRestricted stock units convertible into common sharesD Disposition to Issuer	Director	DDisposition to Issuer	−5,000 sh	—	—	2,943
2017-11-03	Frankly IncRestricted stock units convertible into common sharesA Award	Director	AAward	+60K sh	—	—	62,968
2017-10-05	Frankly IncRestricted stock units convertible into common sharesA Award	Director	AAward	+5,000 sh	—	—	7,943
2016-09-07	TIVO SOLUTIONS INC.D Disposition to Issuer	Director	DDisposition to Issuer	−2.52M sh	—	—	0
2016-09-07	TIVO SOLUTIONS INC.Non-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−984K sh	—	—	0
2016-09-07	TIVO SOLUTIONS INC.Non-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−500K sh	—	—	0
2016-08-01	TIVO SOLUTIONS INC.D Disposition to Issuer	Director	DDisposition to Issuer	−194K sh	—	—	2,523,756
2016-08-01	TIVO SOLUTIONS INC.M Exercise/Conversion	Director	MExercise/Conversion	+194K sh	—	—	2,717,702
2016-08-01	TIVO SOLUTIONS INC.F Tax Payment	Director	FTax Payment	−124K sh	$10.52	−$1.31M	2,523,756
2016-08-01	TIVO SOLUTIONS INC.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	+194K sh	—	—	193,946
2016-07-11	TIVO SOLUTIONS INC.A Award	Director	AAward	+7,162 sh	—	—	2,647,861
2016-06-21	TIVO SOLUTIONS INC.Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−385K sh	$6.51	−$2.5M	0
2016-06-21	TIVO SOLUTIONS INC.S Sale	Director	SSale	−320K sh	$10.17	−$3.25M	2,640,699
2016-06-21	TIVO SOLUTIONS INC.M Exercise/Conversion	Director	MExercise/Conversion	+385K sh	$6.51	+$2.5M	2,960,299
2016-02-09	TIVO SOLUTIONS INC.D Disposition to Issuer	Director	DDisposition to Issuer	−47.4K sh	$7.50	−$356K	1,985,924
2016-02-09	TIVO SOLUTIONS INC.D Disposition to Issuer	Director	DDisposition to Issuer	−25.9K sh	$7.50	−$194K	2,151,515
2016-02-09	TIVO SOLUTIONS INC.D Disposition to Issuer	Director	DDisposition to Issuer	−25.9K sh	$7.50	−$194K	2,125,659
2016-02-09	TIVO SOLUTIONS INC.D Disposition to Issuer	Director	DDisposition to Issuer	−25.9K sh	$7.50	−$194K	1,960,068
2016-02-09	TIVO SOLUTIONS INC.D Disposition to Issuer	Director	DDisposition to Issuer	−38.4K sh	$7.50	−$288K	2,033,325
2016-02-09	TIVO SOLUTIONS INC.A Award	Director	AAward	+450K sh	—	—	2,575,659
2016-02-09	TIVO SOLUTIONS INC.A Award	Director	AAward	+450K sh	—	—	2,410,068
2016-02-09	TIVO SOLUTIONS INC.D Disposition to Issuer	Director	DDisposition to Issuer	−233K sh	$7.50	−$1.75M	2,177,371
2015-06-22	TIVO SOLUTIONS INC.Stock Appreciation RightsM Exercise/Conversion	Director	MExercise/Conversion	−50K sh	$6.52	−$326K	0
2015-06-22	TIVO SOLUTIONS INC.Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−37.5K sh	$6.52	−$244K	0
2015-06-22	TIVO SOLUTIONS INC.M Exercise/Conversion	Director	MExercise/Conversion	+50K sh	$6.52	+$326K	2,110,181
2015-06-22	TIVO SOLUTIONS INC.S Sale	Director	SSale	−37.5K sh	$10.70	−$401K	2,060,181
2015-06-22	TIVO SOLUTIONS INC.D Disposition to Issuer	Director	DDisposition to Issuer	−30.5K sh	$10.69	−$326K	2,079,685
2015-06-22	TIVO SOLUTIONS INC.M Exercise/Conversion	Director	MExercise/Conversion	+37.5K sh	$6.52	+$244K	2,097,635
2015-06-22	TIVO SOLUTIONS INC.F Tax Payment	Director	FTax Payment	−10.1K sh	$10.69	−$108K	2,069,587
2015-06-15	TIVO SOLUTIONS INC.D Disposition to Issuer	Director	DDisposition to Issuer	−30.5K sh	$10.68	−$326K	2,070,264
2015-06-15	TIVO SOLUTIONS INC.M Exercise/Conversion	Director	MExercise/Conversion	+50K sh	$6.52	+$326K	2,100,789
2015-06-15	TIVO SOLUTIONS INC.F Tax Payment	Director	FTax Payment	−10.1K sh	$10.68	−$108K	2,060,181
2015-06-15	TIVO SOLUTIONS INC.Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−37.5K sh	$6.52	−$244K	37,454
2015-06-15	TIVO SOLUTIONS INC.S Sale	Director	SSale	−37.5K sh	$10.66	−$399K	2,050,789
2015-06-15	TIVO SOLUTIONS INC.Stock Appreciation RightsM Exercise/Conversion	Director	MExercise/Conversion	−50K sh	$6.52	−$326K	50,000
2015-06-15	TIVO SOLUTIONS INC.M Exercise/Conversion	Director	MExercise/Conversion	+37.5K sh	$6.52	+$244K	2,088,244
2015-06-08	TIVO SOLUTIONS INC.S Sale	Director	SSale	−37.5K sh	$10.58	−$396K	2,041,664
2015-06-08	TIVO SOLUTIONS INC.M Exercise/Conversion	Director	MExercise/Conversion	+37.5K sh	$6.52	+$244K	2,079,119
2015-06-08	TIVO SOLUTIONS INC.M Exercise/Conversion	Director	MExercise/Conversion	+50K sh	$6.52	+$326K	2,091,664
2015-06-08	TIVO SOLUTIONS INC.D Disposition to Issuer	Director	DDisposition to Issuer	−31.1K sh	$10.49	−$326K	2,060,586
2015-06-08	TIVO SOLUTIONS INC.Stock Appreciation RightsM Exercise/Conversion	Director	MExercise/Conversion	−50K sh	$6.52	−$326K	100,000
2015-06-08	TIVO SOLUTIONS INC.F Tax Payment	Director	FTax Payment	−9,797 sh	$10.49	−$103K	2,050,789
2015-06-08	TIVO SOLUTIONS INC.Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−37.5K sh	$6.52	−$244K	74,909
2015-06-01	TIVO SOLUTIONS INC.D Disposition to Issuer	Director	DDisposition to Issuer	−31K sh	$10.50	−$326K	2,051,476
2015-06-01	TIVO SOLUTIONS INC.F Tax Payment	Director	FTax Payment	−9,812 sh	$10.50	−$103K	2,041,664
2015-06-01	TIVO SOLUTIONS INC.M Exercise/Conversion	Director	MExercise/Conversion	+50K sh	$6.52	+$326K	2,082,524
2015-06-01	TIVO SOLUTIONS INC.Non-Qualified Stock Option (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−37.5K sh	$6.52	−$244K	112,364
2015-06-01	TIVO SOLUTIONS INC.M Exercise/Conversion	Director	MExercise/Conversion	+37.5K sh	$6.52	+$244K	2,069,979
2015-06-01	TIVO SOLUTIONS INC.S Sale	Director	SSale	−37.5K sh	$10.51	−$394K	2,032,524
2015-06-01	TIVO SOLUTIONS INC.Stock Appreciation RightsM Exercise/Conversion	Director	MExercise/Conversion	−50K sh	$6.52	−$326K	150,000

Recent filings

Accepted (ET)
Nov 164
ROGERS THOMAS S0001493152-17-013429
SEC(opens sec.gov)
Oct 104
ROGERS THOMAS S0001493152-17-011452
SEC(opens sec.gov)
Sep 84
TIVO INC0001088825-16-000424
SEC(opens sec.gov)
Aug 34
TIVO INC0001088825-16-000368
SEC(opens sec.gov)
Jul 134
TIVO INC0001088825-16-000354
SEC(opens sec.gov)
Jun 214
TIVO INC0001088825-16-000333
SEC(opens sec.gov)
Feb 114
TIVO INC0001088825-16-000224
SEC(opens sec.gov)

Companies

Address

2160 GOLD STREET P.O. BOX 2160

ALVISO, CA, 95002-2160